4//SEC Filing
NeoMed Management (Jersey) Ltd 4
Accession 0000899243-17-027028
CIK 0001501697other
Filed
Nov 19, 7:00 PM ET
Accepted
Nov 20, 6:15 PM ET
Size
21.3 KB
Accession
0000899243-17-027028
Insider Transaction Report
Form 4
Arsanis, Inc.ASNS
NeoMed Innovation V L.P.
10% Owner
Transactions
- Conversion
Common Stock
2017-11-20+246,682→ 246,682 total - Purchase
Common Stock
2017-11-20$10.00/sh+300,000$3,000,000→ 867,639 total - Conversion
Series D Convertible Preferred Stock
2017-11-20−952,497→ 0 total→ Common Stock (279,079 underlying) - Conversion
Common Stock
2017-11-20+41,878→ 288,560 total - Conversion
Common Stock
2017-11-20+279,079→ 567,639 total - Conversion
Series C Convertible Preferred Stock
2017-11-20−84,040→ 0 total→ Common Stock (41,878 underlying) - Conversion
Series B Convertible Preferred Stock
2017-11-20−552,487→ 0 total→ Common Stock (246,682 underlying)
NeoMed Management (Jersey) Ltd
10% Owner
Transactions
- Conversion
Common Stock
2017-11-20+246,682→ 246,682 total - Conversion
Series B Convertible Preferred Stock
2017-11-20−552,487→ 0 total→ Common Stock (246,682 underlying) - Conversion
Series C Convertible Preferred Stock
2017-11-20−84,040→ 0 total→ Common Stock (41,878 underlying) - Conversion
Common Stock
2017-11-20+279,079→ 567,639 total - Conversion
Common Stock
2017-11-20+41,878→ 288,560 total - Purchase
Common Stock
2017-11-20$10.00/sh+300,000$3,000,000→ 867,639 total - Conversion
Series D Convertible Preferred Stock
2017-11-20−952,497→ 0 total→ Common Stock (279,079 underlying)
NeoMed Innovation V Ltd
10% Owner
Transactions
- Conversion
Common Stock
2017-11-20+246,682→ 246,682 total - Conversion
Common Stock
2017-11-20+41,878→ 288,560 total - Purchase
Common Stock
2017-11-20$10.00/sh+300,000$3,000,000→ 867,639 total - Conversion
Series B Convertible Preferred Stock
2017-11-20−552,487→ 0 total→ Common Stock (246,682 underlying) - Conversion
Series C Convertible Preferred Stock
2017-11-20−84,040→ 0 total→ Common Stock (41,878 underlying) - Conversion
Series D Convertible Preferred Stock
2017-11-20−952,497→ 0 total→ Common Stock (279,079 underlying) - Conversion
Common Stock
2017-11-20+279,079→ 567,639 total
Footnotes (4)
- [F1]The Series B Convertible Preferred Stock converted into Common Stock on a 0.44650-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series B Convertible Preferred Stock was convertible at any time at the holder's election and automatically upon the closing at the Issuer's initial public offering. The shares had no expiration date.
- [F2]The Series C Convertible Preferred Stock converted into Common Stock on a 0.49832-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series C Convertible Preferred Stock was convertible at any time at the holder's election and automatically upon the closing at the Issuer's initial public offering. The shares had no expiration date.
- [F3]The Series D Convertible Preferred Stock converted into Common Stock on a 0.29300-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series D Convertible Preferred Stock was convertible at any time at the holder's election and automatically upon the closing at the Issuer's initial public offering. The shares had no expiration date.
- [F4]The reported securities are held of record by NeoMed Innovation V L.P. NeoMed Management (Jersey) Limited is the Investment Manager to NeoMed Innovation V L.P. NeoMed Innovation V Limited is the general partner of Neomed Innovation V L.P. By virtue of such relationships, NeoMed Management (Jersey) Limited and NeoMed Innovation V Limited may be deemed to have voting and investment power with respect to the shares held by NeoMed Innovation V L.P. Each of NeoMed Management (Jersey) Limited and NeoMed Innovation V Limited disclaims beneficial ownership of the shares held by NeoMed Innovation V L.P., except to the extent of its or his pecuniary interest therein, if any.
Documents
Issuer
Arsanis, Inc.
CIK 0001501697
Entity typeother
IncorporatedJersey
Related Parties
1- filerCIK 0001722665
Filing Metadata
- Form type
- 4
- Filed
- Nov 19, 7:00 PM ET
- Accepted
- Nov 20, 6:15 PM ET
- Size
- 21.3 KB