4//SEC Filing
GOODRICH PAUL B 4
Accession 0000899243-17-019568
CIK 0001382821other
Filed
Aug 1, 8:00 PM ET
Accepted
Aug 2, 5:02 PM ET
Size
55.9 KB
Accession
0000899243-17-019568
Insider Transaction Report
Form 4
Redfin CorpRDFN
GOODRICH PAUL B
Director
Transactions
- Conversion
Common Stock
2017-08-02+104,077→ 104,077 total(indirect: By Madrona Venture Fund III-A, L.P.) - Conversion
Common Stock
2017-08-02+210,372→ 314,449 total(indirect: By Madrona Venture Fund III-A, L.P.) - Conversion
Common Stock
2017-08-02+47,326→ 361,775 total(indirect: By Madrona Venture Fund III-A, L.P.) - Conversion
Series B Preferred Stock
2017-08-02−1,184,724→ 0 total(indirect: By Madrona Venture Fund III, L.P.)→ Common Stock (1,184,724 underlying) - Conversion
Common Stock
2017-08-02+16,456→ 438,066 total(indirect: By Madrona Venture Fund III-A, L.P.) - Conversion
Common Stock
2017-08-02+1,355,350→ 1,355,350 total(indirect: By Madrona Venture Fund III, L.P.) - Conversion
Common Stock
2017-08-02+1,497,804→ 6,777,361 total(indirect: By Madrona Venture Fund III, L.P.) - Conversion
Series A-1 Preferred Stock
2017-08-02−1,355,350→ 0 total(indirect: By Madrona Venture Fund III, L.P.)→ Common Stock (1,355,350 underlying) - Conversion
Series A-3 Preferred Stock
2017-08-02−2,739,483→ 0 total(indirect: By Madrona Venture Fund III, L.P.)→ Common Stock (2,739,483 underlying) - Conversion
Series A-1 Preferred Stock
2017-08-02−104,077→ 0 total(indirect: By Madrona Venture Fund III-A, L.P.)→ Common Stock (104,077 underlying) - Conversion
Series E Preferred Stock
2017-08-02−15,698→ 0 total(indirect: By Madrona Venture Fund III-A, L.P.)→ Common Stock (15,698 underlying) - Conversion
Common Stock
2017-08-02+2,739,483→ 4,094,833 total(indirect: By Madrona Venture Fund III, L.P.) - Conversion
Common Stock
2017-08-02+392,965→ 7,582,258 total(indirect: By Madrona Venture Fund III, L.P.) - Conversion
Common Stock
2017-08-02+59,835→ 421,610 total(indirect: By Madrona Venture Fund III-A, L.P.) - Conversion
Common Stock
2017-08-02+15,698→ 453,764 total(indirect: By Madrona Venture Fund III-A, L.P.) - Conversion
Series C Preferred Stock
2017-08-02−1,497,804→ 0 total(indirect: By Madrona Venture Fund III, L.P.)→ Common Stock (1,497,804 underlying) - Conversion
Series D Preferred Stock
2017-08-02−411,932→ 0 total(indirect: By Madrona Venture Fund III, L.P.)→ Common Stock (411,932 underlying) - Conversion
Series E Preferred Stock
2017-08-02−392,965→ 0 total(indirect: By Madrona Venture Fund III, L.P.)→ Common Stock (392,965 underlying) - Conversion
Series A-3 Preferred Stock
2017-08-02−210,372→ 0 total(indirect: By Madrona Venture Fund III-A, L.P.)→ Common Stock (210,372 underlying) - Conversion
Series B Preferred Stock
2017-08-02−47,326→ 0 total(indirect: By Madrona Venture Fund III-A, L.P.)→ Common Stock (47,326 underlying) - Conversion
Common Stock
2017-08-02+1,184,724→ 5,279,557 total(indirect: By Madrona Venture Fund III, L.P.) - Conversion
Common Stock
2017-08-02+411,932→ 7,189,293 total(indirect: By Madrona Venture Fund III, L.P.) - Conversion
Series C Preferred Stock
2017-08-02−59,835→ 0 total(indirect: By Madrona Venture Fund III-A, L.P.)→ Common Stock (59,835 underlying) - Conversion
Series D Preferred Stock
2017-08-02−16,456→ 0 total(indirect: By Madrona Venture Fund III-A, L.P.)→ Common Stock (16,456 underlying)
Footnotes (8)
- [F1]Each share of the issuer's Series A-1 Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its firm commitment initial public offering (the "IPO") pursuant to a registration statement on Form S-1 (File No. 333-219093) under the Securities Act of 1933, as amended (the "Registration Statement"), and had no expiration date.
- [F2]These securities are held of record by Madrona Venture Fund III, L.P. ("Madrona Fund III"). Madrona Investment Partners III, L.P. ("Madrona Partners III") is the general partner of Madrona Fund III, and Madrona III General Partner, LLC ("Madrona III LLC") is the general partner of Madrona Partners III. The reporting person, who is a member of the issuer's board of directors, together with Tom Alberg, Scott Jacobson, Len Jordon, Matthew McIlwain and Tim Porter, are the managing members of Madrona III LLC, and each may be deemed to share voting and investment power over the securities held by Madrona Fund III. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
- [F3]Each share of the issuer's Series A-3 Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to a the Registration Statement, and had no expiration date.
- [F4]Each share of the issuer's Series B Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to a the Registration Statement, and had no expiration date.
- [F5]Each share of the issuer's Series C Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to a the Registration Statement, and had no expiration date.
- [F6]Each share of the issuer's Series D Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to a the Registration Statement, and had no expiration date.
- [F7]Each share of the issuer's Series E Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to a the Registration Statement, and had no expiration date.
- [F8]These securities are held of record by Madrona Venture Fund III-A, L.P. ("Madrona Fund III-A"). Madrona Partners III is the general partner of Madrona Fund III-A, and Madrona III LLC is the general partner of Madrona Partners III. The reporting person, who is a member of the issuer's board of directors, together with Tom Alberg, Scott Jacobson, Len Jordon, Matthew McIlwain and Tim Porter are the managing members of Madrona III LLC, and each may be deemed to share voting and investment power over the securities held by Madrona Fund III-A. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Documents
Issuer
Redfin Corp
CIK 0001382821
Entity typeother
Related Parties
1- filerCIK 0001186591
Filing Metadata
- Form type
- 4
- Filed
- Aug 1, 8:00 PM ET
- Accepted
- Aug 2, 5:02 PM ET
- Size
- 55.9 KB