4//SEC Filing
Rothenberg Michael 4
Accession 0000899243-17-021153
CIK 0000017313other
Filed
Aug 28, 8:00 PM ET
Accepted
Aug 29, 4:05 PM ET
Size
13.7 KB
Accession
0000899243-17-021153
Insider Transaction Report
Form 4
Moab GP LLC
10% Owner
Transactions
- Sale
Common Stock
2017-08-25$17.33/sh−1,870$32,412→ 1,574,994 total(indirect: Performance related fees) - Sale
Common Stock
2017-08-28$17.40/sh−1,400$24,360→ 1,573,594 total(indirect: Performance related fees) - Sale
Common Stock
2017-08-25$17.30/sh−50,000$865,000→ 1,576,864 total(indirect: Performance related fees)
Moab Capital Partners LLC
10% Owner
Transactions
- Sale
Common Stock
2017-08-25$17.33/sh−1,870$32,412→ 1,574,994 total(indirect: Performance related fees) - Sale
Common Stock
2017-08-28$17.40/sh−1,400$24,360→ 1,573,594 total(indirect: Performance related fees) - Sale
Common Stock
2017-08-25$17.30/sh−50,000$865,000→ 1,576,864 total(indirect: Performance related fees)
Moab Partners LP
10% Owner
Transactions
- Sale
Common Stock
2017-08-25$17.33/sh−1,870$32,412→ 1,574,994 total(indirect: Performance related fees) - Sale
Common Stock
2017-08-28$17.40/sh−1,400$24,360→ 1,573,594 total(indirect: Performance related fees) - Sale
Common Stock
2017-08-25$17.30/sh−50,000$865,000→ 1,576,864 total(indirect: Performance related fees)
Rothenberg Michael
10% Owner
Transactions
- Sale
Common Stock
2017-08-28$17.40/sh−1,400$24,360→ 1,573,594 total(indirect: Performance related fees) - Sale
Common Stock
2017-08-25$17.33/sh−1,870$32,412→ 1,574,994 total(indirect: Performance related fees) - Sale
Common Stock
2017-08-25$17.30/sh−50,000$865,000→ 1,576,864 total(indirect: Performance related fees)
Footnotes (1)
- [F1]The securities are owned directly by Moab Partners, L.P. (the "Fund") and a certain separately managed account (the "Managed Account"). Moab GP, LLC ("Moab GP"), the general partner of the Fund, and Moab Capital Partners, LLC ("Moab LLC"), the investment adviser to the Fund and the Managed Account, each may be deemed to beneficially own a portion or all of the securities under Section 13(d) of the Securities Exchange Act of 1934 (the "Exchange Act"). Michael M. Rothenberg is the Managing Member of Moab GP and Moab LLC and may also be deemed to beneficially own the securities under Section 13(d) of the Exchange Act. Moab LLC, Moab GP and Mr. Rothenberg disclaim beneficial ownership of the securities for purposes of Section 16 of the Exchange Act, except the extent of their pecuniary interest in the securities.
Documents
Issuer
CAPITAL SOUTHWEST CORP
CIK 0000017313
Entity typeother
Related Parties
1- filerCIK 0001393832
Filing Metadata
- Form type
- 4
- Filed
- Aug 28, 8:00 PM ET
- Accepted
- Aug 29, 4:05 PM ET
- Size
- 13.7 KB