4//SEC Filing
KCG Holdings, Inc. 4
Accession 0000899243-17-017621
CIK 0001569391operating
Filed
Jun 29, 8:00 PM ET
Accepted
Jun 30, 4:16 PM ET
Size
8.9 KB
Accession
0000899243-17-017621
Insider Transaction Report
Form 4
Coleman Daniel
DirectorChief Executive Officer
Transactions
- Sale
Class A Common Stock, par value $0.01 per share
2017-06-05$19.86/sh−31,643$628,430→ 1,620,694 total - Exercise of In-Money
Class A Common Stock, par value $0.01 per share
2017-06-05+53,711→ 1,652,337 total - Exercise of In-Money
Class A Warrants (right to buy)
2017-06-05−53,711→ 0 totalExercise: $11.70From: 2013-07-01Exp: 2017-07-01→ Class A Common Stock (53,711 underlying)
Footnotes (1)
- [F1]On June 5, 2017, the reporting person exercised warrants to purchase 53,711 shares of KCG common stock for $11.70 a share. The reporting person paid the exercise price of each on a cashless basis, resulting in KCG's withholding of 31,643 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 22,068 shares. KCG also paid $11.28 to the reporting person in lieu of a fractional share.
Documents
Issuer
KCG Holdings, Inc.
CIK 0001569391
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001569391
Filing Metadata
- Form type
- 4
- Filed
- Jun 29, 8:00 PM ET
- Accepted
- Jun 30, 4:16 PM ET
- Size
- 8.9 KB