4//SEC Filing
DAVIDSON JAMES 4
Accession 0000899243-17-028005
CIK 0001616533other
Filed
Dec 4, 7:00 PM ET
Accepted
Dec 5, 9:26 PM ET
Size
22.4 KB
Accession
0000899243-17-028005
Insider Transaction Report
Form 4
Transactions
- Sale
Ordinary Shares
2017-12-04$32.10/sh−12,030$386,163→ 45,139 total(indirect: Held through Silver Lake Technology Investors Sumeru Cayman, L.P.) - Sale
Ordinary Shares
2017-12-04$32.10/sh−1,989,280$63,855,888→ 7,464,280 total(indirect: Held through Silver Lake Partners III Cayman (AIV III), L.P) - Sale
Ordinary Shares
2017-12-04$32.10/sh−987,970$31,713,837→ 3,707,112 total(indirect: Held through Silver Lake Sumeru Fund Cayman, L.P.) - Sale
Ordinary Shares
2017-12-04$32.10/sh−10,720$344,112→ 40,224 total(indirect: Held through Silver Lake Technology Investors III Cayman, L.P.)
Transactions
- Sale
Ordinary Shares
2017-12-04$32.10/sh−10,720$344,112→ 40,224 total(indirect: Held through Silver Lake Technology Investors III Cayman, L.P.) - Sale
Ordinary Shares
2017-12-04$32.10/sh−12,030$386,163→ 45,139 total(indirect: Held through Silver Lake Technology Investors Sumeru Cayman, L.P.) - Sale
Ordinary Shares
2017-12-04$32.10/sh−1,989,280$63,855,888→ 7,464,280 total(indirect: Held through Silver Lake Partners III Cayman (AIV III), L.P) - Sale
Ordinary Shares
2017-12-04$32.10/sh−987,970$31,713,837→ 3,707,112 total(indirect: Held through Silver Lake Sumeru Fund Cayman, L.P.)
Transactions
- Sale
Ordinary Shares
2017-12-04$32.10/sh−1,989,280$63,855,888→ 7,464,280 total(indirect: Held through Silver Lake Partners III Cayman (AIV III), L.P) - Sale
Ordinary Shares
2017-12-04$32.10/sh−10,720$344,112→ 40,224 total(indirect: Held through Silver Lake Technology Investors III Cayman, L.P.) - Sale
Ordinary Shares
2017-12-04$32.10/sh−987,970$31,713,837→ 3,707,112 total(indirect: Held through Silver Lake Sumeru Fund Cayman, L.P.) - Sale
Ordinary Shares
2017-12-04$32.10/sh−12,030$386,163→ 45,139 total(indirect: Held through Silver Lake Technology Investors Sumeru Cayman, L.P.)
DAVIDSON JAMES
Director
Transactions
- Sale
Ordinary Shares
2017-12-04$32.10/sh−12,030$386,163→ 45,139 total(indirect: Held through Silver Lake Technology Investors Sumeru Cayman, L.P.) - Sale
Ordinary Shares
2017-12-04$32.10/sh−1,989,280$63,855,888→ 7,464,280 total(indirect: Held through Silver Lake Partners III Cayman (AIV III), L.P) - Sale
Ordinary Shares
2017-12-04$32.10/sh−987,970$31,713,837→ 3,707,112 total(indirect: Held through Silver Lake Sumeru Fund Cayman, L.P.) - Sale
Ordinary Shares
2017-12-04$32.10/sh−10,720$344,112→ 40,224 total(indirect: Held through Silver Lake Technology Investors III Cayman, L.P.)
Transactions
- Sale
Ordinary Shares
2017-12-04$32.10/sh−1,989,280$63,855,888→ 7,464,280 total(indirect: Held through Silver Lake Partners III Cayman (AIV III), L.P) - Sale
Ordinary Shares
2017-12-04$32.10/sh−10,720$344,112→ 40,224 total(indirect: Held through Silver Lake Technology Investors III Cayman, L.P.) - Sale
Ordinary Shares
2017-12-04$32.10/sh−12,030$386,163→ 45,139 total(indirect: Held through Silver Lake Technology Investors Sumeru Cayman, L.P.) - Sale
Ordinary Shares
2017-12-04$32.10/sh−987,970$31,713,837→ 3,707,112 total(indirect: Held through Silver Lake Sumeru Fund Cayman, L.P.)
Hao Kenneth
Director
Transactions
- Sale
Ordinary Shares
2017-12-04$32.10/sh−987,970$31,713,837→ 3,707,112 total(indirect: Held through Silver Lake Sumeru Fund Cayman, L.P.) - Sale
Ordinary Shares
2017-12-04$32.10/sh−1,989,280$63,855,888→ 7,464,280 total(indirect: Held through Silver Lake Partners III Cayman (AIV III), L.P) - Sale
Ordinary Shares
2017-12-04$32.10/sh−10,720$344,112→ 40,224 total(indirect: Held through Silver Lake Technology Investors III Cayman, L.P.) - Sale
Ordinary Shares
2017-12-04$32.10/sh−12,030$386,163→ 45,139 total(indirect: Held through Silver Lake Technology Investors Sumeru Cayman, L.P.)
Footnotes (9)
- [F1]This amount represents a public offering price of $33.50 per share of Ordinary Shares, par value $0.03 per share, of SMART Global Holdings, Inc. (the "Issuer") less an underwriting discount of $1.40 per share for shares sold in an underwritten public offering.
- [F2]These securities are directly held by Silver Lake Partners III Cayman (AIV III), L.P. ("SLP III Cayman").
- [F3]These securities are directly held by Silver Lake Technology Investors III Cayman, L.P. ("SLTI III Cayman").
- [F4]Silver Lake Technology Associates III Cayman, L.P. ("SLTA III Cayman") is the general partner of SLP III Cayman and SLTI III Cayman. Silver Lake (Offshore) AIV GP III, Ltd. is the general partner of SLTA III Cayman.
- [F5]These securities are directly held by Silver Lake Sumeru Fund Cayman, L.P. ("SLS Cayman").
- [F6]These securities are directly held by Silver Lake Technology Investors Sumeru Cayman, L.P. ("SLTI Sumeru Cayman").
- [F7]Silver Lake Technology Associates Sumeru Cayman, L.P. ("SLTA Sumeru Cayman") is the general partner of SLS Cayman and SLTI Sumeru Cayman. SLTA Sumeru (GP) Cayman, L.P. ("SLTA Sumeru GP Cayman") is the general partner of SLTA Sumeru Cayman, and the general partner of SLTA Sumeru GP Cayman is Silver Lake Sumeru (Offshore) AIV GP, Ltd. ("SL Sumeru Offshore Ltd.").
- [F8]Messrs. Kenneth Hao, James Davidson, Ajay Shah and Paul Mercadante each serves as a director of the Issuer, and also each serves as a director of SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. and each may be deemed to beneficially own any securities beneficially owned by SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. but each disclaims beneficial ownership of such securities, except to the extent of his respective pecuniary interest therein.
- [F9]This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.
Documents
Issuer
SMART Global Holdings, Inc.
CIK 0001616533
Entity typeother
Related Parties
1- filerCIK 0001181728
Filing Metadata
- Form type
- 4
- Filed
- Dec 4, 7:00 PM ET
- Accepted
- Dec 5, 9:26 PM ET
- Size
- 22.4 KB