KCG Holdings, Inc. 4
4 · KCG Holdings, Inc. · Filed May 4, 2017
Insider Transaction Report
Form 4
McCarthy John A
General Counsel
Transactions
- Exercise of In-Money
Class A Common Stock, par value $0.01 per share
2017-05-02+40,829→ 61,829 total - Sale
Class A Common Stock, par value $0.01 per share
2017-05-02$19.94/sh−26,951$537,403→ 34,878 total - Exercise of In-Money
Class A Warrants (right to buy)
2017-05-02−13,610→ 0 totalExercise: $11.70From: 2013-07-01Exp: 2017-07-01→ Class A Common Stock (13,610 underlying) - Exercise of In-Money
Class A Warrants (right to buy)
2017-05-02−13,610→ 0 totalExercise: $13.16From: 2013-07-01Exp: 2018-07-01→ Class A Common Stock (13,610 underlying) - Exercise of In-Money
Class A Warrants (right to buy)
2017-05-02−13,609→ 0 totalExercise: $14.63From: 2013-07-01Exp: 2019-07-01→ Class A Common Stock (13,609 underlying)
Footnotes (1)
- [F1]On May 2, 2017, the reporting person exercised (i) a warrant to purchase 13,610 shares of KCG common stock for $11.70 a share, (ii) a warrant to purchase 13,610 shares of KCG common stock for $13.16 a share and (iii) a warrant to purchase 13,609 shares of KCG common stock for $14.63 a share. The reporting person paid the exercise price of each on a cashless basis, resulting in KCG's withholding of 26,951 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 13,878 shares. KCG also paid $41.48 to the reporting person in lieu of a fractional share.