4//SEC Filing
Winson Bruce Ross 4
Accession 0000899243-17-025780
CIK 0001055454other
Filed
Nov 8, 7:00 PM ET
Accepted
Nov 9, 4:12 PM ET
Size
14.0 KB
Accession
0000899243-17-025780
Insider Transaction Report
Form 4
Anson Funds Management LP
10% Owner
Transactions
- Sale
Common Stock, $0.001 par value
2017-11-08$16.55/sh−800,000$13,240,000→ 493,215 total(indirect: See Footnote)
Kassam Moez
10% Owner
Transactions
- Sale
Common Stock, $0.001 par value
2017-11-08$16.55/sh−800,000$13,240,000→ 493,215 total(indirect: See Footnote)
Anson Management GP LLC
10% Owner
Transactions
- Sale
Common Stock, $0.001 par value
2017-11-08$16.55/sh−800,000$13,240,000→ 493,215 total(indirect: See Footnote)
Winson Bruce Ross
10% Owner
Transactions
- Sale
Common Stock, $0.001 par value
2017-11-08$16.55/sh−800,000$13,240,000→ 493,215 total(indirect: See Footnote)
Spears Adam
10% Owner
Transactions
- Sale
Common Stock, $0.001 par value
2017-11-08$16.55/sh−800,000$13,240,000→ 493,215 total(indirect: See Footnote)
Anson Advisors Inc.
10% Owner
Transactions
- Sale
Common Stock, $0.001 par value
2017-11-08$16.55/sh−800,000$13,240,000→ 493,215 total(indirect: See Footnote)
Footnotes (2)
- [F1]The filing of this Form 4 shall not be construed as an admission that Anson Funds Management LP ("Anson"), Anson Management GP LLC, the general partner of Anson ("Anson GP"), Bruce R. Winson, the manager of Anson GP, Anson Advisors Inc. ("Anson Advisors"), Adam Spears, a director of Anson Advisors, or Moez Kassam, a director of Anson Advisors, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock, $0.001 par value (the "Common Stock"), of School Specialty, Inc. (the "Issuer") purchased by private investment funds advised by Anson and Anson Advisors (the "Funds"). Pursuant to Rule 16a-1, all of Anson, Anson GP, Mr. Winson, Anson Advisors, Mr. Spears and Mr. Kassam disclaim such beneficial ownership.
- [F2]Anson and Anson Advisors hold indirectly 493,215 shares of Common Stock of the Issuer through the Funds, for which Anson and Anson Advisors are the Investment Advisors. Anson GP and Bruce R. Winson report the Common Stock held indirectly by the Funds because, as the general partner of Anson and the manager of Anson GP, respectively, at the time of purchase, they controlled the disposition and voting of the securities. Mr. Spears and Mr. Kassam report the Common Stock held indirectly by the Funds because, as the directors of Anson Advisors, at the time of purchase, they controlled the disposition and voting of the securities.
Documents
Issuer
SCHOOL SPECIALTY INC
CIK 0001055454
Entity typeother
Related Parties
1- filerCIK 0001491069
Filing Metadata
- Form type
- 4
- Filed
- Nov 8, 7:00 PM ET
- Accepted
- Nov 9, 4:12 PM ET
- Size
- 14.0 KB