4//SEC Filing
Comstock Holding Companies, Inc. 4
Accession 0000899243-17-009851
$CHCICIK 0001299969operating
Filed
Apr 9, 8:00 PM ET
Accepted
Apr 10, 4:55 PM ET
Size
29.2 KB
Accession
0000899243-17-009851
Insider Transaction Report
Form 4
Transactions
- Purchase
Class A Common Stock
2017-04-06$1.00/sh+54,605$54,605→ 155,390 total - Other
Class A Common Stock
2015-12-16−3,571→ 50,785 total - Other
Employee Stock Option (right to buy)
2015-12-16−8,037→ 2,679 totalExercise: $13.23→ Class A Common Stock (8,037 underlying) - Tax Payment
Class A Common Stock
2014-03-31$11.27/sh−1,441$16,240→ 44,192 total - Award
Employee Stock Option (right to buy)
2014-12-11+3,572→ 3,572 totalExercise: $7.63From: 2015-12-15Exp: 2024-12-11→ Class A Common Stock (3,572 underlying) - Award
Class A Common Stock
2017-03-06+50,000→ 100,785 total - Award
Employee Stock Option (right to buy)
2017-03-06+32,500→ 32,500 totalExercise: $2.14Exp: 2027-03-06→ Class A Common Stock (32,500 underlying) - Award
A warrant to purchase Class A Common Stock
2014-12-18+7,142→ 7,142 totalExercise: $7.30From: 2015-06-18Exp: 2024-12-18→ Class A Common Stock (7,142 underlying) - Tax Payment
Class A Common Stock
2015-03-31$6.44/sh−1,264$8,140→ 42,928 total - Award
Class A Common Stock
2015-05-12+11,428→ 54,356 total - Other
Employee Stock Option (right to buy)
2015-12-16−2,679→ 893 totalExercise: $7.63→ Class A Common Stock (2,679 underlying)
Holdings
- 10,716
Employee Stock Option (right to buy)
Exercise: $13.23From: 2015-12-15Exp: 2023-12-13→ Class A Common Stock (10,716 underlying) - 14,285
Employee Stock Option (right to buy)
Exercise: $11.83From: 2010-08-18Exp: 2020-08-18→ Class A Common Stock (14,285 underlying) - 14,285
Employee Stock Option (right to buy)
Exercise: $7.56From: 2015-08-26Exp: 2021-08-31→ Class A Common Stock (14,285 underlying)
Footnotes (7)
- [F1]The stock awards were granted on March 6, 2017, and vest in four equal installments commencing in March 2018.
- [F2]These shares were issued in connection with the Comstock Growth Fund Private Placement offering.
- [F3]These warrants were issued in connection with the Comstock Growth Fund Private Placement offering.
- [F4]The totals listed in Column 5 of Table I and Column 9 of Table II of this Form 5 reflect a 7-for-1 reverse stock split that occurred with respect to Comstock's common stock on September 25, 2015.
- [F5]Represents unvested options/restricted shares at the time of the Officer's termination of employment.
- [F6]The options vest in four annual equal installments commencing in March 2018.
- [F7]The options vest in four annual equal installments commencing in December 2015.
Documents
Issuer
Comstock Holding Companies, Inc.
CIK 0001299969
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001299969
Filing Metadata
- Form type
- 4
- Filed
- Apr 9, 8:00 PM ET
- Accepted
- Apr 10, 4:55 PM ET
- Size
- 29.2 KB