Home/Filings/4/0000899243-17-024785
4//SEC Filing

Chambers Garry 4

Accession 0000899243-17-024785

CIK 0001279695other

Filed

Oct 25, 8:00 PM ET

Accepted

Oct 26, 8:44 PM ET

Size

20.6 KB

Accession

0000899243-17-024785

Insider Transaction Report

Form 4
Period: 2017-10-24
Chambers Garry
Vice President, Operations
Transactions
  • Exercise/Conversion

    Stock Option (Right to Buy

    2017-10-2425,0000 total
    Exercise: $0.00Exp: 2017-11-10Common Stock (25,000 underlying)
  • Exercise/Conversion

    Common Stock

    2017-10-24+25,0002,275,594 total
Holdings
  • Stock Option (Right to Buy

    Exercise: $0.00Exp: 2018-11-17Common Stock (25,000 underlying)
    25,000
  • Stock Option (Right to Buy

    Exercise: $0.00Exp: 2019-05-14Common Stock (16,667 underlying)
    16,667
  • Stock Option (Right to Buy

    Exercise: $0.00Exp: 2019-11-12Common Stock (25,000 underlying)
    25,000
  • Stock Option (Right to Buy

    Exercise: $1.72Exp: 2019-11-09Common Stock (100,000 underlying)
    100,000
  • Stock Option (Right to Buy

    Exercise: $0.00Exp: 2019-06-28Common Stock (105,000 underlying)
    105,000
  • Stock Option (Right to Buy

    Exercise: $0.89Exp: 2018-03-16Common Stock (100,000 underlying)
    100,000
  • Stock Option (Right to Buy

    Exercise: $0.50Exp: 2023-04-20Common Stock (742,000 underlying)
    742,000
  • Stock Option (Right to Buy

    Exercise: $0.00Exp: 2022-01-29Common Stock (40,000 underlying)
    40,000
  • Stock Option (Right to Buy

    Exercise: $0.00Exp: 2020-12-11Common Stock (40,000 underlying)
    40,000
Footnotes (12)
  • [F1]The sale price of the securities is reported in Australian dollars.
  • [F10]1/3 of the stock options vested and became exercisable on 12/31/08. 1/3 of the stock options vested and became exercisable on 12/31/09. The remaining stock options vested and became exercisable on 12/31/10.
  • [F11]212,000 of the stock options vested and became exercisable on October 5, 2016, 424,000 of the stock options vested and became exerciseable on December 31, 2016 and 106,000 of the stock options vested and became exercisable on February 23, 2017.
  • [F12]Includes (i) 2,265,717 shares in the form of CDIs Mr. Chambers holds directly and (ii) 9,877 restricted fully paid shares.
  • [F2]13,333 stock options vested and became exercisable on 12/31/2015, 13,333 stock options vested and became exercisable on 12/31/2016, and 13,334 stock options vest and become exercisable on 12/31/2017.
  • [F3]13,333 stock options vested and became exercisable on 12/31/2014, 13,333 stock options vested and became exercisable on 12/31/2015, and 13,334 stock options vested and became exercisable on 12/31/2016.
  • [F4]8,333 stock options vested and became exercisable on 12/31/2013, 8,333 stock options vested and became exercisable on 12/31/2014, and 8,334 stock options vested and became exercisable on 12/31/2015.
  • [F5]8,333 stock options vested and became exercisable on 12/31/2012, 8,333 stock options vested and became exercisable on 12/31/2013, and 8,334 stock options vested and became exercisable on 12/31/2014.
  • [F6]8,333 stock options vested and became exercisable on 12/31/2011, 8,333 stock options vested and became exercisable on 12/31/2012, and 8,334 stock options vested and became exercisable on 12/31/2013.
  • [F7]1/3 of the stock options vested and became exercisable on 12/31/10, 1/3 of the stock options vested and became exercisable on 12/31/11 and the remaining stock options vested and became exercisable on 12/31/12.
  • [F8]10,000 stock options vested and became exercisable on 12/31/10, 21,666 stock options vested and became exercisable on 12/31/11, 35,000 stock options vested and became exercisable on 12/31/12, 25,000 stock options vested and became exercisable on 12/31/13, and 13,334 stock options vested and became exercisable on 12/31/14.
  • [F9]8,333 stock options were exercised on February 10, 2010. 8,333 stock options vested and became exercisable on 12/31/2010 and the remaining stock options vested and became exercisable on 12/31/11.

Issuer

UNIVERSAL BIOSENSORS INC

CIK 0001279695

Entity typeother

Related Parties

1
  • filerCIK 0001398646

Filing Metadata

Form type
4
Filed
Oct 25, 8:00 PM ET
Accepted
Oct 26, 8:44 PM ET
Size
20.6 KB