4//SEC Filing
AALAEI FARAJ 4
Accession 0000899243-17-025853
CIK 0001316016other
Filed
Nov 8, 7:00 PM ET
Accepted
Nov 9, 6:39 PM ET
Size
23.2 KB
Accession
0000899243-17-025853
Insider Transaction Report
Form 4
AALAEI FARAJ
DirectorPresident and CEO
Transactions
- Conversion
Series A Preferred Stock
2017-11-07−33,666→ 0 total(indirect: By Trust)→ Common Stock (3,366 underlying) - Conversion
Series D Preferred Stock
2017-11-07−84,747→ 0 total(indirect: By Trust)→ Common Stock (8,474 underlying) - Conversion
Common Stock
2017-11-07+17,413→ 17,413 total(indirect: By Trust) - Conversion
Series F Preferred Stock
2017-11-07−10,359→ 0 total(indirect: By Trust)→ Common Stock (1,035 underlying) - Conversion
Series B Preferred Stock
2017-11-07−14,596→ 0 total(indirect: By Trust)→ Common Stock (1,459 underlying) - Conversion
Series E Preferred Stock
2017-11-07−24,294→ 0 total(indirect: By Trust)→ Common Stock (2,429 underlying) - Conversion
Series G Preferred Stock
2017-11-07−6,503→ 0 total(indirect: By Trust)→ Common Stock (650 underlying)
Holdings
- 638,460(indirect: By Trust)
Common Stock
- 5,000(indirect: By: Cyrus Akbarpour, as Custodian for Dena Aalaei)
Common Stock
- 5,000(indirect: By: Dariush Aalaei)
Common Stock
- 50,000(indirect: By Trust)
Common Stock
- 663,461(indirect: By Trust)
Common Stock
- 5,000(indirect: By: Ali A. Aalaei)
Common Stock
Footnotes (1)
- [F1]The Series A Preferred Stock, Series B Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock have no expiration date and automatically converted into Common Stock on a 1:10 basis immediately prior to the closing of the Issuer's initial public offering.
Documents
Issuer
AQUANTIA CORP
CIK 0001316016
Entity typeother
Related Parties
1- filerCIK 0001192382
Filing Metadata
- Form type
- 4
- Filed
- Nov 8, 7:00 PM ET
- Accepted
- Nov 9, 6:39 PM ET
- Size
- 23.2 KB