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4//SEC Filing

Hodges Alastair 4

Accession 0000899243-17-024787

CIK 0001279695other
View on SEC.govCompany Profile

Filed

Oct 25, 8:00 PM ET

Accepted

Oct 26, 8:51 PM ET

Size

20.7 KB

Accession

0000899243-17-024787

Insider Transaction Report

Form 4
Period: 2017-10-24
UNIVERSAL BIOSENSORS INCUBI
Hodges Alastair
Chief Scientist
Transactions
  • Exercise/Conversion

    Common Stock

    2017-10-24+25,000→ 2,871,615 total
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2017-10-24−25,000→ 0 total
    Exercise: $0.00Exp: 2017-11-10→ Common Stock (25,000 underlying)
Holdings

  • Stock Option (Right to Buy)

    Exercise: $0.00Exp: 2022-01-29→ Common Stock (40,000 underlying)
    40,000

  • Stock Option (Right to Buy)

    Exercise: $0.00Exp: 2020-12-11→ Common Stock (40,000 underlying)
    40,000

  • Stock Option (Right to Buy)

    Exercise: $0.00Exp: 2019-11-12→ Common Stock (25,000 underlying)
    25,000

  • Stock Option (Right to Buy)

    Exercise: $1.72Exp: 2019-11-09→ Common Stock (100,000 underlying)
    100,000

  • Stock Option (Right to Buy)

    Exercise: $0.00Exp: 2019-05-14→ Common Stock (16,667 underlying)
    16,667

  • Stock Option (Right to Buy)

    Exercise: $0.89Exp: 2018-03-16→ Common Stock (100,000 underlying)
    100,000

  • Stock Option (Right to Buy)

    Exercise: $0.50Exp: 2023-04-20→ Common Stock (742,000 underlying)
    742,000

  • Stock Option (Right to Buy)

    Exercise: $0.00Exp: 2018-11-17→ Common Stock (25,000 underlying)
    25,000

  • Stock Option (Right to Buy)

    Exercise: $0.00Exp: 2019-06-28→ Common Stock (105,000 underlying)
    105,000
Footnotes (12)
  • [F1]The issue price reported is stated in Australian dollars.
  • [F10]1/3 of the stock options vested and became exercisable on 12/31/2008. 1/3 of the stock options vested and became exercisable on 12/31/2009. The remaining stock options vested and became exercisable on 12/31/2010.
  • [F11]212,000 of the stock options vested and became exercisable on October 5, 2016, 424,000 of the stock options vested and became exerciseable on December 31, 2016 and 106,000 of the stock options vested and became exercisable on February 23, 2017.
  • [F12]Includes (i) 2,861,738 shares in the form of CDIs Dr. Hodges holds directly and (ii) 9,877 restricted fully paid shares.
  • [F2]13,333 stock options vested and became exercisable on 12/31/2015, 13,333 stock options vested and became exercisable on 12/31/2016, and 13,334 stock options vest and become exercisable on 12/31/2017.
  • [F3]13,333 stock options vested and became exercisable on 12/31/2014, 13,333 stock options vested and became exercisable on 12/31/2015, and 13,334 stock options vested and became exercisable on 12/31/2016.
  • [F4]8,333 stock options vested and became exercisable on 12/31/2013, 8,333 stock options vested and became exercisable on 12/31/2014, and 8,334 stock options vested and became exercisable on 12/31/2015.
  • [F5]8,333 stock options vested and became exercisable on 12/31/2012, 8,333 stock options vested and became exercisable on 12/31/2013, and 8,334 stock options vested and became exercisable on 12/31/2014.
  • [F6]8,333 stock options vested and became exercisable on 12/31/2011, 8,333 stock options vested and became exercisable on 12/31/2012, and 8,334 stock options vested and became exercisable on 12/31/2013.
  • [F7]1/3 of the stock options vested and became exercisable on 12/31/2010, 1/3 of the stock options vested and became exercisable on 12/31/2011 and the remaining stock options vested and became exercisable on 12/31/2012.
  • [F8]10,000 stock options vested and became exercisable on 12/31/2010, 21,666 stock options vested and became exercisable on 12/31/2011, 35,000 stock options vested and became exercisable on 12/31/2012, 25,000 stock options vested and became exercisable on 12/31/2013, and 13,334 stock options vested and became exercisable on 12/31/2014.
  • [F9]8,333 stock options vested and became exercisable on 12/31/2009 and were exercised on February 10, 2010. 8,333 stock options vested and became exercisable on 12/31/2010 and the remaining stock options vested and became exercisable on 12/31/11.

Documents

1 file

Issuer

UNIVERSAL BIOSENSORS INC

CIK 0001279695

→
Entity typeother

Related Parties

1
  • filerCIK 0001397489

Filing Metadata

Form type
4
Filed
Oct 25, 8:00 PM ET
Accepted
Oct 26, 8:51 PM ET
Size
20.7 KB
View on SEC.gov