4//SEC Filing
Vulcan Capital Venture Capital Management I LLC 4
Accession 0000899243-17-019562
CIK 0001382821other
Filed
Aug 1, 8:00 PM ET
Accepted
Aug 2, 5:00 PM ET
Size
36.8 KB
Accession
0000899243-17-019562
Insider Transaction Report
Form 4
Redfin CorpRDFN
Vulcan Capital Venture Capital I LLC
10% Owner
Transactions
- Conversion
Common Stock
2017-08-02+4,985,647→ 4,985,647 total(indirect: By LLC) - Conversion
Series C Preferred Stock
2017-08-02−1,373,217→ 0 total(indirect: By LLC)→ Common Stock (1,373,217 underlying) - Conversion
Series E Preferred Stock
2017-08-02−223,393→ 0 total(indirect: By LLC)→ Common Stock (223,393 underlying) - Conversion
Series B Preferred Stock
2017-08-02−4,985,647→ 0 total(indirect: By LLC)→ Common Stock (4,985,647 underlying) - Conversion
Series D Preferred Stock
2017-08-02−232,748→ 0 total(indirect: By LLC)→ Common Stock (232,748 underlying) - Conversion
Common Stock
2017-08-02+223,393→ 223,393 total(indirect: By LLC) - Conversion
Common Stock
2017-08-02+1,373,217→ 6,358,864 total(indirect: By LLC) - Conversion
Common Stock
2017-08-02+232,748→ 6,591,612 total(indirect: By LLC) - Conversion
Common Stock
2017-08-02+206,661→ 430,054 total(indirect: By LLC) - Conversion
Series F Preferred Stock
2017-08-02−206,661→ 0 total(indirect: By LLC)→ Common Stock (206,661 underlying)
Vulcan Ventures Inc.
10% Owner
Transactions
- Conversion
Series F Preferred Stock
2017-08-02−206,661→ 0 total(indirect: By LLC)→ Common Stock (206,661 underlying) - Conversion
Common Stock
2017-08-02+4,985,647→ 4,985,647 total(indirect: By LLC) - Conversion
Common Stock
2017-08-02+1,373,217→ 6,358,864 total(indirect: By LLC) - Conversion
Common Stock
2017-08-02+232,748→ 6,591,612 total(indirect: By LLC) - Conversion
Series C Preferred Stock
2017-08-02−1,373,217→ 0 total(indirect: By LLC)→ Common Stock (1,373,217 underlying) - Conversion
Series E Preferred Stock
2017-08-02−223,393→ 0 total(indirect: By LLC)→ Common Stock (223,393 underlying) - Conversion
Common Stock
2017-08-02+223,393→ 223,393 total(indirect: By LLC) - Conversion
Common Stock
2017-08-02+206,661→ 430,054 total(indirect: By LLC) - Conversion
Series B Preferred Stock
2017-08-02−4,985,647→ 0 total(indirect: By LLC)→ Common Stock (4,985,647 underlying) - Conversion
Series D Preferred Stock
2017-08-02−232,748→ 0 total(indirect: By LLC)→ Common Stock (232,748 underlying)
Transactions
- Conversion
Common Stock
2017-08-02+4,985,647→ 4,985,647 total(indirect: By LLC) - Conversion
Common Stock
2017-08-02+1,373,217→ 6,358,864 total(indirect: By LLC) - Conversion
Common Stock
2017-08-02+223,393→ 223,393 total(indirect: By LLC) - Conversion
Series D Preferred Stock
2017-08-02−232,748→ 0 total(indirect: By LLC)→ Common Stock (232,748 underlying) - Conversion
Series F Preferred Stock
2017-08-02−206,661→ 0 total(indirect: By LLC)→ Common Stock (206,661 underlying) - Conversion
Series C Preferred Stock
2017-08-02−1,373,217→ 0 total(indirect: By LLC)→ Common Stock (1,373,217 underlying) - Conversion
Series E Preferred Stock
2017-08-02−223,393→ 0 total(indirect: By LLC)→ Common Stock (223,393 underlying) - Conversion
Series B Preferred Stock
2017-08-02−4,985,647→ 0 total(indirect: By LLC)→ Common Stock (4,985,647 underlying) - Conversion
Common Stock
2017-08-02+232,748→ 6,591,612 total(indirect: By LLC) - Conversion
Common Stock
2017-08-02+206,661→ 430,054 total(indirect: By LLC)
ALLEN PAUL G
10% Owner
Transactions
- Conversion
Common Stock
2017-08-02+232,748→ 6,591,612 total(indirect: By LLC) - Conversion
Series D Preferred Stock
2017-08-02−232,748→ 0 total(indirect: By LLC)→ Common Stock (232,748 underlying) - Conversion
Common Stock
2017-08-02+1,373,217→ 6,358,864 total(indirect: By LLC) - Conversion
Common Stock
2017-08-02+223,393→ 223,393 total(indirect: By LLC) - Conversion
Series E Preferred Stock
2017-08-02−223,393→ 0 total(indirect: By LLC)→ Common Stock (223,393 underlying) - Conversion
Common Stock
2017-08-02+4,985,647→ 4,985,647 total(indirect: By LLC) - Conversion
Common Stock
2017-08-02+206,661→ 430,054 total(indirect: By LLC) - Conversion
Series B Preferred Stock
2017-08-02−4,985,647→ 0 total(indirect: By LLC)→ Common Stock (4,985,647 underlying) - Conversion
Series C Preferred Stock
2017-08-02−1,373,217→ 0 total(indirect: By LLC)→ Common Stock (1,373,217 underlying) - Conversion
Series F Preferred Stock
2017-08-02−206,661→ 0 total(indirect: By LLC)→ Common Stock (206,661 underlying)
Cougar Investment Holdings LLC
10% Owner
Transactions
- Conversion
Common Stock
2017-08-02+4,985,647→ 4,985,647 total(indirect: By LLC) - Conversion
Common Stock
2017-08-02+1,373,217→ 6,358,864 total(indirect: By LLC) - Conversion
Series D Preferred Stock
2017-08-02−232,748→ 0 total(indirect: By LLC)→ Common Stock (232,748 underlying) - Conversion
Series E Preferred Stock
2017-08-02−223,393→ 0 total(indirect: By LLC)→ Common Stock (223,393 underlying) - Conversion
Common Stock
2017-08-02+232,748→ 6,591,612 total(indirect: By LLC) - Conversion
Common Stock
2017-08-02+223,393→ 223,393 total(indirect: By LLC) - Conversion
Common Stock
2017-08-02+206,661→ 430,054 total(indirect: By LLC) - Conversion
Series B Preferred Stock
2017-08-02−4,985,647→ 0 total(indirect: By LLC)→ Common Stock (4,985,647 underlying) - Conversion
Series F Preferred Stock
2017-08-02−206,661→ 0 total(indirect: By LLC)→ Common Stock (206,661 underlying) - Conversion
Series C Preferred Stock
2017-08-02−1,373,217→ 0 total(indirect: By LLC)→ Common Stock (1,373,217 underlying)
VCVC Management III LLC
10% Owner
Transactions
- Conversion
Common Stock
2017-08-02+4,985,647→ 4,985,647 total(indirect: By LLC) - Conversion
Common Stock
2017-08-02+1,373,217→ 6,358,864 total(indirect: By LLC) - Conversion
Series D Preferred Stock
2017-08-02−232,748→ 0 total(indirect: By LLC)→ Common Stock (232,748 underlying) - Conversion
Series B Preferred Stock
2017-08-02−4,985,647→ 0 total(indirect: By LLC)→ Common Stock (4,985,647 underlying) - Conversion
Series C Preferred Stock
2017-08-02−1,373,217→ 0 total(indirect: By LLC)→ Common Stock (1,373,217 underlying) - Conversion
Common Stock
2017-08-02+232,748→ 6,591,612 total(indirect: By LLC) - Conversion
Common Stock
2017-08-02+223,393→ 223,393 total(indirect: By LLC) - Conversion
Series E Preferred Stock
2017-08-02−223,393→ 0 total(indirect: By LLC)→ Common Stock (223,393 underlying) - Conversion
Series F Preferred Stock
2017-08-02−206,661→ 0 total(indirect: By LLC)→ Common Stock (206,661 underlying) - Conversion
Common Stock
2017-08-02+206,661→ 430,054 total(indirect: By LLC)
VCVC III LLC
10% Owner
Transactions
- Conversion
Series E Preferred Stock
2017-08-02−223,393→ 0 total(indirect: By LLC)→ Common Stock (223,393 underlying) - Conversion
Series F Preferred Stock
2017-08-02−206,661→ 0 total(indirect: By LLC)→ Common Stock (206,661 underlying) - Conversion
Common Stock
2017-08-02+1,373,217→ 6,358,864 total(indirect: By LLC) - Conversion
Common Stock
2017-08-02+232,748→ 6,591,612 total(indirect: By LLC) - Conversion
Common Stock
2017-08-02+4,985,647→ 4,985,647 total(indirect: By LLC) - Conversion
Series C Preferred Stock
2017-08-02−1,373,217→ 0 total(indirect: By LLC)→ Common Stock (1,373,217 underlying) - Conversion
Common Stock
2017-08-02+223,393→ 223,393 total(indirect: By LLC) - Conversion
Common Stock
2017-08-02+206,661→ 430,054 total(indirect: By LLC) - Conversion
Series B Preferred Stock
2017-08-02−4,985,647→ 0 total(indirect: By LLC)→ Common Stock (4,985,647 underlying) - Conversion
Series D Preferred Stock
2017-08-02−232,748→ 0 total(indirect: By LLC)→ Common Stock (232,748 underlying)
Footnotes (7)
- [F1]Each share of the issuer's Series B Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its firm commitment initial public offering (the "IPO") pursuant to a registration statement on Form S-1 (File No. 333-219093) under the Securities Act of 1933, as amended (the "Registration Statement"), and had no expiration date.
- [F2]These securities are held of record by Vulcan Capital Venture Capital I LLC ("VCVC I"). Vulcan Capital Venture Capital Management I LLC ("VCVC Management I") manages VCVC I. VCVC Management I is managed by Vulcan Ventures Incorporated, which is wholly owned by Paul G. Allen, who has sole voting and investment power over the shares held by VCVC I. Mr. Allen disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
- [F3]Each share of the issuer's Series C Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date.
- [F4]Each share of the issuer's Series D Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date.
- [F5]Each share of the issuer's Series E Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date.
- [F6]These securities are held of record by VCVC III LLC ("VCVC III"). VCVC Management III LLC ("VCVC Management III") manages VCVC III. VCVC Management III is managed by Cougar Investment Holdings LLC, which is wholly owned by Paul G. Allen, who has sole voting and investment power over the shares held by VCVC III. Mr. Allen disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
- [F7]Each share of the issuer's Series F Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date.
Documents
Issuer
Redfin Corp
CIK 0001382821
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001549518
Filing Metadata
- Form type
- 4
- Filed
- Aug 1, 8:00 PM ET
- Accepted
- Aug 2, 5:00 PM ET
- Size
- 36.8 KB