4//SEC Filing
FPA HAWKEYE FUND 4
Accession 0000899243-17-025490
CIK 0000033619other
Filed
Nov 5, 7:00 PM ET
Accepted
Nov 6, 9:49 PM ET
Size
79.2 KB
Accession
0000899243-17-025490
Insider Transaction Report
Form 4
FPA Global Opportunity Fund
10% Owner
Transactions
- Sale
Common Stock
2017-11-03$95.21/sh−322$30,658→ 106,952 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.20/sh−3,168$301,581→ 46,888 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.20/sh−310$29,511→ 7,126 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.20/sh−2,823$268,738→ 64,961 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-03$95.21/sh−21$1,999→ 7,066 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-03$95.21/sh−194$18,471→ 64,412 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-03$95.21/sh−7,985$760,254→ 2,653,983 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-06$95.05/sh−670$63,682→ 106,282 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-06$95.05/sh−403$38,304→ 64,009 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-06$95.05/sh−95$9,030→ 15,106 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-06$95.05/sh−16,619$1,579,606→ 2,637,364 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.78/sh−268$25,669→ 31,340 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.78/sh−355$34,003→ 64,606 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-03$95.21/sh−217$20,661→ 46,273 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.20/sh−2,136$203,338→ 31,608 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.20/sh−4,687$446,183→ 107,863 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.20/sh−666$63,400→ 15,331 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.20/sh−116,329$11,074,044→ 2,676,575 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.78/sh−398$38,121→ 46,490 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.78/sh−39$3,735→ 7,087 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.78/sh−589$56,415→ 107,274 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.78/sh−84$8,046→ 15,247 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.78/sh−14,607$1,399,083→ 2,661,968 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-03$95.21/sh−146$13,901→ 31,194 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-03$95.21/sh−46$4,380→ 15,201 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-06$95.05/sh−305$28,990→ 30,889 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-06$95.05/sh−453$43,057→ 45,820 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-06$95.05/sh−44$4,182→ 7,022 total(indirect: See Footnotes)
FPA HAWKEYE FUND
10% Owner
Transactions
- Sale
Common Stock
2017-11-02$95.20/sh−2,136$203,338→ 31,608 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.78/sh−268$25,669→ 31,340 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.78/sh−39$3,735→ 7,087 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.78/sh−589$56,415→ 107,274 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.78/sh−355$34,003→ 64,606 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-03$95.21/sh−322$30,658→ 106,952 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-03$95.21/sh−46$4,380→ 15,201 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-03$95.21/sh−7,985$760,254→ 2,653,983 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-06$95.05/sh−305$28,990→ 30,889 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-06$95.05/sh−453$43,057→ 45,820 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-06$95.05/sh−44$4,182→ 7,022 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.20/sh−3,168$301,581→ 46,888 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.20/sh−4,687$446,183→ 107,863 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.20/sh−666$63,400→ 15,331 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.78/sh−398$38,121→ 46,490 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-06$95.05/sh−670$63,682→ 106,282 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.20/sh−310$29,511→ 7,126 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.20/sh−2,823$268,738→ 64,961 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.20/sh−116,329$11,074,044→ 2,676,575 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.78/sh−84$8,046→ 15,247 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.78/sh−14,607$1,399,083→ 2,661,968 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-03$95.21/sh−146$13,901→ 31,194 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-03$95.21/sh−217$20,661→ 46,273 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-03$95.21/sh−21$1,999→ 7,066 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-03$95.21/sh−194$18,471→ 64,412 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-06$95.05/sh−403$38,304→ 64,009 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-06$95.05/sh−95$9,030→ 15,106 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-06$95.05/sh−16,619$1,579,606→ 2,637,364 total(indirect: See Footnotes)
FPA FUNDS TRUST
10% Owner
Transactions
- Sale
Common Stock
2017-11-02$95.20/sh−116,329$11,074,044→ 2,676,575 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.20/sh−3,168$301,581→ 46,888 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.20/sh−4,687$446,183→ 107,863 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.78/sh−268$25,669→ 31,340 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.78/sh−39$3,735→ 7,087 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.78/sh−355$34,003→ 64,606 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.78/sh−84$8,046→ 15,247 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.78/sh−14,607$1,399,083→ 2,661,968 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-03$95.21/sh−146$13,901→ 31,194 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-03$95.21/sh−217$20,661→ 46,273 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-03$95.21/sh−7,985$760,254→ 2,653,983 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-06$95.05/sh−305$28,990→ 30,889 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-06$95.05/sh−453$43,057→ 45,820 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-06$95.05/sh−44$4,182→ 7,022 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-06$95.05/sh−670$63,682→ 106,282 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-06$95.05/sh−403$38,304→ 64,009 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.20/sh−666$63,400→ 15,331 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.78/sh−398$38,121→ 46,490 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.78/sh−589$56,415→ 107,274 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-03$95.21/sh−46$4,380→ 15,201 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.20/sh−2,136$203,338→ 31,608 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.20/sh−310$29,511→ 7,126 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.20/sh−2,823$268,738→ 64,961 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-03$95.21/sh−21$1,999→ 7,066 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-03$95.21/sh−322$30,658→ 106,952 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-03$95.21/sh−194$18,471→ 64,412 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-06$95.05/sh−95$9,030→ 15,106 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-06$95.05/sh−16,619$1,579,606→ 2,637,364 total(indirect: See Footnotes)
FPA Select Fund, L.P.
10% Owner
Transactions
- Sale
Common Stock
2017-11-06$95.05/sh−670$63,682→ 106,282 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-06$95.05/sh−95$9,030→ 15,106 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.20/sh−2,136$203,338→ 31,608 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.20/sh−3,168$301,581→ 46,888 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.20/sh−310$29,511→ 7,126 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.20/sh−4,687$446,183→ 107,863 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.20/sh−2,823$268,738→ 64,961 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.20/sh−666$63,400→ 15,331 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.20/sh−116,329$11,074,044→ 2,676,575 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.78/sh−268$25,669→ 31,340 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.78/sh−398$38,121→ 46,490 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.78/sh−39$3,735→ 7,087 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.78/sh−589$56,415→ 107,274 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.78/sh−355$34,003→ 64,606 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.78/sh−84$8,046→ 15,247 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.78/sh−14,607$1,399,083→ 2,661,968 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-03$95.21/sh−146$13,901→ 31,194 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-03$95.21/sh−217$20,661→ 46,273 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-03$95.21/sh−21$1,999→ 7,066 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-06$95.05/sh−453$43,057→ 45,820 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-03$95.21/sh−322$30,658→ 106,952 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-03$95.21/sh−194$18,471→ 64,412 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-03$95.21/sh−46$4,380→ 15,201 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-03$95.21/sh−7,985$760,254→ 2,653,983 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-06$95.05/sh−305$28,990→ 30,889 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-06$95.05/sh−44$4,182→ 7,022 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-06$95.05/sh−403$38,304→ 64,009 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-06$95.05/sh−16,619$1,579,606→ 2,637,364 total(indirect: See Footnotes)
FPA Value Partners Fund
10% Owner
Transactions
- Sale
Common Stock
2017-11-02$95.20/sh−2,136$203,338→ 31,608 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.78/sh−39$3,735→ 7,087 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.78/sh−589$56,415→ 107,274 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.78/sh−355$34,003→ 64,606 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.78/sh−14,607$1,399,083→ 2,661,968 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-03$95.21/sh−217$20,661→ 46,273 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-03$95.21/sh−322$30,658→ 106,952 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-06$95.05/sh−305$28,990→ 30,889 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-06$95.05/sh−44$4,182→ 7,022 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.20/sh−3,168$301,581→ 46,888 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.20/sh−310$29,511→ 7,126 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.20/sh−4,687$446,183→ 107,863 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.20/sh−2,823$268,738→ 64,961 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.20/sh−666$63,400→ 15,331 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.20/sh−116,329$11,074,044→ 2,676,575 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.78/sh−268$25,669→ 31,340 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.78/sh−398$38,121→ 46,490 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.78/sh−84$8,046→ 15,247 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-03$95.21/sh−146$13,901→ 31,194 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-03$95.21/sh−21$1,999→ 7,066 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-03$95.21/sh−194$18,471→ 64,412 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-03$95.21/sh−46$4,380→ 15,201 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-03$95.21/sh−7,985$760,254→ 2,653,983 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-06$95.05/sh−453$43,057→ 45,820 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-06$95.05/sh−670$63,682→ 106,282 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-06$95.05/sh−403$38,304→ 64,009 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-06$95.05/sh−95$9,030→ 15,106 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-06$95.05/sh−16,619$1,579,606→ 2,637,364 total(indirect: See Footnotes)
First Pacific Advisors, LLC
10% Owner
Transactions
- Sale
Common Stock
2017-11-02$95.20/sh−3,168$301,581→ 46,888 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.20/sh−2,823$268,738→ 64,961 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.20/sh−116,329$11,074,044→ 2,676,575 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.78/sh−398$38,121→ 46,490 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.78/sh−589$56,415→ 107,274 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.78/sh−14,607$1,399,083→ 2,661,968 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-03$95.21/sh−217$20,661→ 46,273 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-03$95.21/sh−21$1,999→ 7,066 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-03$95.21/sh−322$30,658→ 106,952 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-03$95.21/sh−194$18,471→ 64,412 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-03$95.21/sh−7,985$760,254→ 2,653,983 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-06$95.05/sh−305$28,990→ 30,889 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-06$95.05/sh−44$4,182→ 7,022 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-06$95.05/sh−670$63,682→ 106,282 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-06$95.05/sh−403$38,304→ 64,009 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-06$95.05/sh−95$9,030→ 15,106 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-06$95.05/sh−16,619$1,579,606→ 2,637,364 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.20/sh−2,136$203,338→ 31,608 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.20/sh−310$29,511→ 7,126 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.20/sh−4,687$446,183→ 107,863 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.20/sh−666$63,400→ 15,331 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.78/sh−268$25,669→ 31,340 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.78/sh−39$3,735→ 7,087 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.78/sh−355$34,003→ 64,606 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.78/sh−84$8,046→ 15,247 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-03$95.21/sh−146$13,901→ 31,194 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-03$95.21/sh−46$4,380→ 15,201 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-06$95.05/sh−453$43,057→ 45,820 total(indirect: See Footnotes)
FPA SELECT DRAWDOWN FUND, L.P.
10% Owner
Transactions
- Sale
Common Stock
2017-11-02$95.20/sh−2,136$203,338→ 31,608 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.20/sh−310$29,511→ 7,126 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.20/sh−2,823$268,738→ 64,961 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.20/sh−666$63,400→ 15,331 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.78/sh−268$25,669→ 31,340 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.78/sh−39$3,735→ 7,087 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.78/sh−355$34,003→ 64,606 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.78/sh−84$8,046→ 15,247 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-06$95.05/sh−16,619$1,579,606→ 2,637,364 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.20/sh−3,168$301,581→ 46,888 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.78/sh−14,607$1,399,083→ 2,661,968 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-03$95.21/sh−146$13,901→ 31,194 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-03$95.21/sh−217$20,661→ 46,273 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-03$95.21/sh−21$1,999→ 7,066 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-03$95.21/sh−322$30,658→ 106,952 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-03$95.21/sh−194$18,471→ 64,412 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-03$95.21/sh−46$4,380→ 15,201 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-03$95.21/sh−7,985$760,254→ 2,653,983 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-06$95.05/sh−305$28,990→ 30,889 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-06$95.05/sh−453$43,057→ 45,820 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-06$95.05/sh−44$4,182→ 7,022 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-06$95.05/sh−670$63,682→ 106,282 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-06$95.05/sh−403$38,304→ 64,009 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-06$95.05/sh−95$9,030→ 15,106 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.20/sh−4,687$446,183→ 107,863 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.20/sh−116,329$11,074,044→ 2,676,575 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.78/sh−398$38,121→ 46,490 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.78/sh−589$56,415→ 107,274 total(indirect: See Footnotes)
FPA Hawkeye-7 Fund
10% Owner
Transactions
- Sale
Common Stock
2017-11-02$95.20/sh−666$63,400→ 15,331 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.78/sh−589$56,415→ 107,274 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.78/sh−84$8,046→ 15,247 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-03$95.21/sh−146$13,901→ 31,194 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-03$95.21/sh−46$4,380→ 15,201 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-03$95.21/sh−7,985$760,254→ 2,653,983 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-06$95.05/sh−305$28,990→ 30,889 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-06$95.05/sh−453$43,057→ 45,820 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-06$95.05/sh−44$4,182→ 7,022 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-03$95.21/sh−322$30,658→ 106,952 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-03$95.21/sh−194$18,471→ 64,412 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.20/sh−3,168$301,581→ 46,888 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.20/sh−4,687$446,183→ 107,863 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-03$95.21/sh−217$20,661→ 46,273 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.20/sh−2,136$203,338→ 31,608 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.20/sh−310$29,511→ 7,126 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.20/sh−2,823$268,738→ 64,961 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.20/sh−116,329$11,074,044→ 2,676,575 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.78/sh−268$25,669→ 31,340 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.78/sh−398$38,121→ 46,490 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.78/sh−39$3,735→ 7,087 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.78/sh−355$34,003→ 64,606 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-02$95.78/sh−14,607$1,399,083→ 2,661,968 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-03$95.21/sh−21$1,999→ 7,066 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-06$95.05/sh−670$63,682→ 106,282 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-06$95.05/sh−403$38,304→ 64,009 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-06$95.05/sh−95$9,030→ 15,106 total(indirect: See Footnotes) - Sale
Common Stock
2017-11-06$95.05/sh−16,619$1,579,606→ 2,637,364 total(indirect: See Footnotes)
Footnotes (16)
- [F1]The sale price for common stock of Esterline Technologies Corporation (the "Issuer") reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.00 to $95.625, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (14), (15), and (16) to this Form 4.
- [F10](Continued from Footnote 9) In addition, Messrs. Romick, Selmo and Landecker may be deemed to have an indirect pecuniary interest in a portion of the securities held directly by FPA Global Opportunity, FPA Select and FPA Hawkeye due to their respective ownership interests in such Private Investment Funds, Messrs. Romick and Selmo may be deemed to have an indirect pecuniary interest in a portion of the securities held directly by FPA Value Partners due to their respective ownership interests in such Private Investment Fund, and Mr. Romick may be deemed to have an indirect pecuniary interest in a portion of the securities held directly by FPA Hawkeye-7 due to his ownership interest in such Private Investment Fund.
- [F11](Continued from Footnote 10) Each of FPA and Messrs. Atwood, Romick, Selmo and Landecker disclaims beneficial ownership of securities of the Issuer held directly by the Private Investment Funds except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of FPA or Messrs. Atwood, Romick, Selmo or Landecker is the beneficial owner of such securities for purposes of Section 16 or any other purpose.
- [F12]Shares of common stock of the Issuer held directly by FPA Crescent Fund, a series of FPA Funds Trust ("FPA Crescent Fund"). FPA is the investment adviser of FPA Crescent Fund and may be deemed to share voting and/or investment power over shares of common stock of the Issuer held by FPA Crescent Fund. In addition, Mr. Atwood may be deemed to share voting and/or investment power over shares of common stock of the Issuer held by FPA Crescent Fund as a Managing Partner of FPA.
- [F13](Continued from Footnote 12) Mr. Romick may be deemed to share voting and/or investment power over shares of common stock of the Issuer held by FPA Crescent Fund as a Portfolio Manager of FPA Crescent Fund and Managing Partner of FPA. Messrs. Selmo and Landecker may be deemed to share voting and/or investment power over shares of common stock of the Issuer held by FPA Crescent Fund as Portfolio Managers of FPA Crescent Fund and Partners of FPA. FPA only receives an asset-based management fee for serving as investment adviser to FPA Crescent Fund and therefore does not have any pecuniary interest in the securities of the Issuer held by FPA Crescent Fund.
- [F14]The sale price for common stock of the Issuer reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.6375 to $96.25, inclusive.
- [F15]The sale price for common stock of the Issuer reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.00 to $95.60, inclusive.
- [F16]The sale price for common stock of the Issuer reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.00 to $95.30, inclusive.
- [F2]Shares of common stock of the Issuer held directly by FPA Hawkeye Fund, a series of FPA Hawkeye Fund, LLC ("FPA Hawkeye"). First Pacific Advisors, LLC ("FPA") serves as manager of and investment adviser to FPA Hawkeye.
- [F3]Shares of common stock of the Issuer held directly by FPA Hawkeye-7 Fund, a series of FPA Hawkeye Fund, LLC ("FPA Hawkeye-7"). FPA serves as manager of and investment adviser to FPA Hawkeye-7.
- [F4]Shares of common stock of the Issuer held directly by FPA Select Fund, L.P. ("FPA Select"). FPA serves as general partner of and investment adviser to FPA Select.
- [F5]Shares of common stock of the Issuer held directly by FPA Select Drawdown Fund, L.P. ("FPA Select Drawdown"). FPA serves as the general partner of and investment adviser to FPA Select Drawdown.
- [F6]Shares of common stock of the Issuer held directly by FPA Global Opportunity Fund, a series of FPA Hawkeye Fund, LLC ("FPA Global Opportunity"). FPA serves as manager of and investment adviser to FPA Global Opportunity.
- [F7]Shares of common stock of the Issuer held directly by FPA Value Partners Fund, a series of FPA Hawkeye Fund, LLC ("FPA Value Partners", and together with FPA Global Opportunity, FPA Select Drawdown, FPA Select, FPA Hawkeye, and FPA Hawkeye-7, the "Private Investment Funds").
- [F8]FPA may be deemed to share voting and/or investment power over the securities of the Issuer held by each of the Private Investment Funds as the investment adviser to and manager or general partner, as applicable, of each of the Private Investment Funds. In addition, Mr. J. Richard Atwood may be deemed to share voting and/or investment power over the securities of the Issuer held by the Private Investment Funds as a Managing Partner of FPA. Mr. Steven T. Romick may be deemed to share voting and/or investment power over the securities of the Issuer held by FPA Hawkeye and FPA Hawkeye-7, as Portfolio Manager of such funds, and over the securities of the Issuer held by the Private Investment Funds as a Managing Partner of FPA.
- [F9](Continued from Footnote 8) Mr. Brian A. Selmo may be deemed to share voting and/or investment power over the securities of the Issuer held by FPA Select Drawdown, FPA Select, and FPA Value Partners, as Portfolio Manager of such funds, and over the securities of the Issuer held by the Private Investment Funds as a Partner of FPA. Mr. Mark Landecker may be deemed to share voting and/or investment power over the securities of the Issuer held by FPA Global Opportunity, FPA Select Drawdown and FPA Select as Portfolio Manager of such funds, and over the securities of the Issuer held by the Private Investment Funds as a Partner of FPA. FPA and Messrs. Atwood, Romick, Selmo and Landecker may be deemed to have a pecuniary interest in a portion of the securities held directly by the Private Investment Funds due to FPA's right to receive performance-based allocations.
Issuer
ESTERLINE TECHNOLOGIES CORP
CIK 0000033619
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001161993
Filing Metadata
- Form type
- 4
- Filed
- Nov 5, 7:00 PM ET
- Accepted
- Nov 6, 9:49 PM ET
- Size
- 79.2 KB