AALAEI FARAJ 4

4 · AQUANTIA CORP · Filed Nov 9, 2017

Form 4

Period: 2017-11-07

DirectorPresident and CEO

Transactions

Conversion
Series A Preferred Stock
2017-11-07−33,666→ 0 total(indirect: By Trust)
→ Common Stock (3,366 underlying)
Conversion
Series D Preferred Stock
2017-11-07−84,747→ 0 total(indirect: By Trust)
→ Common Stock (8,474 underlying)
Conversion
Common Stock
2017-11-07+17,413→ 17,413 total(indirect: By Trust)
Conversion
Series F Preferred Stock
2017-11-07−10,359→ 0 total(indirect: By Trust)
→ Common Stock (1,035 underlying)
Conversion
Series B Preferred Stock
2017-11-07−14,596→ 0 total(indirect: By Trust)
→ Common Stock (1,459 underlying)
Conversion
Series E Preferred Stock
2017-11-07−24,294→ 0 total(indirect: By Trust)
→ Common Stock (2,429 underlying)
Conversion
Series G Preferred Stock
2017-11-07−6,503→ 0 total(indirect: By Trust)
→ Common Stock (650 underlying)

Holdings

Common Stock
(indirect: By Trust)
638,460
Common Stock
(indirect: By: Cyrus Akbarpour, as Custodian for Dena Aalaei)
5,000
Common Stock
(indirect: By: Dariush Aalaei)
5,000
Common Stock
(indirect: By Trust)
50,000
Common Stock
(indirect: By Trust)
663,461
Common Stock
(indirect: By: Ali A. Aalaei)
5,000

Footnotes (1)

[F1]The Series A Preferred Stock, Series B Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock have no expiration date and automatically converted into Common Stock on a 1:10 basis immediately prior to the closing of the Issuer's initial public offering.

Documents

1 file