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4//SEC Filing

SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. 4

Accession 0000899243-17-010142

CIK 0001660134other
View on SEC.govCompany Profile

Filed

Apr 11, 8:00 PM ET

Accepted

Apr 12, 9:29 PM ET

Size

48.4 KB

Accession

0000899243-17-010142

Insider Transaction Report

Form 4
Period: 2017-04-12
Okta, Inc.OKTA
SC US (TTGP), LTD.
10% Owner
Transactions
  • Other

    Common Stock

    2017-04-12−330,132→ 0 total(indirect: By Sequoia Capital U.S. Growth VI Principals Fund, L.P.)
  • Conversion

    Series C Preferred Stock

    2017-04-12−6,939,289→ 0 total(indirect: By SC US GF V Holdings, Ltd.)
    → Common Stock (6,939,289 underlying)
  • Conversion

    Series E Preferred Stock

    2017-04-12−4,819,975→ 0 total(indirect: By Sequoia Capital U.S. Growth Fund VI, L.P.)
    → Common Stock (4,819,975 underlying)
  • Conversion

    Series F Preferred Stock

    2017-04-12−1,773,893→ 0 total(indirect: By Sequoia Capital U.S. Growth Fund VI, L.P.)
    → Common Stock (1,773,893 underlying)
  • Other

    Common Stock

    2017-04-12−10,356,116→ 0 total(indirect: By SC US GF V Holdings, Ltd.)
  • Conversion

    Common Stock

    2017-04-12+6,590,868→ 6,590,868 total(indirect: By Sequoia Capital U.S. Growth Fund VI, L.P.)
  • Conversion

    Common Stock

    2017-04-12+10,356,116→ 10,356,116 total(indirect: By SC US GF V Holdings, Ltd.)
  • Conversion

    Common Stock

    2017-04-12+330,132→ 330,132 total(indirect: By Sequoia Capital U.S. Growth VI Principals Fund, L.P.)
  • Other

    Class B Common Stock

    2017-04-12+6,590,868→ 6,590,868 total(indirect: By Sequoia Capital U.S. Growth Fund VI, L.P.)
    → Class A Common Stock (6,590,868 underlying)
  • Other

    Common Stock

    2017-04-12−6,590,868→ 0 total(indirect: By Sequoia Capital U.S. Growth Fund VI, L.P.)
  • Conversion

    Series D Preferred Stock

    2017-04-12−3,416,827→ 0 total(indirect: By SC US GF V Holdings, Ltd.)
    → Common Stock (3,416,827 underlying)
  • Conversion

    Series F Preferred Stock

    2017-04-12−88,853→ 0 total(indirect: By Sequoia Capital U.S. Growth VI Principals Fund, L.P.)
    → Common Stock (88,853 underlying)
  • Other

    Class B Common Stock

    2017-04-12+10,356,116→ 10,356,116 total(indirect: By SC US GF V Holdings, Ltd.)
    → Class A Common Stock (10,356,116 underlying)
  • Conversion

    Series E Preferred Stock

    2017-04-12−241,279→ 0 total(indirect: By Sequoia Capital U.S. Growth VI Principals Fund, L.P.)
    → Common Stock (241,279 underlying)
  • Other

    Class B Common Stock

    2017-04-12+330,132→ 330,132 total(indirect: By Sequoia Capital U.S. Growth VI Principals Fund, L.P.)
    → Class A Common Stock (330,132 underlying)
SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P.
10% Owner
Transactions
  • Conversion

    Common Stock

    2017-04-12+10,356,116→ 10,356,116 total(indirect: By SC US GF V Holdings, Ltd.)
  • Conversion

    Series F Preferred Stock

    2017-04-12−88,853→ 0 total(indirect: By Sequoia Capital U.S. Growth VI Principals Fund, L.P.)
    → Common Stock (88,853 underlying)
  • Other

    Class B Common Stock

    2017-04-12+6,590,868→ 6,590,868 total(indirect: By Sequoia Capital U.S. Growth Fund VI, L.P.)
    → Class A Common Stock (6,590,868 underlying)
  • Other

    Common Stock

    2017-04-12−10,356,116→ 0 total(indirect: By SC US GF V Holdings, Ltd.)
  • Other

    Common Stock

    2017-04-12−6,590,868→ 0 total(indirect: By Sequoia Capital U.S. Growth Fund VI, L.P.)
  • Other

    Common Stock

    2017-04-12−330,132→ 0 total(indirect: By Sequoia Capital U.S. Growth VI Principals Fund, L.P.)
  • Conversion

    Series C Preferred Stock

    2017-04-12−6,939,289→ 0 total(indirect: By SC US GF V Holdings, Ltd.)
    → Common Stock (6,939,289 underlying)
  • Conversion

    Series E Preferred Stock

    2017-04-12−4,819,975→ 0 total(indirect: By Sequoia Capital U.S. Growth Fund VI, L.P.)
    → Common Stock (4,819,975 underlying)
  • Conversion

    Series E Preferred Stock

    2017-04-12−241,279→ 0 total(indirect: By Sequoia Capital U.S. Growth VI Principals Fund, L.P.)
    → Common Stock (241,279 underlying)
  • Conversion

    Common Stock

    2017-04-12+6,590,868→ 6,590,868 total(indirect: By Sequoia Capital U.S. Growth Fund VI, L.P.)
  • Conversion

    Series D Preferred Stock

    2017-04-12−3,416,827→ 0 total(indirect: By SC US GF V Holdings, Ltd.)
    → Common Stock (3,416,827 underlying)
  • Conversion

    Series F Preferred Stock

    2017-04-12−1,773,893→ 0 total(indirect: By Sequoia Capital U.S. Growth Fund VI, L.P.)
    → Common Stock (1,773,893 underlying)
  • Conversion

    Common Stock

    2017-04-12+330,132→ 330,132 total(indirect: By Sequoia Capital U.S. Growth VI Principals Fund, L.P.)
  • Other

    Class B Common Stock

    2017-04-12+10,356,116→ 10,356,116 total(indirect: By SC US GF V Holdings, Ltd.)
    → Class A Common Stock (10,356,116 underlying)
  • Other

    Class B Common Stock

    2017-04-12+330,132→ 330,132 total(indirect: By Sequoia Capital U.S. Growth VI Principals Fund, L.P.)
    → Class A Common Stock (330,132 underlying)
SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P.
10% Owner
Transactions
  • Conversion

    Series E Preferred Stock

    2017-04-12−241,279→ 0 total(indirect: By Sequoia Capital U.S. Growth VI Principals Fund, L.P.)
    → Common Stock (241,279 underlying)
  • Other

    Class B Common Stock

    2017-04-12+10,356,116→ 10,356,116 total(indirect: By SC US GF V Holdings, Ltd.)
    → Class A Common Stock (10,356,116 underlying)
  • Conversion

    Series E Preferred Stock

    2017-04-12−4,819,975→ 0 total(indirect: By Sequoia Capital U.S. Growth Fund VI, L.P.)
    → Common Stock (4,819,975 underlying)
  • Other

    Class B Common Stock

    2017-04-12+6,590,868→ 6,590,868 total(indirect: By Sequoia Capital U.S. Growth Fund VI, L.P.)
    → Class A Common Stock (6,590,868 underlying)
  • Other

    Class B Common Stock

    2017-04-12+330,132→ 330,132 total(indirect: By Sequoia Capital U.S. Growth VI Principals Fund, L.P.)
    → Class A Common Stock (330,132 underlying)
  • Conversion

    Common Stock

    2017-04-12+10,356,116→ 10,356,116 total(indirect: By SC US GF V Holdings, Ltd.)
  • Conversion

    Common Stock

    2017-04-12+330,132→ 330,132 total(indirect: By Sequoia Capital U.S. Growth VI Principals Fund, L.P.)
  • Conversion

    Series D Preferred Stock

    2017-04-12−3,416,827→ 0 total(indirect: By SC US GF V Holdings, Ltd.)
    → Common Stock (3,416,827 underlying)
  • Conversion

    Common Stock

    2017-04-12+6,590,868→ 6,590,868 total(indirect: By Sequoia Capital U.S. Growth Fund VI, L.P.)
  • Other

    Common Stock

    2017-04-12−10,356,116→ 0 total(indirect: By SC US GF V Holdings, Ltd.)
  • Other

    Common Stock

    2017-04-12−6,590,868→ 0 total(indirect: By Sequoia Capital U.S. Growth Fund VI, L.P.)
  • Other

    Common Stock

    2017-04-12−330,132→ 0 total(indirect: By Sequoia Capital U.S. Growth VI Principals Fund, L.P.)
  • Conversion

    Series C Preferred Stock

    2017-04-12−6,939,289→ 0 total(indirect: By SC US GF V Holdings, Ltd.)
    → Common Stock (6,939,289 underlying)
  • Conversion

    Series F Preferred Stock

    2017-04-12−1,773,893→ 0 total(indirect: By Sequoia Capital U.S. Growth Fund VI, L.P.)
    → Common Stock (1,773,893 underlying)
  • Conversion

    Series F Preferred Stock

    2017-04-12−88,853→ 0 total(indirect: By Sequoia Capital U.S. Growth VI Principals Fund, L.P.)
    → Common Stock (88,853 underlying)
SC U.S. GROWTH VI MANAGEMENT, L.P.
10% Owner
Transactions
  • Conversion

    Common Stock

    2017-04-12+10,356,116→ 10,356,116 total(indirect: By SC US GF V Holdings, Ltd.)
  • Conversion

    Common Stock

    2017-04-12+6,590,868→ 6,590,868 total(indirect: By Sequoia Capital U.S. Growth Fund VI, L.P.)
  • Other

    Common Stock

    2017-04-12−10,356,116→ 0 total(indirect: By SC US GF V Holdings, Ltd.)
  • Other

    Common Stock

    2017-04-12−6,590,868→ 0 total(indirect: By Sequoia Capital U.S. Growth Fund VI, L.P.)
  • Other

    Common Stock

    2017-04-12−330,132→ 0 total(indirect: By Sequoia Capital U.S. Growth VI Principals Fund, L.P.)
  • Conversion

    Series D Preferred Stock

    2017-04-12−3,416,827→ 0 total(indirect: By SC US GF V Holdings, Ltd.)
    → Common Stock (3,416,827 underlying)
  • Conversion

    Common Stock

    2017-04-12+330,132→ 330,132 total(indirect: By Sequoia Capital U.S. Growth VI Principals Fund, L.P.)
  • Conversion

    Series C Preferred Stock

    2017-04-12−6,939,289→ 0 total(indirect: By SC US GF V Holdings, Ltd.)
    → Common Stock (6,939,289 underlying)
  • Conversion

    Series F Preferred Stock

    2017-04-12−1,773,893→ 0 total(indirect: By Sequoia Capital U.S. Growth Fund VI, L.P.)
    → Common Stock (1,773,893 underlying)
  • Other

    Class B Common Stock

    2017-04-12+6,590,868→ 6,590,868 total(indirect: By Sequoia Capital U.S. Growth Fund VI, L.P.)
    → Class A Common Stock (6,590,868 underlying)
  • Conversion

    Series E Preferred Stock

    2017-04-12−4,819,975→ 0 total(indirect: By Sequoia Capital U.S. Growth Fund VI, L.P.)
    → Common Stock (4,819,975 underlying)
  • Conversion

    Series F Preferred Stock

    2017-04-12−88,853→ 0 total(indirect: By Sequoia Capital U.S. Growth VI Principals Fund, L.P.)
    → Common Stock (88,853 underlying)
  • Other

    Class B Common Stock

    2017-04-12+330,132→ 330,132 total(indirect: By Sequoia Capital U.S. Growth VI Principals Fund, L.P.)
    → Class A Common Stock (330,132 underlying)
  • Conversion

    Series E Preferred Stock

    2017-04-12−241,279→ 0 total(indirect: By Sequoia Capital U.S. Growth VI Principals Fund, L.P.)
    → Common Stock (241,279 underlying)
  • Other

    Class B Common Stock

    2017-04-12+10,356,116→ 10,356,116 total(indirect: By SC US GF V Holdings, Ltd.)
    → Class A Common Stock (10,356,116 underlying)
SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P.
10% Owner
Transactions
  • Conversion

    Common Stock

    2017-04-12+6,590,868→ 6,590,868 total(indirect: By Sequoia Capital U.S. Growth Fund VI, L.P.)
  • Other

    Common Stock

    2017-04-12−6,590,868→ 0 total(indirect: By Sequoia Capital U.S. Growth Fund VI, L.P.)
  • Conversion

    Series D Preferred Stock

    2017-04-12−3,416,827→ 0 total(indirect: By SC US GF V Holdings, Ltd.)
    → Common Stock (3,416,827 underlying)
  • Conversion

    Series F Preferred Stock

    2017-04-12−88,853→ 0 total(indirect: By Sequoia Capital U.S. Growth VI Principals Fund, L.P.)
    → Common Stock (88,853 underlying)
  • Other

    Common Stock

    2017-04-12−10,356,116→ 0 total(indirect: By SC US GF V Holdings, Ltd.)
  • Conversion

    Common Stock

    2017-04-12+10,356,116→ 10,356,116 total(indirect: By SC US GF V Holdings, Ltd.)
  • Conversion

    Common Stock

    2017-04-12+330,132→ 330,132 total(indirect: By Sequoia Capital U.S. Growth VI Principals Fund, L.P.)
  • Other

    Common Stock

    2017-04-12−330,132→ 0 total(indirect: By Sequoia Capital U.S. Growth VI Principals Fund, L.P.)
  • Conversion

    Series E Preferred Stock

    2017-04-12−4,819,975→ 0 total(indirect: By Sequoia Capital U.S. Growth Fund VI, L.P.)
    → Common Stock (4,819,975 underlying)
  • Conversion

    Series F Preferred Stock

    2017-04-12−1,773,893→ 0 total(indirect: By Sequoia Capital U.S. Growth Fund VI, L.P.)
    → Common Stock (1,773,893 underlying)
  • Other

    Class B Common Stock

    2017-04-12+330,132→ 330,132 total(indirect: By Sequoia Capital U.S. Growth VI Principals Fund, L.P.)
    → Class A Common Stock (330,132 underlying)
  • Other

    Class B Common Stock

    2017-04-12+6,590,868→ 6,590,868 total(indirect: By Sequoia Capital U.S. Growth Fund VI, L.P.)
    → Class A Common Stock (6,590,868 underlying)
  • Conversion

    Series C Preferred Stock

    2017-04-12−6,939,289→ 0 total(indirect: By SC US GF V Holdings, Ltd.)
    → Common Stock (6,939,289 underlying)
  • Conversion

    Series E Preferred Stock

    2017-04-12−241,279→ 0 total(indirect: By Sequoia Capital U.S. Growth VI Principals Fund, L.P.)
    → Common Stock (241,279 underlying)
  • Other

    Class B Common Stock

    2017-04-12+10,356,116→ 10,356,116 total(indirect: By SC US GF V Holdings, Ltd.)
    → Class A Common Stock (10,356,116 underlying)
SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P.
10% Owner
Transactions
  • Conversion

    Common Stock

    2017-04-12+6,590,868→ 6,590,868 total(indirect: By Sequoia Capital U.S. Growth Fund VI, L.P.)
  • Other

    Common Stock

    2017-04-12−6,590,868→ 0 total(indirect: By Sequoia Capital U.S. Growth Fund VI, L.P.)
  • Other

    Class B Common Stock

    2017-04-12+330,132→ 330,132 total(indirect: By Sequoia Capital U.S. Growth VI Principals Fund, L.P.)
    → Class A Common Stock (330,132 underlying)
  • Other

    Common Stock

    2017-04-12−330,132→ 0 total(indirect: By Sequoia Capital U.S. Growth VI Principals Fund, L.P.)
  • Conversion

    Series C Preferred Stock

    2017-04-12−6,939,289→ 0 total(indirect: By SC US GF V Holdings, Ltd.)
    → Common Stock (6,939,289 underlying)
  • Conversion

    Series E Preferred Stock

    2017-04-12−241,279→ 0 total(indirect: By Sequoia Capital U.S. Growth VI Principals Fund, L.P.)
    → Common Stock (241,279 underlying)
  • Other

    Class B Common Stock

    2017-04-12+6,590,868→ 6,590,868 total(indirect: By Sequoia Capital U.S. Growth Fund VI, L.P.)
    → Class A Common Stock (6,590,868 underlying)
  • Conversion

    Common Stock

    2017-04-12+10,356,116→ 10,356,116 total(indirect: By SC US GF V Holdings, Ltd.)
  • Conversion

    Series E Preferred Stock

    2017-04-12−4,819,975→ 0 total(indirect: By Sequoia Capital U.S. Growth Fund VI, L.P.)
    → Common Stock (4,819,975 underlying)
  • Conversion

    Series F Preferred Stock

    2017-04-12−1,773,893→ 0 total(indirect: By Sequoia Capital U.S. Growth Fund VI, L.P.)
    → Common Stock (1,773,893 underlying)
  • Other

    Common Stock

    2017-04-12−10,356,116→ 0 total(indirect: By SC US GF V Holdings, Ltd.)
  • Conversion

    Series F Preferred Stock

    2017-04-12−88,853→ 0 total(indirect: By Sequoia Capital U.S. Growth VI Principals Fund, L.P.)
    → Common Stock (88,853 underlying)
  • Other

    Class B Common Stock

    2017-04-12+10,356,116→ 10,356,116 total(indirect: By SC US GF V Holdings, Ltd.)
    → Class A Common Stock (10,356,116 underlying)
  • Conversion

    Common Stock

    2017-04-12+330,132→ 330,132 total(indirect: By Sequoia Capital U.S. Growth VI Principals Fund, L.P.)
  • Conversion

    Series D Preferred Stock

    2017-04-12−3,416,827→ 0 total(indirect: By SC US GF V Holdings, Ltd.)
    → Common Stock (3,416,827 underlying)
SC US GF V Holdings, Ltd.
10% Owner
Transactions
  • Conversion

    Common Stock

    2017-04-12+10,356,116→ 10,356,116 total(indirect: By SC US GF V Holdings, Ltd.)
  • Conversion

    Series E Preferred Stock

    2017-04-12−241,279→ 0 total(indirect: By Sequoia Capital U.S. Growth VI Principals Fund, L.P.)
    → Common Stock (241,279 underlying)
  • Other

    Class B Common Stock

    2017-04-12+6,590,868→ 6,590,868 total(indirect: By Sequoia Capital U.S. Growth Fund VI, L.P.)
    → Class A Common Stock (6,590,868 underlying)
  • Other

    Class B Common Stock

    2017-04-12+330,132→ 330,132 total(indirect: By Sequoia Capital U.S. Growth VI Principals Fund, L.P.)
    → Class A Common Stock (330,132 underlying)
  • Conversion

    Common Stock

    2017-04-12+6,590,868→ 6,590,868 total(indirect: By Sequoia Capital U.S. Growth Fund VI, L.P.)
  • Other

    Common Stock

    2017-04-12−6,590,868→ 0 total(indirect: By Sequoia Capital U.S. Growth Fund VI, L.P.)
  • Other

    Common Stock

    2017-04-12−330,132→ 0 total(indirect: By Sequoia Capital U.S. Growth VI Principals Fund, L.P.)
  • Conversion

    Series D Preferred Stock

    2017-04-12−3,416,827→ 0 total(indirect: By SC US GF V Holdings, Ltd.)
    → Common Stock (3,416,827 underlying)
  • Conversion

    Series E Preferred Stock

    2017-04-12−4,819,975→ 0 total(indirect: By Sequoia Capital U.S. Growth Fund VI, L.P.)
    → Common Stock (4,819,975 underlying)
  • Conversion

    Series F Preferred Stock

    2017-04-12−1,773,893→ 0 total(indirect: By Sequoia Capital U.S. Growth Fund VI, L.P.)
    → Common Stock (1,773,893 underlying)
  • Conversion

    Common Stock

    2017-04-12+330,132→ 330,132 total(indirect: By Sequoia Capital U.S. Growth VI Principals Fund, L.P.)
  • Other

    Common Stock

    2017-04-12−10,356,116→ 0 total(indirect: By SC US GF V Holdings, Ltd.)
  • Conversion

    Series C Preferred Stock

    2017-04-12−6,939,289→ 0 total(indirect: By SC US GF V Holdings, Ltd.)
    → Common Stock (6,939,289 underlying)
  • Conversion

    Series F Preferred Stock

    2017-04-12−88,853→ 0 total(indirect: By Sequoia Capital U.S. Growth VI Principals Fund, L.P.)
    → Common Stock (88,853 underlying)
  • Other

    Class B Common Stock

    2017-04-12+10,356,116→ 10,356,116 total(indirect: By SC US GF V Holdings, Ltd.)
    → Class A Common Stock (10,356,116 underlying)
Footnotes (7)
  • [F1]Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.
  • [F2]The Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
  • [F3]The Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
  • [F4]The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
  • [F5]The Series F Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
  • [F6]SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. together own 100% of the outstanding shares held by SC US GF V Holdings, Ltd. SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
  • [F7]Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Documents

1 file

Issuer

Okta, Inc.

CIK 0001660134

→
Entity typeother

Related Parties

1
  • filerCIK 0001528109

Filing Metadata

Form type
4
Filed
Apr 11, 8:00 PM ET
Accepted
Apr 12, 9:29 PM ET
Size
48.4 KB
View on SEC.gov