4//SEC Filing
Anna-Maria & Stephen Kellen Foundation, Inc. 4
Accession 0000899243-17-027015
CIK 0001501697other
Filed
Nov 19, 7:00 PM ET
Accepted
Nov 20, 5:42 PM ET
Size
11.5 KB
Accession
0000899243-17-027015
Insider Transaction Report
Form 4
Arsanis, Inc.ASNS
Transactions
- Conversion
Common Stock
2017-11-20+25,819→ 25,819 total - Conversion
Series C Convertible Preferred Stock
2017-11-20−51,813→ 0 total→ Common Stock (25,819 underlying) - Conversion
Common Stock
2017-11-20+98,562→ 124,381 total - Conversion
Series D Convertible Preferred Stock
2017-11-20−336,393→ 0 total→ Common Stock (98,562 underlying)
Footnotes (2)
- [F1]The Series C Convertible Preferred Stock converted into Common Stock on a 0.49832-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series C Convertible Preferred Stock was convertible at any time at the holder's election and automatically upon the closing at the Issuer's initial public offering. The shares had no expiration date.
- [F2]The Series D Convertible Preferred Stock converted into Common Stock on a 0.29300-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series D Convertible Preferred Stock was convertible at any time at the holder's election and automatically upon the closing at the Issuer's initial public offering. The shares had no expiration date.
Documents
Issuer
Arsanis, Inc.
CIK 0001501697
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001722602
Filing Metadata
- Form type
- 4
- Filed
- Nov 19, 7:00 PM ET
- Accepted
- Nov 20, 5:42 PM ET
- Size
- 11.5 KB