Home/Filings/4/0000899243-17-028491
4//SEC Filing

Agarwal Ajay 4

Accession 0000899243-17-028491

CIK 0001503274other

Filed

Dec 10, 7:00 PM ET

Accepted

Dec 11, 5:27 PM ET

Size

42.6 KB

Accession

0000899243-17-028491

Insider Transaction Report

Form 4
Period: 2017-12-11
Transactions
  • Conversion

    Common Stock

    2017-12-11+108,6702,010,185 total(indirect: See Footnotes)
  • Conversion

    Series A-1 Preferred Stock

    2017-12-111,267,2000 total(indirect: See Footnotes)
    Common Stock (394,273 underlying)
  • Conversion

    Common Stock

    2017-12-11+472,2711,901,515 total(indirect: See Footnotes)
  • Conversion

    Series A-2 Preferred Stock

    2017-12-113,326,4010 total(indirect: See Footnotes)
    Common Stock (1,034,971 underlying)
  • Conversion

    Series C Preferred Stock

    2017-12-11349,2710 total(indirect: See Footnotes)
    Common Stock (108,670 underlying)
  • Conversion

    Series D Preferred Stock

    2017-12-11404,6320 total(indirect: See Footnotes)
    Common Stock (125,900 underlying)
  • Conversion

    Common Stock

    2017-12-11+394,273394,273 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2017-12-11+125,9002,136,085 total(indirect: See Footnotes)
  • Conversion

    Series B Preferred Stock

    2017-12-111,517,8800 total(indirect: See Footnotes)
    Common Stock (472,271 underlying)
  • Conversion

    Common Stock

    2017-12-11+1,034,9711,429,244 total(indirect: See Footnotes)
Transactions
  • Conversion

    Common Stock

    2017-12-11+394,273394,273 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2017-12-11+1,034,9711,429,244 total(indirect: See Footnotes)
  • Conversion

    Series C Preferred Stock

    2017-12-11349,2710 total(indirect: See Footnotes)
    Common Stock (108,670 underlying)
  • Conversion

    Series A-2 Preferred Stock

    2017-12-113,326,4010 total(indirect: See Footnotes)
    Common Stock (1,034,971 underlying)
  • Conversion

    Common Stock

    2017-12-11+472,2711,901,515 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2017-12-11+125,9002,136,085 total(indirect: See Footnotes)
  • Conversion

    Series A-1 Preferred Stock

    2017-12-111,267,2000 total(indirect: See Footnotes)
    Common Stock (394,273 underlying)
  • Conversion

    Common Stock

    2017-12-11+108,6702,010,185 total(indirect: See Footnotes)
  • Conversion

    Series B Preferred Stock

    2017-12-111,517,8800 total(indirect: See Footnotes)
    Common Stock (472,271 underlying)
  • Conversion

    Series D Preferred Stock

    2017-12-11404,6320 total(indirect: See Footnotes)
    Common Stock (125,900 underlying)
Transactions
  • Conversion

    Common Stock

    2017-12-11+108,6702,010,185 total(indirect: See Footnotes)
  • Conversion

    Series A-1 Preferred Stock

    2017-12-111,267,2000 total(indirect: See Footnotes)
    Common Stock (394,273 underlying)
  • Conversion

    Common Stock

    2017-12-11+1,034,9711,429,244 total(indirect: See Footnotes)
  • Conversion

    Series D Preferred Stock

    2017-12-11404,6320 total(indirect: See Footnotes)
    Common Stock (125,900 underlying)
  • Conversion

    Common Stock

    2017-12-11+394,273394,273 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2017-12-11+125,9002,136,085 total(indirect: See Footnotes)
  • Conversion

    Series A-2 Preferred Stock

    2017-12-113,326,4010 total(indirect: See Footnotes)
    Common Stock (1,034,971 underlying)
  • Conversion

    Series C Preferred Stock

    2017-12-11349,2710 total(indirect: See Footnotes)
    Common Stock (108,670 underlying)
  • Conversion

    Common Stock

    2017-12-11+472,2711,901,515 total(indirect: See Footnotes)
  • Conversion

    Series B Preferred Stock

    2017-12-111,517,8800 total(indirect: See Footnotes)
    Common Stock (472,271 underlying)
Transactions
  • Conversion

    Series C Preferred Stock

    2017-12-11349,2710 total(indirect: See Footnotes)
    Common Stock (108,670 underlying)
  • Conversion

    Common Stock

    2017-12-11+1,034,9711,429,244 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2017-12-11+125,9002,136,085 total(indirect: See Footnotes)
  • Conversion

    Series A-1 Preferred Stock

    2017-12-111,267,2000 total(indirect: See Footnotes)
    Common Stock (394,273 underlying)
  • Conversion

    Series A-2 Preferred Stock

    2017-12-113,326,4010 total(indirect: See Footnotes)
    Common Stock (1,034,971 underlying)
  • Conversion

    Common Stock

    2017-12-11+472,2711,901,515 total(indirect: See Footnotes)
  • Conversion

    Series D Preferred Stock

    2017-12-11404,6320 total(indirect: See Footnotes)
    Common Stock (125,900 underlying)
  • Conversion

    Common Stock

    2017-12-11+108,6702,010,185 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2017-12-11+394,273394,273 total(indirect: See Footnotes)
  • Conversion

    Series B Preferred Stock

    2017-12-111,517,8800 total(indirect: See Footnotes)
    Common Stock (472,271 underlying)
Agarwal Ajay
10% Owner
Transactions
  • Conversion

    Common Stock

    2017-12-11+1,034,9711,429,244 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2017-12-11+394,273394,273 total(indirect: See Footnotes)
  • Conversion

    Series C Preferred Stock

    2017-12-11349,2710 total(indirect: See Footnotes)
    Common Stock (108,670 underlying)
  • Conversion

    Common Stock

    2017-12-11+472,2711,901,515 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2017-12-11+108,6702,010,185 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2017-12-11+125,9002,136,085 total(indirect: See Footnotes)
  • Conversion

    Series A-1 Preferred Stock

    2017-12-111,267,2000 total(indirect: See Footnotes)
    Common Stock (394,273 underlying)
  • Conversion

    Series B Preferred Stock

    2017-12-111,517,8800 total(indirect: See Footnotes)
    Common Stock (472,271 underlying)
  • Conversion

    Series A-2 Preferred Stock

    2017-12-113,326,4010 total(indirect: See Footnotes)
    Common Stock (1,034,971 underlying)
  • Conversion

    Series D Preferred Stock

    2017-12-11404,6320 total(indirect: See Footnotes)
    Common Stock (125,900 underlying)
Transactions
  • Conversion

    Common Stock

    2017-12-11+1,034,9711,429,244 total(indirect: See Footnotes)
  • Conversion

    Series B Preferred Stock

    2017-12-111,517,8800 total(indirect: See Footnotes)
    Common Stock (472,271 underlying)
  • Conversion

    Series D Preferred Stock

    2017-12-11404,6320 total(indirect: See Footnotes)
    Common Stock (125,900 underlying)
  • Conversion

    Series A-1 Preferred Stock

    2017-12-111,267,2000 total(indirect: See Footnotes)
    Common Stock (394,273 underlying)
  • Conversion

    Common Stock

    2017-12-11+394,273394,273 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2017-12-11+108,6702,010,185 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2017-12-11+125,9002,136,085 total(indirect: See Footnotes)
  • Conversion

    Series A-2 Preferred Stock

    2017-12-113,326,4010 total(indirect: See Footnotes)
    Common Stock (1,034,971 underlying)
  • Conversion

    Common Stock

    2017-12-11+472,2711,901,515 total(indirect: See Footnotes)
  • Conversion

    Series C Preferred Stock

    2017-12-11349,2710 total(indirect: See Footnotes)
    Common Stock (108,670 underlying)
Transactions
  • Conversion

    Common Stock

    2017-12-11+394,273394,273 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2017-12-11+108,6702,010,185 total(indirect: See Footnotes)
  • Conversion

    Series A-2 Preferred Stock

    2017-12-113,326,4010 total(indirect: See Footnotes)
    Common Stock (1,034,971 underlying)
  • Conversion

    Series C Preferred Stock

    2017-12-11349,2710 total(indirect: See Footnotes)
    Common Stock (108,670 underlying)
  • Conversion

    Common Stock

    2017-12-11+472,2711,901,515 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2017-12-11+125,9002,136,085 total(indirect: See Footnotes)
  • Conversion

    Series A-1 Preferred Stock

    2017-12-111,267,2000 total(indirect: See Footnotes)
    Common Stock (394,273 underlying)
  • Conversion

    Series B Preferred Stock

    2017-12-111,517,8800 total(indirect: See Footnotes)
    Common Stock (472,271 underlying)
  • Conversion

    Common Stock

    2017-12-11+1,034,9711,429,244 total(indirect: See Footnotes)
  • Conversion

    Series D Preferred Stock

    2017-12-11404,6320 total(indirect: See Footnotes)
    Common Stock (125,900 underlying)
Transactions
  • Conversion

    Common Stock

    2017-12-11+1,034,9711,429,244 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2017-12-11+108,6702,010,185 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2017-12-11+394,273394,273 total(indirect: See Footnotes)
  • Conversion

    Series A-1 Preferred Stock

    2017-12-111,267,2000 total(indirect: See Footnotes)
    Common Stock (394,273 underlying)
  • Conversion

    Series B Preferred Stock

    2017-12-111,517,8800 total(indirect: See Footnotes)
    Common Stock (472,271 underlying)
  • Conversion

    Series D Preferred Stock

    2017-12-11404,6320 total(indirect: See Footnotes)
    Common Stock (125,900 underlying)
  • Conversion

    Common Stock

    2017-12-11+472,2711,901,515 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2017-12-11+125,9002,136,085 total(indirect: See Footnotes)
  • Conversion

    Series A-2 Preferred Stock

    2017-12-113,326,4010 total(indirect: See Footnotes)
    Common Stock (1,034,971 underlying)
  • Conversion

    Series C Preferred Stock

    2017-12-11349,2710 total(indirect: See Footnotes)
    Common Stock (108,670 underlying)
Transactions
  • Conversion

    Common Stock

    2017-12-11+108,6702,010,185 total(indirect: See Footnotes)
  • Conversion

    Series A-1 Preferred Stock

    2017-12-111,267,2000 total(indirect: See Footnotes)
    Common Stock (394,273 underlying)
  • Conversion

    Common Stock

    2017-12-11+394,273394,273 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2017-12-11+1,034,9711,429,244 total(indirect: See Footnotes)
  • Conversion

    Series B Preferred Stock

    2017-12-111,517,8800 total(indirect: See Footnotes)
    Common Stock (472,271 underlying)
  • Conversion

    Series D Preferred Stock

    2017-12-11404,6320 total(indirect: See Footnotes)
    Common Stock (125,900 underlying)
  • Conversion

    Common Stock

    2017-12-11+472,2711,901,515 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2017-12-11+125,9002,136,085 total(indirect: See Footnotes)
  • Conversion

    Series C Preferred Stock

    2017-12-11349,2710 total(indirect: See Footnotes)
    Common Stock (108,670 underlying)
  • Conversion

    Series A-2 Preferred Stock

    2017-12-113,326,4010 total(indirect: See Footnotes)
    Common Stock (1,034,971 underlying)
Footnotes (7)
  • [F1]The shares of preferred stock automatically converted into common stock immediately prior to the closing of the Issuer's initial public offering using a calculation defined in the Issuer's Restated Certificate of Incorporation, as amended, based on the initial purchase price and the conversion rate in effect at the time of conversion. The shares of preferred stock automatically converted on a 1-for-3.214 basis and such conversion rate is reflected in the amount of common stock underlying the security.
  • [F2]Bain Capital Venture Investors, LLC ("BCVI") is the general partner of Bain Capital Venture Partners 2005, L.P. ("BCVP"), which is the general partner of Bain Capital Venture Fund 2005, L.P. ("Fund 2005"). As a result, BCVP may be deemed to share voting and dispositive power with respect to the securities held by Fund 2005. BCVP disclaims beneficial ownership of such securities except to the extent of its pecuniary interest therein. Immediately prior to the closing of the Issuer's initial public offering on December 11, 2017, the 1,106,387 shares of the Issuer's Series A-1 Preferred Stock, 2,904,268 shares of the Issuer's Series A-2 Preferred Stock, 1,325,258 shares of the Issuer's Series B Preferred Stock, 304,948 shares of the Issuer's Series C Preferred Stock and 353,283 shares of the Issuer's Series D Preferred Stock held by Fund 2005 automatically converted into 344,239, 903,630, 412,339, 94,881 and 109,921 shares of the Issuer's common stock, respectively.
  • [F3]Immediately prior to the closing of the Issuer's initial public offering on December 11, 2017, the 157,639 shares of the Issuer's Series A-1 Preferred Stock, 413,802 shares of the Issuer's Series A-2 Preferred Stock, 188,823 shares of the Issuer's Series B Preferred Stock, 43,449 shares of the Issuer's Series C Preferred Stock and 50,336 shares of the Issuer's Series D Preferred Stock held by BCIP Associates III, LLC ("BCIP III"), whose manager is BCIP Associates III ("BCIPA III"), whose managing partner is Boylston Coinvestors, LLC ("Boylston"), automatically converted into 49,047, 128,749, 58,750, 13,518 and 15,663 shares of the Issuer's common stock, respectively. BCIPA III may be deemed to share voting and dispositive power with respect to the securities held by BCIP III. BCIPA III disclaims beneficial ownership of such securities except to the extent of its pecuniary interest therein.
  • [F4]Immediately prior to the closing of the Issuer's initial public offering on December 11, 2017, the 3,174 shares of the Issuer's Series A-1 Preferred Stock, 8,331 shares of the Issuer's Series A-2 Preferred Stock, 3,799 shares of the Issuer's Series B Preferred Stock, 874 shares of the Issuer's Series C Preferred Stock and 1,013 shares of the Issuer's Series D Preferred Stock held by BCIP Associates III-B, LLC ("BCIP III-B" and together with Fund 2005 and BCIP III, the "Bain Capital Entities"), whose manager is BCIP Associates III-B ("BCIPA III-B"), whose managing partner is Boylston, automatically converted into 987, 2,592, 1,182, 271 and 316 shares of the Issuer's common stock, respectively. BCIPA III-B may be deemed to share voting and dispositive power with respect to the securities held by BCIP III-B. BCIPA III-B disclaims beneficial ownership of such securities except to the extent of its pecuniary interest therein.
  • [F5]The governance, investment strategy and decision-making process with respect to the investments held by the Bain Capital Entities is directed by the Executive Committee of BCVI, which consists of Michael A. Krupka and Ajay Agarwal. As a result, BCVI and Messrs. Krupka and Agarwal may be deemed to share voting and dispositive power with respect to the securities held by the Bain Capital Entities. BCVI and Messrs. Krupka and Agarwal disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
  • [F6]These shares were convertible into the Issuer's common stock in accordance with the Issuer's Restated Certificate of Incorporation, as amended, at any time after the issuance of such shares, at the holder's election.
  • [F7]Not applicable.

Issuer

Quanterix Corp

CIK 0001503274

Entity typeother

Related Parties

1
  • filerCIK 0001708763

Filing Metadata

Form type
4
Filed
Dec 10, 7:00 PM ET
Accepted
Dec 11, 5:27 PM ET
Size
42.6 KB