4//SEC Filing
UNIVERSAL BIOSENSORS INC 4
Accession 0000899243-17-000117
CIK 0001279695operating
Filed
Jan 2, 7:00 PM ET
Accepted
Jan 3, 6:50 PM ET
Size
18.1 KB
Accession
0000899243-17-000117
Insider Transaction Report
Form 4
Oates Adrian
VP, Quality & Regulatory
Transactions
- Award
Restricted Shares of Common Stock
2016-12-29+3,030→ 15,170 total
Holdings
- 400,000
Stock Option (Right to Buy)
Exercise: $1.20Exp: 2017-09-18→ Common Stock (400,000 underlying) - 25,000
Stock Option (Right to Buy)
Exercise: $0.00Exp: 2019-11-12→ Common Stock (25,000 underlying) - 100,000
Stock Option (Right to Buy)
Exercise: $1.72Exp: 2019-11-09→ Common Stock (100,000 underlying) - 40,000
Stock Option (Right to Buy)
Exercise: $0.00Exp: 2022-01-29→ Common Stock (40,000 underlying) - 105,000
Stock Option (Right to Buy)
Exercise: $0.00Exp: 2019-06-28→ Common Stock (105,000 underlying) - 16,667
Stock Option (Right to Buy)
Exercise: $0.00Exp: 2019-05-14→ Common Stock (16,667 underlying)
Footnotes (11)
- [F1]The price is stated in Australian dollars.
- [F10]1/3 of the stock options vested and became exercisable on 06/30/2008, 1/3 of the options vested and became exercisable on 06/30/2009 and the remaining stock options vested and became exercisable on 06/30/2010.
- [F11]Includes (i) 3,253 shares in the form of CDIs Dr. Oates holds directly and (ii) 8,887 restricted fully paid shares.
- [F2](13,333 stock options vested and became exercisable on 12/31/2015, 13,333 stock options vest and become exercisable on 12/31/2016, and 13,334 stock options vest and become exercisable on 12/31/2017.
- [F3](13,333 stock options vested and became exercisable on 12/31/2014, 13,333 stock options vested and became exercisable on 12/31/2015, and 13,334 stock options vest and become exercisable on 12/31/2016.
- [F4](8,333 stock options vested and became exercisable on 12/31/2013, 8,333 stock options vested and became exercisable on 12/31/2014, and 8,334 stock options vested and became exercisable on 12/31/2015.
- [F5](8,333 stock options vested and became exercisable on 12/31/2012, 8,333 stock options vested and became exercisable on 12/31/2013, and 8,334 stock options vested and became exercisable on 12/31/2014.
- [F6]1/3 of the stock options vested and became exercisable on 12/31/2010, 1/3 of the stock options vested and became exercisable on 12/31/2011 and the remaining stock options vested and became exercisable on 12/31/2012.
- [F7]1/3 of the stock options vested and became exercisable on 12/31/2010, 1/3 of the stock options vested and became exercisable on 12/31/2011 and the remaining stock options vested and became exercisable on 12/31/2012.
- [F8]10,000 stock options vested and became exercisable on 12/31/2010, 21,666 stock options vested and became exercisable on 12/31/2011, 35,000 stock options vested and became exercisable on 12/31/2012, 25,000 stock options vested and became exercisable on 12/31/2013, and 13,334 stock options vested and became exercisable on 12/31/2014.
- [F9]8,333 stock options vested and became exercisable on 12/31/2010 and the remaining stock options vested and became exercisable on 12/31/2011
Documents
Issuer
UNIVERSAL BIOSENSORS INC
CIK 0001279695
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001279695
Filing Metadata
- Form type
- 4
- Filed
- Jan 2, 7:00 PM ET
- Accepted
- Jan 3, 6:50 PM ET
- Size
- 18.1 KB