4//SEC Filing
Pflaging James Michael 4
Accession 0000899243-17-027320
CIK 0001627857other
Filed
Nov 21, 7:00 PM ET
Accepted
Nov 22, 5:03 PM ET
Size
9.7 KB
Accession
0000899243-17-027320
Insider Transaction Report
Form 4
Pflaging James Michael
Director
Transactions
- Award
Common Stock
2017-11-20+8,263→ 8,263 total - Conversion
Common Stock
2017-11-21+22,614→ 172,062 total(indirect: By Trust) - Conversion
Series A Convertible Preferred Stock
2017-11-21−247.5→ 0 total(indirect: By Trust)→ Common Stock (22,614 underlying)
Footnotes (2)
- [F1]Immediately prior to completion of the issuer's initial public offering on November 21, 2017, each share of preferred stock automatically converted into a number of shares of common stock equal to the result of the liquidation value of such share of preferred stock, divided by the initial public offering price per share of common stock of $12.00. The liquidation value for each share of preferred stock was equal to $1,000 plus accrued and unpaid dividends on such share of preferred stock. There was no expiration date.
- [F2]Mr. Pflaging is a co-trustee for the MMJ Living Trust (the "Trust"), the beneficiary of which is an immediate family member of Mr. Pflaging's. As such, Mr. Pflaging may be deemed to beneficially own all of the shares held by the Trust; however, Mr. Pflaging disclaims beneficial ownership of the shares held by the Trust except to the extent of his pecuniary interest therein.
Documents
Issuer
Sailpoint Technologies Holdings, Inc.
CIK 0001627857
Entity typeother
Related Parties
1- filerCIK 0001722504
Filing Metadata
- Form type
- 4
- Filed
- Nov 21, 7:00 PM ET
- Accepted
- Nov 22, 5:03 PM ET
- Size
- 9.7 KB