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4//SEC Filing

Prothena Corp plc 4

Accession 0000899243-17-000441

$PRTACIK 0001559053operating
View on SEC.govCompany Profile

Filed

Jan 4, 7:00 PM ET

Accepted

Jan 5, 4:05 PM ET

Size

15.8 KB

Accession

0000899243-17-000441

Insider Transaction Report

Form 4
Period: 2017-01-03
Prothena Corp plcPRTA
HOMAN ARTHUR W
Chief Legal Officer
Transactions
  • Exercise/Conversion

    Ordinary Shares, par value $0.01 per share

    2017-01-03$22.14/sh+413$9,144→ 413 total
  • Exercise/Conversion

    Stock Option (right to buy)

    2017-01-04−2,712→ 71,875 total
    Exercise: $22.14Exp: 2024-05-01→ Ordinary Shares (2,712 underlying)
  • Sale

    Ordinary Shares, par value $0.01 per share

    2017-01-03$52.15/sh−413$21,538→ 0 total
  • Exercise/Conversion

    Ordinary Shares, par value $0.01 per share

    2017-01-04$22.14/sh+2,712$60,044→ 2,712 total
  • Exercise/Conversion

    Stock Option (right to buy)

    2017-01-03−413→ 74,587 total
    Exercise: $22.14Exp: 2024-05-01→ Ordinary Shares (413 underlying)
  • Sale

    Ordinary Shares, par value $0.01 per share

    2017-01-04$52.27/sh−2,712$141,753→ 0 total
Holdings

  • Ordinary Shares, par value $0.01 per share

    (indirect: By Trust)
    2,000
Footnotes (4)
  • [F1]The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
  • [F2]The transaction was executed in multiple trades in prices ranging from $52.15 to $52.505, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.
  • [F3]The shares are held by the Homan Family Trust, dated 9/21/2001, of which the Reporting Person is a trustee.
  • [F4]The shares subject to the option will vest and become exercisable as to 25% of the total number of shares subject to the option on April 30, 2015 and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment or service relationship with the Issuer on each such vesting date.

Documents

1 file

Issuer

Prothena Corp plc

CIK 0001559053

→
Entity typeoperating
IncorporatedIreland

Related Parties

1
  • filerCIK 0001559053

Filing Metadata

Form type
4
Filed
Jan 4, 7:00 PM ET
Accepted
Jan 5, 4:05 PM ET
Size
15.8 KB
View on SEC.gov