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Five Oaks Investment Corp.·4

Jan 18, 5:19 PM ET

XL Bermuda Ltd 4

4 · Five Oaks Investment Corp. · Filed Jan 18, 2018

Insider Transaction Report

Form 4
Period: 2018-01-18
Five Oaks Investment Corp.OAKS
XL Bermuda Ltd
10% Owner
Transactions
  • Sale

    Common Stock, par value $0.01 per share

    2018-01-18$4.77/sh−710,495$3,389,061→ 3,330,550 total(indirect: See Footnote)
  • Other

    Warrants to Purchase Common Stock

    2018-01-18−3,753,492→ 0 total(indirect: See Footnote)
    Exercise: $13.11From: 2013-07-25Exp: 2019-09-29→ Common Stock (3,753,492 underlying)
Holdings

  • Common Stock, par value $0.01 per share

    (indirect: See Footnote)
    10,230
Footnotes (5)
  • [F1]See Exhibit 99.1; Note 1.
  • [F2]See Exhibit 99.1; Note 2.
  • [F3]See Exhibit 99.1; Note 3.
  • [F4]See Exhibit 99.1; Note 4.
  • [F5]See Exhibit 99.1; Note 5.

Documents

2 files