Allen & CO LLC 4
4 · CarGurus, Inc. · Filed Oct 16, 2017
Insider Transaction Report
Form 4
CarGurus, Inc.CARG
Allen & CO LLC
10% Owner
Transactions
- Conversion
Series B Preferred Stock
2017-10-16−800,359→ 0 total→ Class A Common Stock (4,802,155 underlying) - Conversion
Class A Common Stock
2017-10-16+63,882→ 63,882 total - Conversion
Class A Common Stock
2017-10-16+4,802,155→ 4,802,155 total - Conversion
Series C Preferred Stock
2017-10-16−135,594→ 0 total→ Class A Common Stock (813,564 underlying) - Conversion
Series A Preferred Stock
2017-10-16−10,647→ 0 total→ Class A Common Stock (63,882 underlying) - Conversion
Class A Common Stock
2017-10-16+813,564→ 813,564 total
Footnotes (3)
- [F1]Disclosure of conversion: each share of Series A Preferred Stock converted into 6.0000023 shares of Class A Common Stock, without payment or consideration. Each share of Series B Preferred Stock converted into 6.0000015 shares of Class A Common Stock, without payment or consideration. Each share of Series C Preferred Stock converted into 6 shares of Class A Common Stock, without payment or consideration.
- [F2]All of the Issuer's preferred stock was converted into Class A Common Stock upon the closing of its IPO. Following such conversion and issuance of additional shares in connection with the Issuer's IPO, Allen & Company LLC is the beneficial owner of less than 10% of the Issuer's outstanding Class A Common Stock.
- [F3]Pursuant to Instruction 4(c)(iii) of Form 4, this response has been left blank.