GTCR Investment X LLC 4
4 · Zayo Group Holdings, Inc. · Filed Sep 14, 2017
Insider Transaction Report
Form 4
GTCR FUND X/A LP
10% Owner
Transactions
- Other
Common Stock
2017-09-14−300,000→ 32,123,334 total(indirect: See footnotes) - Sale
Common Stock
2017-09-12$34.35/sh−4,700,000$161,445,000→ 32,423,334 total(indirect: See footnotes)
Footnotes (3)
- [F1]Consists of (i) 15,923,904 shares held of record by GTCR Fund X/A LP; (ii) 4,557,858 shares held of record by GTCR Fund X/C LP; (iii) 140,625 shares held of record by GTCR Co-Invest X LP; and (iv) 11,500,947 shares held of record by GTCR Investors (CII) LP (collectively, the "GTCR Shareholders"). GTCR Partners X/A&C LP is the general partner of each of GTCR Fund X/A LP, GTCR Fund X/C LP and GTCR Investors (CII) LP. GTCR Investment X LLC is the general partner of each of GTCR Co-Invest X LP and GTCR Partners X/A&C LP. GTCR Investment X LLC is managed by an eight-member board of managers (the "GTCR Board of Managers"). (continued)
- [F2](continued from footnote 1) Each of the foregoing entities and the individual members of the GTCR Board of Managers disclaims beneficial ownership of the shares held of record by the GTCR Shareholders, except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
- [F3]Represents a distribution of an aggregate of 300,000 shares of Common Stock to certain affiliates of the GTCR Shareholders for no value.