Tucker Claire W. 4
4 · CapStar Financial Holdings, Inc. · Filed Dec 12, 2017
Insider Transaction Report
Form 4
Tucker Claire W.
DirectorSee Remarks
Transactions
- Exercise of In-Money
Employee Stock Option (right to buy)
2017-12-08−60,000→ 145,000 totalExercise: $10.00Exp: 2018-11-13→ Common Stock (60,000 underlying) - Exercise of In-Money
Common Stock
2017-12-08$21.68/sh+60,000$1,300,800→ 60,000 total - Tax Payment
Common Stock
2017-12-08$21.68/sh−36,517$791,689→ 36,517 total
Holdings
- 50,731
Common Stock
- 2,500(indirect: Reece W. Tucker)
Common Stock
- 25,000(indirect: Charles H. Sr. and Ruth E. Whitfield, as joint tenants)
Common Stock
- 1,958
Common Stock
Footnotes (4)
- [F1]The reported item includes an initial award of 2,837 shares of restricted stock which vests in three equal installments beginning on the first anniversary of the March 2, 2016 grant date. As of the date of this report, 946 of those shares have vested. The reported item also includes an award of 100 shares of restricted stock which vests in three equal installments beginning on the first anniversary of the September 1, 2016 grant date. As of the date of this report, 33 of those shares have vested.
- [F2]The reporting person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- [F3]Includes 500 shares of common stock that were purchased pursuant to the issuer's Directed Share Program in connection with the initial public offering of the issuer's common stock. These shares were previously inadvertently omitted due to a mathematical error.
- [F4]The reported item represents an initial award of an option to purchase a total of 210,000 shares of common stock which vested and became exercisable in four equal annual installments beginning on the first anniversary of the November 13, 2008 grant date.