SRINIVASAN SAM 4
4 · AQUANTIA CORP · Filed Nov 9, 2017
Insider Transaction Report
Form 4
SRINIVASAN SAM
Director
Transactions
- Conversion
Common Stock
2017-11-07+185,774→ 185,774 total - Conversion
Series G Preferred Stock
2017-11-07−69,372→ 0 total→ Common Stock (6,937 underlying) - Conversion
Series F Preferred Stock
2017-11-07−110,491→ 0 total→ Common Stock (11,049 underlying) - Conversion
Series E Preferred Stock
2017-11-07−259,135→ 0 total→ Common Stock (25,913 underlying) - Conversion
Series D Preferred Stock
2017-11-07−903,965→ 0 total→ Common Stock (90,396 underlying) - Conversion
Series A Preferred Stock
2017-11-07−359,108→ 0 total→ Common Stock (35,910 underlying) - Conversion
Series B Preferred Stock
2017-11-07−155,692→ 0 total→ Common Stock (15,569 underlying)
Holdings
- 58,823(indirect: By Trust)
Common Stock
Footnotes (1)
- [F1]The Series A Preferred Stock, Series B Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock have no expiration date and automatically converted into Common Stock on a 1:10 basis immediately prior to the closing of the Issuer's initial public offering.