4//SEC Filing
Li Ka Shing 4
Accession 0000899243-17-020794
CIK 0001386570other
Filed
Aug 21, 8:00 PM ET
Accepted
Aug 22, 8:34 AM ET
Size
10.8 KB
Accession
0000899243-17-020794
Insider Transaction Report
Form 4
ChromaDex Corp.CDXC
Mayspin Management Ltd
10% Owner
Transactions
- Purchase
Common Stock
2017-08-18$2.60/sh+1,179,250$3,066,050→ 5,769,230 total
Prime Tech Global Ltd
10% Owner
Transactions
- Purchase
Common Stock
2017-08-18$2.60/sh+1,179,250$3,066,050→ 5,769,230 total
Champion River Ventures Ltd
10% Owner
Transactions
- Purchase
Common Stock
2017-08-18$2.60/sh+1,179,250$3,066,050→ 5,769,230 total
Li Ka Shing
10% Owner
Transactions
- Purchase
Common Stock
2017-08-18$2.60/sh+1,179,250$3,066,050→ 5,769,230 total
Footnotes (2)
- [F1]Champion River Ventures Limited ("Champion River") acquired 1,179,250 shares of the Issuer's common stock at the closing of the third tranche on August 18, 2017, pursuant to the Securities Purchase Agreement, dated April 26, 2017 (the "SPA"), by and among the Issuer, Champion River and Pioneer Step Holdings Limited ("Pioneer Step"), as amended by the First Amendment to Securities Purchase Agreement, dated May 24, 2017 (the "First Amendment"), by and among the Issuer, Champion River and Pioneer Step.
- [F2]The shares are held directly by Champion River. The sole shareholder of Champion River is Prime Tech Global Limited ("Prime Tech"), the sole shareholder of Prime Tech is Mayspin Management Limited ("Mayspin"), and the sole shareholder of Mayspin is Li Ka Shing ("Li Ka Shing"). Each of Prime Tech, Mayspin and Li Ka Shing disclaims Section 16 beneficial ownership of the securities held by Champion River, except to the extent of its pecuniary interest therein, if any.
Documents
Issuer
ChromaDex Corp.
CIK 0001386570
Entity typeother
Related Parties
1- filerCIK 0001686621
Filing Metadata
- Form type
- 4
- Filed
- Aug 21, 8:00 PM ET
- Accepted
- Aug 22, 8:34 AM ET
- Size
- 10.8 KB