4//SEC Filing
Capnia, Inc. 4
Accession 0000899243-17-010285
$SLNOCIK 0001484565operating
Filed
Apr 12, 8:00 PM ET
Accepted
Apr 13, 9:31 PM ET
Size
6.0 KB
Accession
0000899243-17-010285
Insider Transaction Report
Form 4
Capnia, Inc.CAPN
COLLINSON STUART J
Director
Transactions
- Award
Common Stock
2017-04-07$0.63/sh+2,564$1,615→ 2,564 total
Holdings
- 7,251,728(indirect: See footnote)
Common Stock
Footnotes (3)
- [F1]Effective January 1, 2017, annual board and committee retainers payable to directors will be made in equivalent shares of the Issuer's common stock, on a quarterly basis.
- [F2]The number of shares issuable in lieu of cash retainers was determined using the closing price per share of Issuer common stock on April 7, 2017, or $0.63.
- [F3]Consists of shares of held by Forward Ventures V, L.P., or Forward Ventures. Mr. Collinson is a managing member of Forward Ventures and has shared voting power over the shares of Common Stock beneficially owned by Forward Ventures. M r. Collinson disclaims beneficial ownership of such securities, except to the extent, if any, of his pecuniary interest therein.
Documents
Issuer
Capnia, Inc.
CIK 0001484565
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001484565
Filing Metadata
- Form type
- 4
- Filed
- Apr 12, 8:00 PM ET
- Accepted
- Apr 13, 9:31 PM ET
- Size
- 6.0 KB