Anna-Maria & Stephen Kellen Foundation, Inc. 4
4 · Arsanis, Inc. · Filed Nov 20, 2017
Insider Transaction Report
Form 4
Arsanis, Inc.ASNS
Transactions
- Conversion
Common Stock
2017-11-20+25,819→ 25,819 total - Conversion
Series C Convertible Preferred Stock
2017-11-20−51,813→ 0 total→ Common Stock (25,819 underlying) - Conversion
Common Stock
2017-11-20+98,562→ 124,381 total - Conversion
Series D Convertible Preferred Stock
2017-11-20−336,393→ 0 total→ Common Stock (98,562 underlying)
Footnotes (2)
- [F1]The Series C Convertible Preferred Stock converted into Common Stock on a 0.49832-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series C Convertible Preferred Stock was convertible at any time at the holder's election and automatically upon the closing at the Issuer's initial public offering. The shares had no expiration date.
- [F2]The Series D Convertible Preferred Stock converted into Common Stock on a 0.29300-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series D Convertible Preferred Stock was convertible at any time at the holder's election and automatically upon the closing at the Issuer's initial public offering. The shares had no expiration date.