Hortonworks, Inc.·4

Aug 1, 9:39 PM ET

Pavlik Greg 4

4 · Hortonworks, Inc. · Filed Aug 1, 2017

Insider Transaction Report

Form 4
Period: 2017-07-28
Pavlik Greg
VP, Engineering
Transactions
  • Sale

    Common Stock

    2017-08-01$13.35/sh5,532$73,852258,052 total
  • Award

    Common Stock

    2017-07-28+5,532263,584 total
Holdings
  • Common Stock

    (indirect: By Trust)
    77,951
Footnotes (3)
  • [F1]Acquired upon the settlement of performance stock units granted on June 3, 2015 under the Issuer's Amended and Restated 2014 Stock Option and Incentive Plan.
  • [F2]This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2016.
  • [F3]Represents the weighted average sale price for the entire number of shares sold. The sale prices range from $13.26 to $13.49 per share. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person of each separate price within the range.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION