4//SEC Filing
CAPITAL SOUTHWEST CORP 4
Accession 0000899243-17-009611
$CSWCCIK 0000017313operating
Filed
Apr 4, 8:00 PM ET
Accepted
Apr 5, 9:45 PM ET
Size
18.7 KB
Accession
0000899243-17-009611
Insider Transaction Report
Form 4
Moab Capital Partners LLC
10% Owner
Transactions
- Sale
Common Stock
2017-04-03$17.34/sh−100$1,734→ 1,630,102 total(indirect: Performance related fees) - Sale
Common Stock
2017-04-05$16.95/sh−700$11,865→ 1,627,766 total(indirect: Performance related fees) - Sale
Common Stock
2017-04-03$17.16/sh−50$858→ 1,630,202 total(indirect: Performance related fees) - Sale
Common Stock
2017-04-04$16.92/sh−236$3,993→ 1,628,466 total(indirect: Performance related fees) - Sale
Common Stock
2017-04-05$16.95/sh−802$13,594→ 1,626,964 total(indirect: Performance related fees) - Sale
Common Stock
2017-04-03$16.84/sh−1,400$23,576→ 1,628,702 total(indirect: Performance related fees)
Rothenberg Michael
10% Owner
Transactions
- Sale
Common Stock
2017-04-03$16.84/sh−1,400$23,576→ 1,628,702 total(indirect: Performance related fees) - Sale
Common Stock
2017-04-05$16.95/sh−802$13,594→ 1,626,964 total(indirect: Performance related fees) - Sale
Common Stock
2017-04-03$17.34/sh−100$1,734→ 1,630,102 total(indirect: Performance related fees) - Sale
Common Stock
2017-04-04$16.92/sh−236$3,993→ 1,628,466 total(indirect: Performance related fees) - Sale
Common Stock
2017-04-03$17.16/sh−50$858→ 1,630,202 total(indirect: Performance related fees) - Sale
Common Stock
2017-04-05$16.95/sh−700$11,865→ 1,627,766 total(indirect: Performance related fees)
Moab Partners LP
10% Owner
Transactions
- Sale
Common Stock
2017-04-03$17.34/sh−100$1,734→ 1,630,102 total(indirect: Performance related fees) - Sale
Common Stock
2017-04-03$16.84/sh−1,400$23,576→ 1,628,702 total(indirect: Performance related fees) - Sale
Common Stock
2017-04-05$16.95/sh−802$13,594→ 1,626,964 total(indirect: Performance related fees) - Sale
Common Stock
2017-04-03$17.16/sh−50$858→ 1,630,202 total(indirect: Performance related fees) - Sale
Common Stock
2017-04-04$16.92/sh−236$3,993→ 1,628,466 total(indirect: Performance related fees) - Sale
Common Stock
2017-04-05$16.95/sh−700$11,865→ 1,627,766 total(indirect: Performance related fees)
Moab GP LLC
10% Owner
Transactions
- Sale
Common Stock
2017-04-03$17.34/sh−100$1,734→ 1,630,102 total(indirect: Performance related fees) - Sale
Common Stock
2017-04-05$16.95/sh−802$13,594→ 1,626,964 total(indirect: Performance related fees) - Sale
Common Stock
2017-04-03$17.16/sh−50$858→ 1,630,202 total(indirect: Performance related fees) - Sale
Common Stock
2017-04-03$16.84/sh−1,400$23,576→ 1,628,702 total(indirect: Performance related fees) - Sale
Common Stock
2017-04-04$16.92/sh−236$3,993→ 1,628,466 total(indirect: Performance related fees) - Sale
Common Stock
2017-04-05$16.95/sh−700$11,865→ 1,627,766 total(indirect: Performance related fees)
Footnotes (1)
- [F1]The securities are owned directly by Moab Partners, L.P. (the "Fund") and a certain separately managed account (the "Managed Account"). Moab GP, LLC ("Moab GP"), the general partner of the Fund, and Moab Capital Partners, LLC ("Moab LLC"), the investment adviser to the Fund and the Managed Account, each may be deemed to beneficially own a portion or all of the securities under Section 13(d) of the Securities Exchange Act of 1934 (the "Exchange Act"). Michael M. Rothenberg is the Managing Member of Moab GP and Moab LLC and may also be deemed to beneficially own the securities under Section 13(d) of the Exchange Act. Moab LLC, Moab GP and Mr. Rothenberg disclaim beneficial ownership of the securities for purposes of Section 16 of the Exchange Act, except the extent of their pecuniary interest in the securities.
Documents
Issuer
CAPITAL SOUTHWEST CORP
CIK 0000017313
Entity typeoperating
IncorporatedTX
Related Parties
1- filerCIK 0000017313
Filing Metadata
- Form type
- 4
- Filed
- Apr 4, 8:00 PM ET
- Accepted
- Apr 5, 9:45 PM ET
- Size
- 18.7 KB