4//SEC Filing
CAPITAL SOUTHWEST CORP 4
Accession 0000899243-17-009612
$CSWCCIK 0000017313operating
Filed
Apr 4, 8:00 PM ET
Accepted
Apr 5, 9:47 PM ET
Size
17.8 KB
Accession
0000899243-17-009612
Insider Transaction Report
Form 4
Moab Partners LP
10% Owner
Transactions
- Sale
Common Stock
2017-04-03$17.34/sh−100$1,734→ 1,528,321 total - Sale
Common Stock
2017-04-03$17.16/sh−50$858→ 1,528,421 total - Sale
Common Stock
2017-04-05$16.95/sh−802$13,594→ 1,525,183 total - Sale
Common Stock
2017-04-03$16.84/sh−1,400$23,576→ 1,526,921 total - Sale
Common Stock
2017-04-05$16.95/sh−700$11,865→ 1,525,985 total - Sale
Common Stock
2017-04-04$16.92/sh−236$3,993→ 1,526,685 total
Moab Capital Partners LLC
10% Owner
Transactions
- Sale
Common Stock
2017-04-04$16.92/sh−236$3,993→ 1,526,685 total - Sale
Common Stock
2017-04-03$17.16/sh−50$858→ 1,528,421 total - Sale
Common Stock
2017-04-03$17.34/sh−100$1,734→ 1,528,321 total - Sale
Common Stock
2017-04-03$16.84/sh−1,400$23,576→ 1,526,921 total - Sale
Common Stock
2017-04-05$16.95/sh−700$11,865→ 1,525,985 total - Sale
Common Stock
2017-04-05$16.95/sh−802$13,594→ 1,525,183 total
Rothenberg Michael
10% Owner
Transactions
- Sale
Common Stock
2017-04-04$16.92/sh−236$3,993→ 1,526,685 total - Sale
Common Stock
2017-04-03$17.34/sh−100$1,734→ 1,528,321 total - Sale
Common Stock
2017-04-03$16.84/sh−1,400$23,576→ 1,526,921 total - Sale
Common Stock
2017-04-03$17.16/sh−50$858→ 1,528,421 total - Sale
Common Stock
2017-04-05$16.95/sh−802$13,594→ 1,525,183 total - Sale
Common Stock
2017-04-05$16.95/sh−700$11,865→ 1,525,985 total
Moab GP LLC
10% Owner
Transactions
- Sale
Common Stock
2017-04-03$17.34/sh−100$1,734→ 1,528,321 total - Sale
Common Stock
2017-04-04$16.92/sh−236$3,993→ 1,526,685 total - Sale
Common Stock
2017-04-03$17.16/sh−50$858→ 1,528,421 total - Sale
Common Stock
2017-04-03$16.84/sh−1,400$23,576→ 1,526,921 total - Sale
Common Stock
2017-04-05$16.95/sh−700$11,865→ 1,525,985 total - Sale
Common Stock
2017-04-05$16.95/sh−802$13,594→ 1,525,183 total
Footnotes (1)
- [F1]Moab Capital Partners, LLC ("Moab LLC") is the investment adviser to Moab Partners, L.P. (the "Fund") and may be deemed to beneficially own the securities under Section 13(d) of the Securities Exchange Act of 1934 (the "Exchange Act") . Moab GP, LLC ("Moab GP") is the general partner of the Fund and may be deemed to beneficially own the securities under Section 13(d) of the Exchange Act. Michael M. Rothenberg is the Managing Member of Moab GP and Moab LLC and may also be deemed to beneficially own the securities under Section 13(d) of the Exchange Act. Moab LLC, Moab GP and Mr. Rothenberg disclaim beneficial ownership of the securities for purposes of Section 16 of the Exchange Act.
Documents
Issuer
CAPITAL SOUTHWEST CORP
CIK 0000017313
Entity typeoperating
IncorporatedTX
Related Parties
1- filerCIK 0000017313
Filing Metadata
- Form type
- 4
- Filed
- Apr 4, 8:00 PM ET
- Accepted
- Apr 5, 9:47 PM ET
- Size
- 17.8 KB