Hortonworks, Inc. 4
4 · Hortonworks, Inc. · Filed Mar 15, 2017
Insider Transaction Report
Form 4
Pavlik Greg
VP, Engineering
Transactions
- Award
Common Stock
2017-03-13+31,253→ 364,546 total - Sale
Common Stock
2017-03-14$9.45/sh−31,253$295,341→ 333,293 total
Holdings
- 113,367(indirect: By Trust)
Common Stock
Footnotes (3)
- [F1]Acquired upon the settlement of performance stock units granted on October 16, 2015 under the Issuer's Amended and Restated 2014 Stock Option and Incentive Plan.
- [F2]This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2016.
- [F3]Represents the weighted average sale price for the entire number of shares sold. The sale prices range from $9.25 to $9.69 per share. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person of each separate price within the range.