4//SEC Filing
Rothenberg Michael 4
Accession 0000899243-17-021156
CIK 0000017313other
Filed
Aug 28, 8:00 PM ET
Accepted
Aug 29, 4:06 PM ET
Size
13.2 KB
Accession
0000899243-17-021156
Insider Transaction Report
Form 4
Moab GP LLC
10% Owner
Transactions
- Sale
Common Stock
2017-08-25$17.30/sh−47,250$817,425→ 1,477,833 total - Sale
Common Stock
2017-08-28$17.40/sh−1,323$23,020→ 1,474,742 total - Sale
Common Stock
2017-08-25$17.33/sh−1,768$30,644→ 1,476,065 total
Rothenberg Michael
10% Owner
Transactions
- Sale
Common Stock
2017-08-25$17.33/sh−1,768$30,644→ 1,476,065 total - Sale
Common Stock
2017-08-25$17.30/sh−47,250$817,425→ 1,477,833 total - Sale
Common Stock
2017-08-28$17.40/sh−1,323$23,020→ 1,474,742 total
Moab Capital Partners LLC
10% Owner
Transactions
- Sale
Common Stock
2017-08-28$17.40/sh−1,323$23,020→ 1,474,742 total - Sale
Common Stock
2017-08-25$17.30/sh−47,250$817,425→ 1,477,833 total - Sale
Common Stock
2017-08-25$17.33/sh−1,768$30,644→ 1,476,065 total
Moab Partners LP
10% Owner
Transactions
- Sale
Common Stock
2017-08-25$17.33/sh−1,768$30,644→ 1,476,065 total - Sale
Common Stock
2017-08-28$17.40/sh−1,323$23,020→ 1,474,742 total - Sale
Common Stock
2017-08-25$17.30/sh−47,250$817,425→ 1,477,833 total
Footnotes (1)
- [F1]Moab Capital Partners, LLC ("Moab LLC") is the investment adviser to Moab Partners, L.P. (the "Fund") and may be deemed to beneficially own the securities under Section 13(d) of the Securities Exchange Act of 1934 (the "Exchange Act") . Moab GP, LLC ("Moab GP") is the general partner of the Fund and may be deemed to beneficially own the securities under Section 13(d) of the Exchange Act. Michael M. Rothenberg is the Managing Member of Moab GP and Moab LLC and may also be deemed to beneficially own the securities under Section 13(d) of the Exchange Act. Moab LLC, Moab GP and Mr. Rothenberg disclaim beneficial ownership of the securities for purposes of Section 16 of the Exchange Act.
Documents
Issuer
CAPITAL SOUTHWEST CORP
CIK 0000017313
Entity typeother
Related Parties
1- filerCIK 0001393832
Filing Metadata
- Form type
- 4
- Filed
- Aug 28, 8:00 PM ET
- Accepted
- Aug 29, 4:06 PM ET
- Size
- 13.2 KB