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SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. 4

Accession 0000899243-17-029260

CIK 0001660134other

View on SEC.gov Company Profile

Filed

Dec 18, 7:00 PM ET

Accepted

Dec 19, 8:36 PM ET

Size

34.0 KB

Accession

0000899243-17-029260

Insider Transaction Report

Form 4

Period: 2017-12-15

Okta, Inc.OKTA

SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P.

10% Owner

Transactions

Conversion
Class A Common Stock
2017-12-15+2,071,223→ 2,071,223 total(indirect: By SC US GF V Holdings, Ltd.)
Conversion
Class B Common Stock
2018-12-15−2,071,223→ 8,284,893 total(indirect: By SC US GF V Holdings, Ltd.)
→ Class A Common Stock (2,071,223 underlying)
Conversion
Class A Common Stock
2017-12-15+1,318,174→ 1,318,174 total(indirect: By Sequoia Capital U.S. Growth Fund VI, L.P.)
Other
Class A Common Stock
2017-12-15−1,318,174→ 0 total(indirect: By Sequoia Capital U.S. Growth Fund VI, L.P.)
Other
Class A Common Stock
2017-12-15−66,026→ 0 total(indirect: By Sequoia Capital U.S. Growth VI Principals Fund, L.P.)
Conversion
Class B Common Stock
2018-12-15−1,318,174→ 5,272,694 total(indirect: By Sequoia Capital U.S. Growth Fund VI, L.P.)
→ Class A Common Stock (1,318,174 underlying)
Conversion
Class A Common Stock
2017-12-15+66,026→ 66,026 total(indirect: By Sequoia Capital U.S. Growth VI Principals Fund, L.P.)
Other
Class A Common Stock
2017-12-15−2,071,223→ 0 total(indirect: By SC US GF V Holdings, Ltd.)
Conversion
Class B Common Stock
2018-12-15−66,026→ 264,106 total(indirect: By Sequoia Capital U.S. Growth VI Principals Fund, L.P.)
→ Class A Common Stock (66,026 underlying)

SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P.

10% Owner

Transactions

Conversion
Class A Common Stock
2017-12-15+66,026→ 66,026 total(indirect: By Sequoia Capital U.S. Growth VI Principals Fund, L.P.)
Other
Class A Common Stock
2017-12-15−2,071,223→ 0 total(indirect: By SC US GF V Holdings, Ltd.)
Other
Class A Common Stock
2017-12-15−66,026→ 0 total(indirect: By Sequoia Capital U.S. Growth VI Principals Fund, L.P.)
Conversion
Class B Common Stock
2018-12-15−1,318,174→ 5,272,694 total(indirect: By Sequoia Capital U.S. Growth Fund VI, L.P.)
→ Class A Common Stock (1,318,174 underlying)
Other
Class A Common Stock
2017-12-15−1,318,174→ 0 total(indirect: By Sequoia Capital U.S. Growth Fund VI, L.P.)
Conversion
Class B Common Stock
2018-12-15−2,071,223→ 8,284,893 total(indirect: By SC US GF V Holdings, Ltd.)
→ Class A Common Stock (2,071,223 underlying)
Conversion
Class A Common Stock
2017-12-15+2,071,223→ 2,071,223 total(indirect: By SC US GF V Holdings, Ltd.)
Conversion
Class B Common Stock
2018-12-15−66,026→ 264,106 total(indirect: By Sequoia Capital U.S. Growth VI Principals Fund, L.P.)
→ Class A Common Stock (66,026 underlying)
Conversion
Class A Common Stock
2017-12-15+1,318,174→ 1,318,174 total(indirect: By Sequoia Capital U.S. Growth Fund VI, L.P.)

SC U.S. GROWTH VI MANAGEMENT, L.P.

10% Owner

Transactions

Conversion
Class A Common Stock
2017-12-15+66,026→ 66,026 total(indirect: By Sequoia Capital U.S. Growth VI Principals Fund, L.P.)
Conversion
Class B Common Stock
2018-12-15−1,318,174→ 5,272,694 total(indirect: By Sequoia Capital U.S. Growth Fund VI, L.P.)
→ Class A Common Stock (1,318,174 underlying)
Conversion
Class A Common Stock
2017-12-15+2,071,223→ 2,071,223 total(indirect: By SC US GF V Holdings, Ltd.)
Other
Class A Common Stock
2017-12-15−1,318,174→ 0 total(indirect: By Sequoia Capital U.S. Growth Fund VI, L.P.)
Other
Class A Common Stock
2017-12-15−66,026→ 0 total(indirect: By Sequoia Capital U.S. Growth VI Principals Fund, L.P.)
Conversion
Class B Common Stock
2018-12-15−66,026→ 264,106 total(indirect: By Sequoia Capital U.S. Growth VI Principals Fund, L.P.)
→ Class A Common Stock (66,026 underlying)
Conversion
Class A Common Stock
2017-12-15+1,318,174→ 1,318,174 total(indirect: By Sequoia Capital U.S. Growth Fund VI, L.P.)
Conversion
Class B Common Stock
2018-12-15−2,071,223→ 8,284,893 total(indirect: By SC US GF V Holdings, Ltd.)
→ Class A Common Stock (2,071,223 underlying)
Other
Class A Common Stock
2017-12-15−2,071,223→ 0 total(indirect: By SC US GF V Holdings, Ltd.)

SCGF V Management, L.P.

10% Owner

Transactions

Other
Class A Common Stock
2017-12-15−1,318,174→ 0 total(indirect: By Sequoia Capital U.S. Growth Fund VI, L.P.)
Conversion
Class A Common Stock
2017-12-15+66,026→ 66,026 total(indirect: By Sequoia Capital U.S. Growth VI Principals Fund, L.P.)
Conversion
Class A Common Stock
2017-12-15+2,071,223→ 2,071,223 total(indirect: By SC US GF V Holdings, Ltd.)
Conversion
Class B Common Stock
2018-12-15−2,071,223→ 8,284,893 total(indirect: By SC US GF V Holdings, Ltd.)
→ Class A Common Stock (2,071,223 underlying)
Conversion
Class A Common Stock
2017-12-15+1,318,174→ 1,318,174 total(indirect: By Sequoia Capital U.S. Growth Fund VI, L.P.)
Other
Class A Common Stock
2017-12-15−2,071,223→ 0 total(indirect: By SC US GF V Holdings, Ltd.)
Other
Class A Common Stock
2017-12-15−66,026→ 0 total(indirect: By Sequoia Capital U.S. Growth VI Principals Fund, L.P.)
Conversion
Class B Common Stock
2018-12-15−1,318,174→ 5,272,694 total(indirect: By Sequoia Capital U.S. Growth Fund VI, L.P.)
→ Class A Common Stock (1,318,174 underlying)
Conversion
Class B Common Stock
2018-12-15−66,026→ 264,106 total(indirect: By Sequoia Capital U.S. Growth VI Principals Fund, L.P.)
→ Class A Common Stock (66,026 underlying)

SC US (TTGP), LTD.

10% Owner

Transactions

Conversion
Class B Common Stock
2018-12-15−66,026→ 264,106 total(indirect: By Sequoia Capital U.S. Growth VI Principals Fund, L.P.)
→ Class A Common Stock (66,026 underlying)
Conversion
Class A Common Stock
2017-12-15+66,026→ 66,026 total(indirect: By Sequoia Capital U.S. Growth VI Principals Fund, L.P.)
Conversion
Class A Common Stock
2017-12-15+1,318,174→ 1,318,174 total(indirect: By Sequoia Capital U.S. Growth Fund VI, L.P.)
Other
Class A Common Stock
2017-12-15−66,026→ 0 total(indirect: By Sequoia Capital U.S. Growth VI Principals Fund, L.P.)
Conversion
Class B Common Stock
2018-12-15−1,318,174→ 5,272,694 total(indirect: By Sequoia Capital U.S. Growth Fund VI, L.P.)
→ Class A Common Stock (1,318,174 underlying)
Other
Class A Common Stock
2017-12-15−2,071,223→ 0 total(indirect: By SC US GF V Holdings, Ltd.)
Other
Class A Common Stock
2017-12-15−1,318,174→ 0 total(indirect: By Sequoia Capital U.S. Growth Fund VI, L.P.)
Conversion
Class A Common Stock
2017-12-15+2,071,223→ 2,071,223 total(indirect: By SC US GF V Holdings, Ltd.)
Conversion
Class B Common Stock
2018-12-15−2,071,223→ 8,284,893 total(indirect: By SC US GF V Holdings, Ltd.)
→ Class A Common Stock (2,071,223 underlying)

SC US GF V Holdings, Ltd.

10% Owner

Transactions

Other
Class A Common Stock
2017-12-15−66,026→ 0 total(indirect: By Sequoia Capital U.S. Growth VI Principals Fund, L.P.)
Conversion
Class A Common Stock
2017-12-15+2,071,223→ 2,071,223 total(indirect: By SC US GF V Holdings, Ltd.)
Conversion
Class A Common Stock
2017-12-15+66,026→ 66,026 total(indirect: By Sequoia Capital U.S. Growth VI Principals Fund, L.P.)
Other
Class A Common Stock
2017-12-15−2,071,223→ 0 total(indirect: By SC US GF V Holdings, Ltd.)
Conversion
Class B Common Stock
2018-12-15−1,318,174→ 5,272,694 total(indirect: By Sequoia Capital U.S. Growth Fund VI, L.P.)
→ Class A Common Stock (1,318,174 underlying)
Conversion
Class A Common Stock
2017-12-15+1,318,174→ 1,318,174 total(indirect: By Sequoia Capital U.S. Growth Fund VI, L.P.)
Conversion
Class B Common Stock
2018-12-15−66,026→ 264,106 total(indirect: By Sequoia Capital U.S. Growth VI Principals Fund, L.P.)
→ Class A Common Stock (66,026 underlying)
Other
Class A Common Stock
2017-12-15−1,318,174→ 0 total(indirect: By Sequoia Capital U.S. Growth Fund VI, L.P.)
Conversion
Class B Common Stock
2018-12-15−2,071,223→ 8,284,893 total(indirect: By SC US GF V Holdings, Ltd.)
→ Class A Common Stock (2,071,223 underlying)

SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P.

10% Owner

Transactions

Conversion
Class A Common Stock
2017-12-15+66,026→ 66,026 total(indirect: By Sequoia Capital U.S. Growth VI Principals Fund, L.P.)
Conversion
Class B Common Stock
2018-12-15−1,318,174→ 5,272,694 total(indirect: By Sequoia Capital U.S. Growth Fund VI, L.P.)
→ Class A Common Stock (1,318,174 underlying)
Conversion
Class A Common Stock
2017-12-15+2,071,223→ 2,071,223 total(indirect: By SC US GF V Holdings, Ltd.)
Other
Class A Common Stock
2017-12-15−66,026→ 0 total(indirect: By Sequoia Capital U.S. Growth VI Principals Fund, L.P.)
Conversion
Class B Common Stock
2018-12-15−66,026→ 264,106 total(indirect: By Sequoia Capital U.S. Growth VI Principals Fund, L.P.)
→ Class A Common Stock (66,026 underlying)
Conversion
Class A Common Stock
2017-12-15+1,318,174→ 1,318,174 total(indirect: By Sequoia Capital U.S. Growth Fund VI, L.P.)
Other
Class A Common Stock
2017-12-15−2,071,223→ 0 total(indirect: By SC US GF V Holdings, Ltd.)
Other
Class A Common Stock
2017-12-15−1,318,174→ 0 total(indirect: By Sequoia Capital U.S. Growth Fund VI, L.P.)
Conversion
Class B Common Stock
2018-12-15−2,071,223→ 8,284,893 total(indirect: By SC US GF V Holdings, Ltd.)
→ Class A Common Stock (2,071,223 underlying)

SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P.

10% Owner

Transactions

Conversion
Class A Common Stock
2017-12-15+2,071,223→ 2,071,223 total(indirect: By SC US GF V Holdings, Ltd.)
Other
Class A Common Stock
2017-12-15−2,071,223→ 0 total(indirect: By SC US GF V Holdings, Ltd.)
Other
Class A Common Stock
2017-12-15−66,026→ 0 total(indirect: By Sequoia Capital U.S. Growth VI Principals Fund, L.P.)
Conversion
Class A Common Stock
2017-12-15+1,318,174→ 1,318,174 total(indirect: By Sequoia Capital U.S. Growth Fund VI, L.P.)
Other
Class A Common Stock
2017-12-15−1,318,174→ 0 total(indirect: By Sequoia Capital U.S. Growth Fund VI, L.P.)
Conversion
Class B Common Stock
2018-12-15−66,026→ 264,106 total(indirect: By Sequoia Capital U.S. Growth VI Principals Fund, L.P.)
→ Class A Common Stock (66,026 underlying)
Conversion
Class A Common Stock
2017-12-15+66,026→ 66,026 total(indirect: By Sequoia Capital U.S. Growth VI Principals Fund, L.P.)
Conversion
Class B Common Stock
2018-12-15−2,071,223→ 8,284,893 total(indirect: By SC US GF V Holdings, Ltd.)
→ Class A Common Stock (2,071,223 underlying)
Conversion
Class B Common Stock
2018-12-15−1,318,174→ 5,272,694 total(indirect: By Sequoia Capital U.S. Growth Fund VI, L.P.)
→ Class A Common Stock (1,318,174 underlying)

Footnotes (3)

[F1]Represents a distribution of Class A Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members.
[F2]SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. together own 100% of the outstanding shares held by SC US GF V Holdings, Ltd. SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
[F3]Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION

Issuer

Okta, Inc.

CIK 0001660134

→

Entity typeother

Related Parties

filerCIK 0001528109

Filing Metadata

Form type: 4
Filed: Dec 18, 7:00 PM ET
Accepted: Dec 19, 8:36 PM ET
Size: 34.0 KB

View on SEC.gov