3//SEC Filing
SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. 3
Accession 0000899243-17-009728
CIK 0001660134other
Filed
Apr 5, 8:00 PM ET
Accepted
Apr 6, 8:04 PM ET
Size
24.8 KB
Accession
0000899243-17-009728
Insider Transaction Report
Form 3
Okta, Inc.OKTA
SC US (TTGP), LTD.
10% Owner
Holdings
- (indirect: By SC US GF V Holdings, Ltd.)
Series C Preferred Stock
→ Common Stock (6,939,289 underlying) - (indirect: By Sequoia Capital U.S. Growth Fund VI, L.P.)
Series F Preferred Stock
→ Common Stock (1,773,893 underlying) - (indirect: By SC US GF V Holdings, Ltd.)
Series D Preferred Stock
→ Common Stock (3,416,827 underlying) - (indirect: By Sequoia Capital U.S. Growth Fund VI, L.P.)
Series E Preferred Stock
→ Common Stock (4,816,975 underlying) - (indirect: By Sequoia Capital U.S. Growth VI Principals Fund, L.P.)
Series E Preferred Stock
→ Common Stock (241,279 underlying) - (indirect: By Sequoia Capital U.S. Growth VI Principals Fund L.P.)
Series F Preferred Stock
→ Common Stock (88,853 underlying)
SC U.S. GROWTH VI MANAGEMENT, L.P.
10% Owner
Holdings
- (indirect: By Sequoia Capital U.S. Growth VI Principals Fund L.P.)
Series F Preferred Stock
→ Common Stock (88,853 underlying) - (indirect: By SC US GF V Holdings, Ltd.)
Series C Preferred Stock
→ Common Stock (6,939,289 underlying) - (indirect: By SC US GF V Holdings, Ltd.)
Series D Preferred Stock
→ Common Stock (3,416,827 underlying) - (indirect: By Sequoia Capital U.S. Growth Fund VI, L.P.)
Series F Preferred Stock
→ Common Stock (1,773,893 underlying) - (indirect: By Sequoia Capital U.S. Growth Fund VI, L.P.)
Series E Preferred Stock
→ Common Stock (4,816,975 underlying) - (indirect: By Sequoia Capital U.S. Growth VI Principals Fund, L.P.)
Series E Preferred Stock
→ Common Stock (241,279 underlying)
Holdings
- (indirect: By Sequoia Capital U.S. Growth Fund VI, L.P.)
Series E Preferred Stock
→ Common Stock (4,816,975 underlying) - (indirect: By Sequoia Capital U.S. Growth VI Principals Fund, L.P.)
Series E Preferred Stock
→ Common Stock (241,279 underlying) - (indirect: By Sequoia Capital U.S. Growth VI Principals Fund L.P.)
Series F Preferred Stock
→ Common Stock (88,853 underlying) - (indirect: By SC US GF V Holdings, Ltd.)
Series C Preferred Stock
→ Common Stock (6,939,289 underlying) - (indirect: By Sequoia Capital U.S. Growth Fund VI, L.P.)
Series F Preferred Stock
→ Common Stock (1,773,893 underlying) - (indirect: By SC US GF V Holdings, Ltd.)
Series D Preferred Stock
→ Common Stock (3,416,827 underlying)
SC US GF V Holdings, Ltd.
10% Owner
Holdings
- (indirect: By SC US GF V Holdings, Ltd.)
Series C Preferred Stock
→ Common Stock (6,939,289 underlying) - (indirect: By SC US GF V Holdings, Ltd.)
Series D Preferred Stock
→ Common Stock (3,416,827 underlying) - (indirect: By Sequoia Capital U.S. Growth VI Principals Fund, L.P.)
Series E Preferred Stock
→ Common Stock (241,279 underlying) - (indirect: By Sequoia Capital U.S. Growth Fund VI, L.P.)
Series F Preferred Stock
→ Common Stock (1,773,893 underlying) - (indirect: By Sequoia Capital U.S. Growth VI Principals Fund L.P.)
Series F Preferred Stock
→ Common Stock (88,853 underlying) - (indirect: By Sequoia Capital U.S. Growth Fund VI, L.P.)
Series E Preferred Stock
→ Common Stock (4,816,975 underlying)
Holdings
- (indirect: By SC US GF V Holdings, Ltd.)
Series C Preferred Stock
→ Common Stock (6,939,289 underlying) - (indirect: By SC US GF V Holdings, Ltd.)
Series D Preferred Stock
→ Common Stock (3,416,827 underlying) - (indirect: By Sequoia Capital U.S. Growth Fund VI, L.P.)
Series E Preferred Stock
→ Common Stock (4,816,975 underlying) - (indirect: By Sequoia Capital U.S. Growth VI Principals Fund, L.P.)
Series E Preferred Stock
→ Common Stock (241,279 underlying) - (indirect: By Sequoia Capital U.S. Growth Fund VI, L.P.)
Series F Preferred Stock
→ Common Stock (1,773,893 underlying) - (indirect: By Sequoia Capital U.S. Growth VI Principals Fund L.P.)
Series F Preferred Stock
→ Common Stock (88,853 underlying)
Holdings
- (indirect: By Sequoia Capital U.S. Growth Fund VI, L.P.)
Series E Preferred Stock
→ Common Stock (4,816,975 underlying) - (indirect: By Sequoia Capital U.S. Growth Fund VI, L.P.)
Series F Preferred Stock
→ Common Stock (1,773,893 underlying) - (indirect: By Sequoia Capital U.S. Growth VI Principals Fund L.P.)
Series F Preferred Stock
→ Common Stock (88,853 underlying) - (indirect: By SC US GF V Holdings, Ltd.)
Series C Preferred Stock
→ Common Stock (6,939,289 underlying) - (indirect: By SC US GF V Holdings, Ltd.)
Series D Preferred Stock
→ Common Stock (3,416,827 underlying) - (indirect: By Sequoia Capital U.S. Growth VI Principals Fund, L.P.)
Series E Preferred Stock
→ Common Stock (241,279 underlying)
Holdings
- (indirect: By SC US GF V Holdings, Ltd.)
Series C Preferred Stock
→ Common Stock (6,939,289 underlying) - (indirect: By Sequoia Capital U.S. Growth Fund VI, L.P.)
Series F Preferred Stock
→ Common Stock (1,773,893 underlying) - (indirect: By Sequoia Capital U.S. Growth VI Principals Fund L.P.)
Series F Preferred Stock
→ Common Stock (88,853 underlying) - (indirect: By SC US GF V Holdings, Ltd.)
Series D Preferred Stock
→ Common Stock (3,416,827 underlying) - (indirect: By Sequoia Capital U.S. Growth Fund VI, L.P.)
Series E Preferred Stock
→ Common Stock (4,816,975 underlying) - (indirect: By Sequoia Capital U.S. Growth VI Principals Fund, L.P.)
Series E Preferred Stock
→ Common Stock (241,279 underlying)
Footnotes (6)
- [F1]The Series C Preferred Stock is convertible into Common Stock on a 1:1 basis and has no expiration date. Immediately prior to the completion of the Issuer's initial public offering, all shares of Series C Preferred Stock will be converted into shares of Common Stock of the Issuer.
- [F2]Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock will be reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.
- [F3]SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. together own 100% of the outstanding shares held by SC US GF V Holdings, Ltd. SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
- [F4]The Series D Preferred Stock is convertible into Common Stock on a 1:1 basis and has no expiration date. Immediately prior to the completion of the Issuer's initial public offering, all shares of Series D Preferred Stock will be converted into shares of Common Stock of the Issuer.
- [F5]The Series E Preferred Stock is convertible into Common Stock on a 1:1 basis and has no expiration date. Immediately prior to the completion of the Issuer's initial public offering, all shares of Series E Preferred Stock will be converted into shares of Common Stock of the Issuer.
- [F6]The Series F Preferred Stock is convertible into Common Stock on a 1:1 basis and has no expiration date. Immediately prior to the completion of the Issuer's initial public offering, all shares of Series F Preferred Stock will be converted into shares of Common Stock of the Issuer.
Issuer
Okta, Inc.
CIK 0001660134
Entity typeother
Related Parties
1- filerCIK 0001528109
Filing Metadata
- Form type
- 3
- Filed
- Apr 5, 8:00 PM ET
- Accepted
- Apr 6, 8:04 PM ET
- Size
- 24.8 KB