4//SEC Filing
Smith Peter A. 4
Accession 0000899243-17-028735
CIK 0001630472other
Filed
Dec 13, 7:00 PM ET
Accepted
Dec 14, 7:01 PM ET
Size
9.0 KB
Accession
0000899243-17-028735
Insider Transaction Report
Form 4
Smith Peter A.
Vice President
Transactions
- Award
Common Stock
2017-12-13+22,119→ 22,119 total - Other
Class A Common Stock
2017-12-13+7,716→ 7,716 total(indirect: See Explanation of Responses)→ Common Stock (7,716 underlying)
Footnotes (4)
- [F1]The shares of common stock ("Common Stock") of TPG RE Finance Trust, Inc. (the "Issuer") awarded to Mr. Peter A. Smith will vest ratably in four annual installments beginning on June 30, 2018. The shares of Common Stock are subject to the terms of a lock-up agreement entered into by Mr. Smith in connection with the Issuer's initial public offering.
- [F2]On December 13, 2017, Mr. Smith acquired shares of Class A common stock ("Class A Common Stock") of the Issuer from TPG RE Finance Trust Management, L.P. (the "Manager"), the Issuer's external manager, pursuant to a grant made by the Manager to Mr. Smith in accordance with the terms of a compensatory plan adopted by the Manager. The Manager acquired the shares of Class A Common Stock prior to the completion of the Issuer's initial public offering and granted the shares to Mr. Smith as compensation for services Mr. Smith provided to the Issuer. The shares of Class A Common Stock are subject to the terms of a lock-up agreement entered into by Mr. Smith in connection with the Issuer's initial public offering.
- [F3]The shares of Class A Common Stock awarded to Mr. Smith will vest ratably in four annual installments beginning on June 30, 2018. Upon vesting, the shares of Class A Common Stock will be delivered to Mr. Smith.
- [F4]Pursuant to the Articles of Amendment and Restatement of the Issuer, each share of Class A Common Stock is convertible at any time or from time to time, at the option of the holder, for one share of Common Stock.
Documents
Issuer
TPG RE Finance Trust, Inc.
CIK 0001630472
Entity typeother
Related Parties
1- filerCIK 0001712109
Filing Metadata
- Form type
- 4
- Filed
- Dec 13, 7:00 PM ET
- Accepted
- Dec 14, 7:01 PM ET
- Size
- 9.0 KB