Professional Diversity Network, Inc. 4

Accession 0000899243-16-033747

$IPDNCIK 0001546296operating

Filed

Nov 16, 7:00 PM ET

Accepted

Nov 17, 3:01 PM ET

Size

17.2 KB

Accession

0000899243-16-033747

Form 4

Period: 2016-11-07

10% Owner

Transactions

Exercise of In-Money
Common Stock, par value $0.01 per share
2016-11-07$2.00/sh+218,750$437,500→ 371,445 total
Other
Common Stock, par value $0.01 per share
2016-11-07$9.60/sh−97,305$934,128→ 246,445 total
Exercise of In-Money
Common Stock Purchase Warrant
2016-11-07$2.00/sh−218,750$437,500→ 0 total
Exercise: $2.00From: 2016-06-30Exp: 2021-06-30→ Common Stock, par value $0.01 per share (218,750 underlying)
Exercise of In-Money
Common Stock, par value $0.01 per share
2016-11-07$2.00/sh+125,000$250,000→ 125,000 total
Exercise of In-Money
Common Stock Purchase Warrant
2016-11-07$2.00/sh−125,000$250,000→ 0 total
Exercise: $2.00From: 2016-06-30Exp: 2021-06-30→ Common Stock, par value $0.01 per share (125,000 underlying)

10% Owner

Transactions

Exercise of In-Money
Common Stock, par value $0.01 per share
2016-11-07$2.00/sh+218,750$437,500→ 371,445 total
Other
Common Stock, par value $0.01 per share
2016-11-07$9.60/sh−97,305$934,128→ 246,445 total
Exercise of In-Money
Common Stock Purchase Warrant
2016-11-07$2.00/sh−125,000$250,000→ 0 total
Exercise: $2.00From: 2016-06-30Exp: 2021-06-30→ Common Stock, par value $0.01 per share (125,000 underlying)
Exercise of In-Money
Common Stock, par value $0.01 per share
2016-11-07$2.00/sh+125,000$250,000→ 125,000 total
Exercise of In-Money
Common Stock Purchase Warrant
2016-11-07$2.00/sh−218,750$437,500→ 0 total
Exercise: $2.00From: 2016-06-30Exp: 2021-06-30→ Common Stock, par value $0.01 per share (218,750 underlying)

10% Owner

Transactions

Exercise of In-Money
Common Stock, par value $0.01 per share
2016-11-07$2.00/sh+218,750$437,500→ 371,445 total
Exercise of In-Money
Common Stock Purchase Warrant
2016-11-07$2.00/sh−218,750$437,500→ 0 total
Exercise: $2.00From: 2016-06-30Exp: 2021-06-30→ Common Stock, par value $0.01 per share (218,750 underlying)
Exercise of In-Money
Common Stock, par value $0.01 per share
2016-11-07$2.00/sh+125,000$250,000→ 125,000 total
Other
Common Stock, par value $0.01 per share
2016-11-07$9.60/sh−97,305$934,128→ 246,445 total
Exercise of In-Money
Common Stock Purchase Warrant
2016-11-07$2.00/sh−125,000$250,000→ 0 total
Exercise: $2.00From: 2016-06-30Exp: 2021-06-30→ Common Stock, par value $0.01 per share (125,000 underlying)

10% Owner

Transactions

Exercise of In-Money
Common Stock, par value $0.01 per share
2016-11-07$2.00/sh+218,750$437,500→ 371,445 total
Exercise of In-Money
Common Stock Purchase Warrant
2016-11-07$2.00/sh−218,750$437,500→ 0 total
Exercise: $2.00From: 2016-06-30Exp: 2021-06-30→ Common Stock, par value $0.01 per share (218,750 underlying)
Exercise of In-Money
Common Stock Purchase Warrant
2016-11-07$2.00/sh−125,000$250,000→ 0 total
Exercise: $2.00From: 2016-06-30Exp: 2021-06-30→ Common Stock, par value $0.01 per share (125,000 underlying)
Exercise of In-Money
Common Stock, par value $0.01 per share
2016-11-07$2.00/sh+125,000$250,000→ 125,000 total
Other
Common Stock, par value $0.01 per share
2016-11-07$9.60/sh−97,305$934,128→ 246,445 total

Footnotes (3)

[F1]Shares repurchased by the Issuer in a partial issuer tender offer.
[F2]The number of shares for which this warrant is exercisable and the exercise price were adjusted for a 8-for-1 reverse split of the Issuer's Common Stock on September 27, 2016.
[F3]The number of shares for which this warrant is exercisable and the exercise price were adjusted for a 8-for-1 reverse split of the Issuer's Common Stock on September 27, 2016.

Documents

1 file

Professional Diversity Network, Inc.

CIK 0001546296

Entity typeoperating

IncorporatedDE