4//SEC Filing
Guggenheim Greta 4
Accession 0000899243-17-028730
CIK 0001630472other
Filed
Dec 13, 7:00 PM ET
Accepted
Dec 14, 6:56 PM ET
Size
10.3 KB
Accession
0000899243-17-028730
Insider Transaction Report
Form 4
Guggenheim Greta
DirectorCEO & President
Transactions
- Other
Class A Common Stock
2017-12-13+20,576→ 29,950 total(indirect: See Explanation of Responses)→ Common Stock (20,576 underlying) - Award
Common Stock
2017-12-13+12,860→ 22,860 total
Holdings
- 3,124
Class A Common Stock
→ Common Stock
Footnotes (4)
- [F1]The shares of common stock ("Common Stock") of TPG RE Finance Trust, Inc. (the "Issuer") awarded to Ms. Greta Guggenheim will vest ratably in four annual installments beginning on June 30, 2018. The shares of Common Stock are subject to the terms of a lock-up agreement entered into by Ms. Guggenheim in connection with the Issuer's initial public offering.
- [F2]On December 13, 2017, Ms. Guggenheim acquired shares of Class A common stock ("Class A Common Stock") of the Issuer from TPG RE Finance Trust Management, L.P. (the "Manager"), the Issuer's external manager, pursuant to a grant made by the Manager to Ms. Guggenheim in accordance with the terms of a compensatory plan adopted by the Manager. The Manager acquired the shares of Class A Common Stock prior to the completion of the Issuer's initial public offering and granted the shares to Ms. Guggenheim as compensation for services Ms. Guggenheim provided to the Issuer. The shares of Class A Common Stock are subject to the terms of a lock-up agreement entered into by Ms. Guggenheim in connection with the Issuer's initial public offering.
- [F3]The shares of Class A Common Stock awarded to Ms. Guggenheim will vest ratably in four annual installments beginning on June 30, 2018. Upon vesting, the shares of Class A Common Stock will be delivered to Ms. Guggenheim.
- [F4]Pursuant to the Articles of Amendment and Restatement of the Issuer, each share of Class A Common Stock is convertible at any time or from time to time, at the option of the holder, for one share of Common Stock.
Documents
Issuer
TPG RE Finance Trust, Inc.
CIK 0001630472
Entity typeother
Related Parties
1- filerCIK 0001473357
Filing Metadata
- Form type
- 4
- Filed
- Dec 13, 7:00 PM ET
- Accepted
- Dec 14, 6:56 PM ET
- Size
- 10.3 KB