4//SEC Filing
Li Ka Shing 4
Accession 0000899243-17-027134
CIK 0001386570other
Filed
Nov 20, 7:00 PM ET
Accepted
Nov 21, 12:01 PM ET
Size
11.5 KB
Accession
0000899243-17-027134
Insider Transaction Report
Form 4
ChromaDex Corp.CDXC
Prime Tech Global Ltd
10% Owner
Transactions
- Purchase
Common Stock
2017-11-17$4.10/sh+731,707$2,999,999→ 6,500,937 total
Mayspin Management Ltd
10% Owner
Transactions
- Purchase
Common Stock
2017-11-17$4.10/sh+731,707$2,999,999→ 6,500,937 total
Li Ka Shing
10% Owner
Transactions
- Purchase
Common Stock
2017-11-17$4.10/sh+731,707$2,999,999→ 6,500,937 total
Champion River Ventures Ltd
10% Owner
Transactions
- Purchase
Common Stock
2017-11-17$4.10/sh+731,707$2,999,999→ 6,500,937 total
Footnotes (3)
- [F1]On November 17, 2017, Champion River Ventures Limited ("Champion River") acquired 731,707 shares of the Issuer's common stock pursuant to the transactions contemplated by the Securities Purchase Agreement, dated November 3, 2017 (the "SPA"), by and among the Issuer, Champion River and various other purchasers named therein.
- [F2]The shares are held directly by Champion River. The sole shareholder of Champion River is Prime Tech Global Limited ("Prime Tech"), the sole shareholder of Prime Tech is Mayspin Management Limited ("Mayspin"), and the sole shareholder of Mayspin is Li Ka Shing ("Li Ka Shing"). Each of Prime Tech, Mayspin and Li Ka Shing disclaims Section 16 beneficial ownership of the securities held by Champion River, except to the extent of its or his pecuniary interest therein, if any.
- [F3]Winsave Resources Limited, a company organized under the laws of British Virgin Islands ("Winsave"), acquired 1,219,512 shares pursuant to the SPA. All of the equity of Winsave is owned by Li Ka Shing (Overseas) Foundation, a company incorporated under the laws of the Cayman Islands (the "Foundation"). Investment decisions by the Foundation are made by the majority vote of a board of directors currently consisting of 14 persons, of which Li Ka Shing is the Chairman. Investment decisions by Winsave are made by the majority vote of a board of directors currently consisting of five persons. Li Ka Shing is not a director or officer of Winsave. Li Ka Shing disclaims Section 16 beneficial ownership of the securities held by the Foundation, except to the extent of his pecuniary interest therein, if any.
Documents
Issuer
ChromaDex Corp.
CIK 0001386570
Entity typeother
Related Parties
1- filerCIK 0001686621
Filing Metadata
- Form type
- 4
- Filed
- Nov 20, 7:00 PM ET
- Accepted
- Nov 21, 12:01 PM ET
- Size
- 11.5 KB