4//SEC Filing
Capnia, Inc. 4
Accession 0000899243-17-010283
$SLNOCIK 0001484565operating
Filed
Apr 12, 8:00 PM ET
Accepted
Apr 13, 9:26 PM ET
Size
6.2 KB
Accession
0000899243-17-010283
Insider Transaction Report
Form 4
Capnia, Inc.CAPN
Glasheen James Walter
Director10% Owner
Transactions
- Award
Common Stock
2017-04-07$0.63/sh+2,578$1,624→ 2,578 total
Holdings
- 7,050,691(indirect: See footnote)
Common Stock
Footnotes (3)
- [F1]Effective January 1, 2017, annual board and committee retainers payable to directors will be made in equivalent shares of the Issuer's common stock, on a quarterly basis.
- [F2]The number of shares issuable in lieu of cash retainers was determined using the closing price per share of Issuer common stock on April 7, 2017, or $0.63.
- [F3]Consists of shares held by Technology Partners Fund VII, L.P and Tehnology Partners Affiliates VII, L.P. or Technology Affiliates. James Glasheen is one of the managing members of Technology Partners and Technology Affiliates and has shared voting power over the shares of common stock beneficially owned by Technology Partners and Technology Affiliates. M r. Glasheen disclaims beneficial ownership of such securities, except to the extent, if any, of his pecuniary interest therein.
Documents
Issuer
Capnia, Inc.
CIK 0001484565
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001484565
Filing Metadata
- Form type
- 4
- Filed
- Apr 12, 8:00 PM ET
- Accepted
- Apr 13, 9:26 PM ET
- Size
- 6.2 KB