Jochim Lynn 4
4 · Five Point Holdings, LLC · Filed Jan 17, 2018
Insider Transaction Report
Form 4
Jochim Lynn
Executive Vice President
Transactions
- Tax Payment
Class A common shares
2018-01-15$14.83/sh−7,529$111,655→ 170,614 total - Award
Class A common shares
2018-01-15+134,861→ 178,143 total - Exercise/Conversion
Class A common shares
2018-01-16+59,821→ 230,435 total - Tax Payment
Class A common shares
2018-01-16$14.59/sh−29,809$434,913→ 200,626 total - Exercise/Conversion
Restricted share units
2018-01-16−59,821→ 119,644 total→ Class A common shares (59,821 underlying)
Holdings
- 44,389(indirect: By Trust)
Class A common shares
Footnotes (4)
- [F1]These shares are subject to certain restrictions upon transfer and rights of forfeiture as set forth in the Five Point Holdings, LLC 2016 Incentive Award Plan (the "2016 Incentive Award Plan") and an agreement entered into between the registered owner and Five Point Holdings, LLC (the "Company"), copies of which are on file with the secretary of the Company. Such restricted shares will vest in three equal annual installments beginning on January 15, 2019.
- [F2]Restricted share units were settled on a one-for-one basis in Class A common shares.
- [F3]34,389 Class A common shares of the Company are owned by The 2002 Jochim Family Trust UAD 05/15/02 and 10,000 Class A common shares of the Company are owned by The Edward J Jochim By-Pass Trust UAD 03/01/84. The reporting person disclaims beneficial ownership of the shares owned by her spouse, David Jochim, except to the extent of her pecuniary interest therein.
- [F4]On June 1, 2016, the reporting person was granted such restricted share units pursuant to the 2016 Incentive Award Plan. Such restricted share units have vested. The remaining unsettled restricted share units will settle on a one-for-one basis in Class A common shares or cash, at the option of the Company, in two equal installments on January 15, 2019 and January 15, 2020.