4//SEC Filing
Chambers Garry 4
Accession 0000899243-17-024785
CIK 0001279695other
Filed
Oct 25, 8:00 PM ET
Accepted
Oct 26, 8:44 PM ET
Size
20.6 KB
Accession
0000899243-17-024785
Insider Transaction Report
Form 4
Chambers Garry
Vice President, Operations
Transactions
- Exercise/Conversion
Stock Option (Right to Buy
2017-10-24−25,000→ 0 totalExercise: $0.00Exp: 2017-11-10→ Common Stock (25,000 underlying) - Exercise/Conversion
Common Stock
2017-10-24+25,000→ 2,275,594 total
Holdings
- 25,000
Stock Option (Right to Buy
Exercise: $0.00Exp: 2018-11-17→ Common Stock (25,000 underlying) - 16,667
Stock Option (Right to Buy
Exercise: $0.00Exp: 2019-05-14→ Common Stock (16,667 underlying) - 25,000
Stock Option (Right to Buy
Exercise: $0.00Exp: 2019-11-12→ Common Stock (25,000 underlying) - 100,000
Stock Option (Right to Buy
Exercise: $1.72Exp: 2019-11-09→ Common Stock (100,000 underlying) - 105,000
Stock Option (Right to Buy
Exercise: $0.00Exp: 2019-06-28→ Common Stock (105,000 underlying) - 100,000
Stock Option (Right to Buy
Exercise: $0.89Exp: 2018-03-16→ Common Stock (100,000 underlying) - 742,000
Stock Option (Right to Buy
Exercise: $0.50Exp: 2023-04-20→ Common Stock (742,000 underlying) - 40,000
Stock Option (Right to Buy
Exercise: $0.00Exp: 2022-01-29→ Common Stock (40,000 underlying) - 40,000
Stock Option (Right to Buy
Exercise: $0.00Exp: 2020-12-11→ Common Stock (40,000 underlying)
Footnotes (12)
- [F1]The sale price of the securities is reported in Australian dollars.
- [F10]1/3 of the stock options vested and became exercisable on 12/31/08. 1/3 of the stock options vested and became exercisable on 12/31/09. The remaining stock options vested and became exercisable on 12/31/10.
- [F11]212,000 of the stock options vested and became exercisable on October 5, 2016, 424,000 of the stock options vested and became exerciseable on December 31, 2016 and 106,000 of the stock options vested and became exercisable on February 23, 2017.
- [F12]Includes (i) 2,265,717 shares in the form of CDIs Mr. Chambers holds directly and (ii) 9,877 restricted fully paid shares.
- [F2]13,333 stock options vested and became exercisable on 12/31/2015, 13,333 stock options vested and became exercisable on 12/31/2016, and 13,334 stock options vest and become exercisable on 12/31/2017.
- [F3]13,333 stock options vested and became exercisable on 12/31/2014, 13,333 stock options vested and became exercisable on 12/31/2015, and 13,334 stock options vested and became exercisable on 12/31/2016.
- [F4]8,333 stock options vested and became exercisable on 12/31/2013, 8,333 stock options vested and became exercisable on 12/31/2014, and 8,334 stock options vested and became exercisable on 12/31/2015.
- [F5]8,333 stock options vested and became exercisable on 12/31/2012, 8,333 stock options vested and became exercisable on 12/31/2013, and 8,334 stock options vested and became exercisable on 12/31/2014.
- [F6]8,333 stock options vested and became exercisable on 12/31/2011, 8,333 stock options vested and became exercisable on 12/31/2012, and 8,334 stock options vested and became exercisable on 12/31/2013.
- [F7]1/3 of the stock options vested and became exercisable on 12/31/10, 1/3 of the stock options vested and became exercisable on 12/31/11 and the remaining stock options vested and became exercisable on 12/31/12.
- [F8]10,000 stock options vested and became exercisable on 12/31/10, 21,666 stock options vested and became exercisable on 12/31/11, 35,000 stock options vested and became exercisable on 12/31/12, 25,000 stock options vested and became exercisable on 12/31/13, and 13,334 stock options vested and became exercisable on 12/31/14.
- [F9]8,333 stock options were exercised on February 10, 2010. 8,333 stock options vested and became exercisable on 12/31/2010 and the remaining stock options vested and became exercisable on 12/31/11.
Documents
Issuer
UNIVERSAL BIOSENSORS INC
CIK 0001279695
Entity typeother
Related Parties
1- filerCIK 0001398646
Filing Metadata
- Form type
- 4
- Filed
- Oct 25, 8:00 PM ET
- Accepted
- Oct 26, 8:44 PM ET
- Size
- 20.6 KB