4//SEC Filing
MONRO MUFFLER BRAKE INC 4
Accession 0000899243-16-033924
$MNROCIK 0000876427operating
Filed
Nov 17, 7:00 PM ET
Accepted
Nov 18, 5:51 PM ET
Size
43.0 KB
Accession
0000899243-16-033924
Insider Transaction Report
Form 4
D AMICO CATHERINE
Executive V.P.-Finance
Transactions
- Exercise/Conversion
Common Stock
2016-11-16$15.39/sh+11,250$173,138→ 189,613 total - Tax Payment
Common Stock
2016-11-16$58.05/sh−8,813$511,595→ 197,800 total - Exercise/Conversion
Options (Right to buy)
2016-11-16−2,250→ 0 totalExercise: $18.05From: 2013-05-20Exp: 2019-05-19→ Common Stock (2,250 underlying) - Exercise/Conversion
Options (Right to buy)
2016-11-16−2,000→ 4,000 totalExercise: $39.03From: 2014-05-15Exp: 2018-05-14→ Common Stock (2,000 underlying) - Tax Payment
Common Stock
2016-11-16$58.05/sh−11,160$647,838→ 178,363 total - Exercise/Conversion
Common Stock
2016-11-16$39.03/sh+8,000$312,240→ 206,613 total - Exercise/Conversion
Options (Right to buy)
2016-11-16−2,812→ 2,813 totalExercise: $15.39From: 2010-05-17Exp: 2017-05-16→ Common Stock (2,812 underlying) - Exercise/Conversion
Options (Right to buy)
2016-11-16−2,000→ 2,000 totalExercise: $39.03From: 2015-05-15Exp: 2018-05-14→ Common Stock (2,000 underlying) - Exercise/Conversion
Common Stock
2016-11-16$18.05/sh+9,000$162,450→ 198,613 total - Gift
Common Stock
2016-11-17$57.95/sh−1,750$101,413→ 195,450 total - Sale
Common Stock
2016-11-18$58.00/sh−8,450$490,100→ 187,000 total - Exercise/Conversion
Options (Right to buy)
2016-11-16−2,813→ 5,625 totalExercise: $15.39From: 2009-05-17Exp: 2017-05-16→ Common Stock (2,813 underlying) - Exercise/Conversion
Options (Right to buy)
2016-11-16−2,813→ 0 totalExercise: $15.39From: 2011-05-17Exp: 2017-05-16→ Common Stock (2,813 underlying) - Exercise/Conversion
Options (Right to buy)
2016-11-16−2,000→ 6,000 totalExercise: $39.03From: 2013-05-15Exp: 2018-05-14→ Common Stock (2,000 underlying) - Exercise/Conversion
Options (Right to buy)
2016-11-16−2,000→ 0 totalExercise: $39.03From: 2016-05-15Exp: 2018-05-14→ Common Stock (2,000 underlying) - Sale
Common Stock
2016-11-16$58.50/sh−600$35,100→ 197,200 total - Exercise/Conversion
Options (Right to buy)
2016-11-16−2,812→ 8,438 totalExercise: $15.39From: 2008-05-17Exp: 2017-05-16→ Common Stock (2,812 underlying) - Exercise/Conversion
Options (Right to buy)
2016-11-16−2,250→ 6,750 totalExercise: $18.05From: 2010-05-20Exp: 2019-05-19→ Common Stock (2,250 underlying) - Exercise/Conversion
Options (Right to buy)
2016-11-16−2,250→ 4,500 totalExercise: $18.05From: 2011-05-20Exp: 2019-05-19→ Common Stock (2,250 underlying) - Exercise/Conversion
Options (Right to buy)
2016-11-16−2,250→ 2,250 totalExercise: $18.05From: 2012-05-20Exp: 2019-05-19→ Common Stock (2,250 underlying)
Holdings
- 189,523
HOLDINGS
Footnotes (3)
- [F1]As permitted pursuant to the terms of the 1998 Employee Incentive Stock Option Plan and the 2007 Stock Option Plan, the reporting person utilized her ownership of existing shares in order to exercise options to purchase 28,250 non-qualified stock options, which option exercises are being reported on Tables I and II. The shares were valued at the closing price, respectively, for the Issuer's stock on November 16, 2016, the dates on which the reporting person exercised the options.
- [F2]As permitted pursuant to the terms of the 1998 Employee Incentive Stock Option Plan and the 2007 Stock Option Plan, the reporting person satisfied any requisite taxes incurred as a result of the option exercises being reported on Tables I and II of this Form 4 by the Issuer withholding shares otherwise deliverable from the exercise of the options.
- [F3]The reporting person's holdings of Monro stock increased by 8,277 shares as a result of these transactions, which were completed for purposes of estate and tax planning.
Documents
Issuer
MONRO MUFFLER BRAKE INC
CIK 0000876427
Entity typeoperating
IncorporatedNY
Related Parties
1- filerCIK 0000876427
Filing Metadata
- Form type
- 4
- Filed
- Nov 17, 7:00 PM ET
- Accepted
- Nov 18, 5:51 PM ET
- Size
- 43.0 KB