Home/Filings/4/0000899243-18-000263
4//SEC Filing

FAN JOHN C C 4

Accession 0000899243-18-000263

CIK 0000771266other

Filed

Jan 2, 7:00 PM ET

Accepted

Jan 3, 4:09 PM ET

Size

14.2 KB

Accession

0000899243-18-000263

Insider Transaction Report

Form 4
Period: 2017-12-31
FAN JOHN C C
President and CEO
Transactions
  • Gift

    Common Stock

    2017-12-31260,0004,469,769 total
  • Gift

    Common Stock

    2017-12-31150,0004,169,769 total
  • Gift

    Common Stock

    2017-12-31+640,0004,809,769 total
  • Gift

    Common Stock

    2017-12-31+150,0004,959,769 total
  • Gift

    Common Stock

    2017-12-31150,0004,319,769 total
  • Gift

    Common Stock

    2017-12-31+150,0005,109,769 total
Footnotes (3)
  • [F1]On September 12, 2011 the Kopin Corporation's Compensation Committee implemented an incentive plan comprised of 260,000 shares of restricted stock which were to vest at the end of the first 10 consecutive trading day period following the grant date during which Kopin Corporation's common stock trades at a price per share equal to or greater than $5.25. In addition, Dr. Fan was to receive the cash value of 380,000 shares of Kopin Corporation's common stock on the date the 260,000 shares of restricted stock vested. On February 13, 2015 the period to achieve the $5.25 stock price milestone was extended until December 31, 2017 to coincide with Dr. Fan's employment agreement.
  • [F2](continued from footnote 1) On May 9, 2015 The Kopin Corporation's Compensation Committee implemented an incentive plan comprised of 150,000 and 150,000 shares of restricted stock which were to vest at the end of the first 10 consecutive trading day period following the grant date during which Kopin Corporation's common stock trades at a price per share equal to or greater than $6.00 and $7.00, respectively. All these grants were forfeited on December 31, 2017.
  • [F3]On December 31, 2017 the Kopin Corporation's Compensation Committee implemented an incentive plan comprised of 640,000, 150,000 and 150,000 shares of restricted stock which are to vest at the end of the first 20 consecutive trading day period following the grant date during which Kopin Corporation's common stock trades at a price per share equal to or greater than $5.25, $6.00 and $7.00, respectively. The period to achieve the stock price milestones are from January 1, 2018 through December 31, 2020.

Issuer

KOPIN CORP

CIK 0000771266

Entity typeother

Related Parties

1
  • filerCIK 0000903846

Filing Metadata

Form type
4
Filed
Jan 2, 7:00 PM ET
Accepted
Jan 3, 4:09 PM ET
Size
14.2 KB