4//SEC Filing
Capnia, Inc. 4
Accession 0000899243-17-007147
$SLNOCIK 0001484565operating
Filed
Mar 9, 7:00 PM ET
Accepted
Mar 10, 4:06 PM ET
Size
8.7 KB
Accession
0000899243-17-007147
Insider Transaction Report
Form 4
Capnia, Inc.CAPN
Transactions
- Purchase
Common Stock
2017-03-07+77,752→ 6,904,925 total(indirect: See Footnote)
TP MANAGEMENT VII LLC
10% Owner
Transactions
- Purchase
Common Stock
2017-03-07+77,752→ 6,904,925 total(indirect: See Footnote)
TECHNOLOGY PARTNERS FUND VII LP
10% Owner
Transactions
- Purchase
Common Stock
2017-03-07+77,752→ 6,904,925 total(indirect: See Footnote)
Footnotes (2)
- [F1]The shares were purchased by the reporting person in a private transaction between the reporting person and a former shareholder of Essentialis in exchange for cash to be used to satisfy certain withholding obligations of the shareholder, based on the closing price per share of Issuer common stock on March 7, 2017 of $0.68.
- [F2]The shares are held directly by Technology Partners Fund VII, L.P. ("Technology Partners VII"). The Reporting Person is the sole general partner of Technology Partners VII, and may be deemed to beneficially own such shares. The Reporting Person holds voting and dispositive power with respect to the securities held by Technology Partners VII. James Glasheen, Sheila Mutter, Roger Quy, Ira Ehrenpreis, and Ted Ardell, and certain other individuals are members of the Reporting Person and disclaim beneficial ownership of the securities held by Technology Partners VII except to the extent of any pecuniary interest therein.
Documents
Issuer
Capnia, Inc.
CIK 0001484565
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001484565
Filing Metadata
- Form type
- 4
- Filed
- Mar 9, 7:00 PM ET
- Accepted
- Mar 10, 4:06 PM ET
- Size
- 8.7 KB