Gerngross Tillman U. 4
4 · Arsanis, Inc. · Filed Nov 20, 2017
Insider Transaction Report
Form 4
Arsanis, Inc.ASNS
Gerngross Tillman U.
Director10% Owner
Transactions
- Purchase
Common Stock
2017-11-20$10.00/sh+200,000$2,000,000→ 392,821 total - Conversion
Common Stock
2017-11-20+90,272→ 192,821 total - Conversion
Series D Convertible Preferred Stock
2017-11-20−308,099→ 0 total→ Common Stock (90,272 underlying)
Footnotes (1)
- [F1]The Series D Convertible Preferred Stock converted into Common Stock on a 0.29300-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series D Convertible Preferred Stock was convertible at any time at the holder's election and automatically upon the closing at the Issuer's initial public offering. The shares had no expiration date.