KCG Holdings, Inc. 4
4 · KCG Holdings, Inc. · Filed May 17, 2017
Insider Transaction Report
Form 4
Ogurtsov Nick
Chief Risk Officer
Transactions
- Sale
Class A Common Stock, par value $0.01 per share
2017-05-16−120,360→ 58,549 total - Sale
Class A Common Stock, par value $0.01 per share
2017-05-15−51,101→ 58,549 total - Exercise/Conversion
Stock Options (right to buy)
2017-05-15−51,101→ 120,360 totalExercise: $8.24Exp: 2018-08-12→ Class A Common Stock (51,101 underlying) - Exercise/Conversion
Class A Common Stock, par value $0.01 per share
2017-05-15+51,101→ 109,650 total - Exercise/Conversion
Stock Options (right to buy)
2017-05-16−120,360→ 0 totalExercise: $8.24Exp: 2018-08-12→ Class A Common Stock (120,360 underlying) - Exercise/Conversion
Class A Common Stock, par value $0.01 per share
2017-05-16+120,360→ 178,909 total
Footnotes (4)
- [F1]Reflects the exercise by the Reporting Person of Stock Options granted by KCG Holdings, Inc. under the KCG Holdings, Inc. Amended and Restated Equity Incentive Plan.
- [F2]Represents the sale of 51,101 shares in multiple transactions at prices ranging from $19.83 to $19.88 per share, resulting in a weighted average sale price per share of $19.85. The reporting person undertakes to provide the SEC, the Issuer, or any security holder of the Issuer, upon request, full information pertaining to the number of shares sold at each price.
- [F3]Represents the sale of 120,360 shares in multiple transactions at prices ranging from $19.81 to $19.85 per share, resulting in a weighted average sale price per share of $19.82. The reporting person undertakes to provide the SEC, the Issuer, or any security holder of the Issuer, upon request, full information pertaining to the number of shares sold at each price.
- [F4]Stock options granted by KCG Holdings, Inc. under the KCG Holdings, Inc. Amended and Restated Equity Incentive Plan. The options vested in full on July 1, 2016.