MONRO MUFFLER BRAKE INC 4

Accession 0000899243-16-033698

$MNROCIK 0000876427operating

View on SEC.gov Company Profile

Filed

Nov 15, 7:00 PM ET

Accepted

Nov 16, 6:04 PM ET

Size

62.0 KB

Accession

0000899243-16-033698

Insider Transaction Report

Form 4

Period: 2016-11-14

MONRO MUFFLER BRAKE INCMNRO

Van Heel John W

President

Transactions

Exercise/Conversion
Common Stock
2016-11-14$39.03/sh+10,000$390,300→ 48,486 total
Tax Payment
Common Stock
2016-11-14$57.75/sh−114,865$6,633,454→ 15,236 total
Tax Payment
Common Stock
2016-11-14$57.75/sh−46,369$2,677,810→ 176,117 total
Exercise/Conversion
Common Stock
2016-11-15$33.64/sh+126,000$4,238,640→ 230,518 total
Exercise/Conversion
Options (Right to buy)
2016-11-14−2,813→ 5,625 total
Exercise: $15.39From: 2009-05-17Exp: 2017-05-16→ Common Stock (2,813 underlying)
Exercise/Conversion
Options (Right to buy)
2016-11-14−2,813→ 0 total
Exercise: $15.39From: 2011-05-17Exp: 2017-05-16→ Common Stock (2,813 underlying)
Exercise/Conversion
Options (Right to buy)
2016-11-14−43,500→ 213,000 total
Exercise: $33.64From: 2014-10-01Exp: 2018-09-30→ Common Stock (43,500 underlying)
Exercise/Conversion
Options (Right to buy)
2016-11-14−43,500→ 126,000 total
Exercise: $33.64From: 2016-10-01Exp: 2018-09-30→ Common Stock (43,500 underlying)
Exercise/Conversion
Options (Right to buy)
2016-11-15−31,500→ 0 total
Exercise: $33.64From: 2016-10-01Exp: 2018-09-30→ Common Stock (43,500 underlying)
Tax Payment
Common Stock
2016-11-15$59.20/sh−28,055$1,660,856→ 202,463 total
Exercise/Conversion
Options (Right to buy)
2016-11-14−2,812→ 2,813 total
Exercise: $15.39From: 2010-05-17Exp: 2017-05-16→ Common Stock (2,812 underlying)
Exercise/Conversion
Options (Right to buy)
2016-11-14−3,000→ 9,000 total
Exercise: $18.05From: 2010-05-20Exp: 2019-05-19→ Common Stock (3,000 underlying)
Exercise/Conversion
Options (Right to buy)
2016-11-14−3,000→ 3,000 total
Exercise: $18.05From: 2012-05-20Exp: 2019-05-19→ Common Stock (3,000 underlying)
Exercise/Conversion
Options (Right to buy)
2016-11-14−2,500→ 7,500 total
Exercise: $39.03From: 2013-05-15Exp: 2018-05-14→ Common Stock (2,500 underlying)
Exercise/Conversion
Options (Right to buy)
2016-11-14−2,500→ 2,500 total
Exercise: $39.03From: 2015-05-15Exp: 2018-05-14→ Common Stock (2,500 underlying)
Exercise/Conversion
Options (Right to buy)
2016-11-14−2,500→ 0 total
Exercise: $39.03From: 2016-05-15Exp: 2018-05-14→ Common Stock (2,500 underlying)
Exercise/Conversion
Options (Right to buy)
2016-11-14−43,500→ 256,500 total
Exercise: $33.64From: 2013-10-01Exp: 2018-09-30→ Common Stock (43,500 underlying)
Exercise/Conversion
Options (Right to buy)
2016-11-15−31,500→ 63,000 total
Exercise: $33.64From: 2014-10-01Exp: 2018-09-30→ Common Stock (43,500 underlying)
Exercise/Conversion
Common Stock
2016-11-14$33.64/sh+174,000$5,853,360→ 222,486 total
Exercise/Conversion
Common Stock
2016-11-14$15.39/sh+11,250$173,138→ 26,486 total
Exercise/Conversion
Options (Right to buy)
2016-11-14−3,000→ 6,000 total
Exercise: $18.05From: 2011-05-20Exp: 2019-05-19→ Common Stock (3,000 underlying)
Exercise/Conversion
Common Stock
2016-11-14$18.05/sh+12,000$216,600→ 38,486 total
Tax Payment
Common Stock
2016-11-15$59.20/sh−71,599$4,238,661→ 104,518 total
Exercise/Conversion
Options (Right to buy)
2016-11-14−2,812→ 8,438 total
Exercise: $15.39From: 2008-05-17Exp: 2017-05-16→ Common Stock (2,812 underlying)
Exercise/Conversion
Options (Right to buy)
2016-11-14−3,000→ 0 total
Exercise: $18.05From: 2013-05-20Exp: 2019-05-19→ Common Stock (3,000 underlying)
Exercise/Conversion
Options (Right to buy)
2016-11-14−2,500→ 5,000 total
Exercise: $39.03From: 2014-05-15Exp: 2018-05-14→ Common Stock (2,500 underlying)
Exercise/Conversion
Options (Right to buy)
2016-11-14−43,500→ 169,500 total
Exercise: $33.64From: 2015-10-01Exp: 2018-09-30→ Common Stock (43,500 underlying)
Exercise/Conversion
Options (Right to buy)
2016-11-15−31,500→ 94,500 total
Exercise: $33.64From: 2013-10-01Exp: 2018-09-30→ Common Stock (43,500 underlying)
Exercise/Conversion
Options (Right to buy)
2016-11-15−31,500→ 31,500 total
Exercise: $33.64From: 2015-10-01Exp: 2018-09-30→ Common Stock (43,500 underlying)

Holdings

HOLDINGS
130,101

Footnotes (3)

[F1]As permitted pursuant to the terms of the 1998 Employee Incentive Stock Option Plan and the 2007 Stock Option Plan, the reporting person utilized his ownership of existing shares in order to exercise options to purchase 333,250 non-qualified stock options, which option exercises are being reported on Tables I and II. The shares were valued at the closing price, respectively, for the Issuer's stock on November 14, 2016 and November 15, 2016, the dates on which the reporting person exercised the options.
[F2]As permitted pursuant to the terms of the 1998 Employee Incentive Stock Option Plan and the 2007 Stock Option Plan, the reporting person satisfied any requisite taxes incurred as a result of the option exercises being reported on Tables I and II of this Form 4 by the Issuer withholding shares otherwise deliverable from the exercise of the options.
[F3]The reporting person's holdings of Monro stock increased by 72,362 shares as a result of these transactions, which were completed for purposes of estate and tax planning.

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION

Issuer

MONRO MUFFLER BRAKE INC

CIK 0000876427

→

Entity typeoperating

IncorporatedNY

Related Parties

filerCIK 0000876427

Filing Metadata

Form type: 4
Filed: Nov 15, 7:00 PM ET
Accepted: Nov 16, 6:04 PM ET
Size: 62.0 KB

View on SEC.gov