Home/Filings/4/0000899243-17-015002

4//SEC Filing

SMART Global Holdings, Inc. 4

Accession 0000899243-17-015002

$PENGCIK 0001616533operating

View on SEC.gov Company Profile

Filed

May 31, 8:00 PM ET

Accepted

Jun 1, 5:15 PM ET

Size

22.3 KB

Accession

0000899243-17-015002

Insider Transaction Report

Form 4

Period: 2017-05-30

SMART Global Holdings, Inc.SGH

DAVIDSON JAMES

Director

Transactions

Purchase
Ordinary Shares
2017-05-30$11.00/sh+5,360$58,960→ 50,944 total(indirect: Held through Silver Lake Technology Investors III Cayman, L.P.)
Purchase
Ordinary Shares
2017-05-30$11.00/sh+994,640$10,941,040→ 9,453,560 total(indirect: Held through Silver Lake Partners III Cayman (AIV III), L.P)
Purchase
Ordinary Shares
2017-05-30$11.00/sh+493,985$5,433,835→ 4,695,082 total(indirect: Held through Silver Lake Sumeru Fund Cayman, L.P.)
Purchase
Ordinary Shares
2017-05-30$11.00/sh+6,015$66,165→ 57,169 total(indirect: Held through Silver Lake Technology Investors Sumeru Cayman, L.P.)

Silver Lake (Offshore) AIV GP III, Ltd.

10% Owner

Transactions

Purchase
Ordinary Shares
2017-05-30$11.00/sh+5,360$58,960→ 50,944 total(indirect: Held through Silver Lake Technology Investors III Cayman, L.P.)
Purchase
Ordinary Shares
2017-05-30$11.00/sh+6,015$66,165→ 57,169 total(indirect: Held through Silver Lake Technology Investors Sumeru Cayman, L.P.)
Purchase
Ordinary Shares
2017-05-30$11.00/sh+994,640$10,941,040→ 9,453,560 total(indirect: Held through Silver Lake Partners III Cayman (AIV III), L.P)
Purchase
Ordinary Shares
2017-05-30$11.00/sh+493,985$5,433,835→ 4,695,082 total(indirect: Held through Silver Lake Sumeru Fund Cayman, L.P.)

Silver Lake Technology Associates III Cayman, L.P.

10% Owner

Transactions

Purchase
Ordinary Shares
2017-05-30$11.00/sh+493,985$5,433,835→ 4,695,082 total(indirect: Held through Silver Lake Sumeru Fund Cayman, L.P.)
Purchase
Ordinary Shares
2017-05-30$11.00/sh+6,015$66,165→ 57,169 total(indirect: Held through Silver Lake Technology Investors Sumeru Cayman, L.P.)
Purchase
Ordinary Shares
2017-05-30$11.00/sh+994,640$10,941,040→ 9,453,560 total(indirect: Held through Silver Lake Partners III Cayman (AIV III), L.P)
Purchase
Ordinary Shares
2017-05-30$11.00/sh+5,360$58,960→ 50,944 total(indirect: Held through Silver Lake Technology Investors III Cayman, L.P.)

Silver Lake Technology Investors III Cayman, L.P.

10% Owner

Transactions

Purchase
Ordinary Shares
2017-05-30$11.00/sh+493,985$5,433,835→ 4,695,082 total(indirect: Held through Silver Lake Sumeru Fund Cayman, L.P.)
Purchase
Ordinary Shares
2017-05-30$11.00/sh+5,360$58,960→ 50,944 total(indirect: Held through Silver Lake Technology Investors III Cayman, L.P.)
Purchase
Ordinary Shares
2017-05-30$11.00/sh+994,640$10,941,040→ 9,453,560 total(indirect: Held through Silver Lake Partners III Cayman (AIV III), L.P)
Purchase
Ordinary Shares
2017-05-30$11.00/sh+6,015$66,165→ 57,169 total(indirect: Held through Silver Lake Technology Investors Sumeru Cayman, L.P.)

Hao Kenneth

Director

Transactions

Purchase
Ordinary Shares
2017-05-30$11.00/sh+493,985$5,433,835→ 4,695,082 total(indirect: Held through Silver Lake Sumeru Fund Cayman, L.P.)
Purchase
Ordinary Shares
2017-05-30$11.00/sh+994,640$10,941,040→ 9,453,560 total(indirect: Held through Silver Lake Partners III Cayman (AIV III), L.P)
Purchase
Ordinary Shares
2017-05-30$11.00/sh+5,360$58,960→ 50,944 total(indirect: Held through Silver Lake Technology Investors III Cayman, L.P.)
Purchase
Ordinary Shares
2017-05-30$11.00/sh+6,015$66,165→ 57,169 total(indirect: Held through Silver Lake Technology Investors Sumeru Cayman, L.P.)

Silver Lake Partners III Cayman (AIV III), L.P.

10% Owner

Transactions

Purchase
Ordinary Shares
2017-05-30$11.00/sh+5,360$58,960→ 50,944 total(indirect: Held through Silver Lake Technology Investors III Cayman, L.P.)
Purchase
Ordinary Shares
2017-05-30$11.00/sh+994,640$10,941,040→ 9,453,560 total(indirect: Held through Silver Lake Partners III Cayman (AIV III), L.P)
Purchase
Ordinary Shares
2017-05-30$11.00/sh+493,985$5,433,835→ 4,695,082 total(indirect: Held through Silver Lake Sumeru Fund Cayman, L.P.)
Purchase
Ordinary Shares
2017-05-30$11.00/sh+6,015$66,165→ 57,169 total(indirect: Held through Silver Lake Technology Investors Sumeru Cayman, L.P.)

Footnotes (9)

[F1]These ordinary shares, par value $0.03 per share, of SMART Global Holdings, Inc. (the "Issuer") were purchased for $11.00 per share in connection with the initial public offering of the Issuer.
[F2]These securities are directly held by Silver Lake Partners III Cayman (AIV III), L.P. ("SLP III Cayman").
[F3]These securities are directly held by Silver Lake Technology Investors III Cayman, L.P. ("SLTI III Cayman").
[F4]Silver Lake Technology Associates III Cayman, L.P. ("SLTA III Cayman") is the general partner of SLP III Cayman and SLTI III Cayman. Silver Lake (Offshore) AIV GP III, Ltd. is the general partner of SLTA III Cayman.
[F5]These securities are directly held by Silver Lake Sumeru Fund Cayman, L.P. ("SLS Cayman").
[F6]These securities are directly held by Silver Lake Technology Investors Sumeru Cayman, L.P. ("SLTI Sumeru Cayman").
[F7]Silver Lake Technology Associates Sumeru Cayman, L.P. ("SLTA Sumeru Cayman") is the general partner of SLS Cayman and SLTI Sumeru Cayman. SLTA Sumeru (GP) Cayman, L.P. ("SLTA Sumeru GP Cayman") is the general partner of SLTA Sumeru Cayman, and the general partner of SLTA Sumeru GP Cayman is Silver Lake Sumeru (Offshore) AIV GP, Ltd. ("SL Sumeru Offshore Ltd.").
[F8]Messrs. Kenneth Hao, James Davidson, Ajay Shah and Paul Mercadante each serves as a director of the Issuer, and also each serves as a director of SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. and each may be deemed to beneficially own any securities beneficially owned by SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. but each disclaims beneficial ownership of such securities, except to the extent of his respective pecuniary interest therein.
[F9]This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION

Issuer

SMART Global Holdings, Inc.

CIK 0001616533

→

Entity typeoperating

IncorporatedDE

Related Parties

filerCIK 0001616533

Filing Metadata

Form type: 4
Filed: May 31, 8:00 PM ET
Accepted: Jun 1, 5:15 PM ET
Size: 22.3 KB

View on SEC.gov