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4//SEC Filing

STONEGATE MORTGAGE CORP 4

Accession 0000899243-17-014869

CIK 0001454389operating

Filed

May 30, 8:00 PM ET

Accepted

May 31, 6:29 PM ET

Size

8.3 KB

Accession

0000899243-17-014869

Insider Transaction Report

Form 4
Period: 2017-05-31
Transactions
  • Disposition to Issuer

    Common Stock

    2017-05-31$8.00/sh28,354$226,8320 total
  • Disposition to Issuer

    Stock Option (right to buy Common Stock)

    2017-05-31$4.03/sh101,494$409,0210 total
    Exercise: $3.97Exp: 2022-03-09Common Stock (101,494 underlying)
Footnotes (3)
  • [F1]Consists of 28,354 restricted stock units of Stonegate Mortgage Corporation ("Stonegate") (each, a "Stonegate RSU").
  • [F2]Pursuant to the Agreement and Plan of Merger, dated January 26, 2017 (the "Merger Agreement"), among Stonegate, Home Point Financial Corporation and Longhorn Merger Sub, Inc., upon completion of the merger as contemplated by the Merger Agreement, each Stonegate RSU was converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock of Stonegate, par value $0.01 per share ("Stonegate Common Stock"), subject to such Stonegate RSU immediately prior to completion of the merger and (ii) $8.00 in cash (the "Merger Consideration"), less applicable tax withholdings.
  • [F3]Each option to buy Stonegate Common Stock (each, a "Stonegate Stock Option"), whether vested or unvested, upon completion of the merger was converted into the right to receive an amount in cash equal to the product of (i) the number of shares of Stonegate Common Stock subject to such Stonegate Stock Option immediately prior to completion of the merger and (ii) the excess, if any, of (A) the Merger Consideration over (B) the exercise price per share of Stonegate Common Stock subject to such Stonegate Stock Option, less applicable tax withholdings.

Issuer

STONEGATE MORTGAGE CORP

CIK 0001454389

Entity typeoperating
IncorporatedOH

Related Parties

1
  • filerCIK 0001454389

Filing Metadata

Form type
4
Filed
May 30, 8:00 PM ET
Accepted
May 31, 6:29 PM ET
Size
8.3 KB