CECO ENVIRONMENTAL CORP·4

Nov 9, 9:28 PM ET

Pollack Jonathan 4

4 · CECO ENVIRONMENTAL CORP · Filed Nov 9, 2017

Insider Transaction Report

Form 4
Period: 2017-11-09
Transactions
  • Purchase

    Common Stock

    2017-11-09$5.87/sh+8,900$52,24365,200 total(indirect: See footnote)
Holdings
  • Common Stock

    26,146
  • Common Stock

    (indirect: By Spouse)
    2,300
Footnotes (2)
  • [F1]Price reflects a weighted average price for multiple transactions that ranged from $5.84 to $5.89 per share. The Reporting Person undertakes to provide, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  • [F2]These shares are owned directly by JMP FAM Holdings Inc., and indirectly by Jonathan Pollack. Jonathan Pollack is deemed to control JMP FAM Holdings Inc. because he has sole voting and dispositive power of the shares of common stock of the Issuer owned directly by JMP FAM Holdings Inc.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION