Home/Filings/4/0000899243-18-002278

4//SEC Filing

Kleiner Perkins Caufield & Byers XIV, LLC 4

Accession 0000899243-18-002278

CIK 0001693664other

View on SEC.gov Company Profile

Filed

Jan 29, 7:00 PM ET

Accepted

Jan 30, 5:05 PM ET

Size

29.1 KB

Accession

0000899243-18-002278

Insider Transaction Report

Form 4

Period: 2018-01-30

ARMO BioSciences, Inc.ARMO

Kleiner Perkins Caufield & Byers XVI, LLC

10% Owner

Transactions

Conversion
Series C-1 Convertible Preferred Stock
2018-01-30−326,242→ 0 total(indirect: By KPCB Holdings, Inc., as nominee)
→ Common Stock (326,242 underlying)
Conversion
Common Stock
2018-01-30+4,266,683→ 4,266,683 total(indirect: By KPCB Holdings, Inc., as nominee)
Conversion
Series A-1 Convertible Preferred Stock
2018-01-30−673,173→ 0 total(indirect: By KPCB Holdings, Inc., as nominee)
→ Common Stock (673,173 underlying)
Conversion
Series B Convertible Preferred Stock
2018-01-30−1,296,248→ 0 total(indirect: By KPCB Holdings, Inc., as nominee)
→ Common Stock (1,296,248 underlying)
Conversion
Series B-1 Convertible Preferred Stock
2018-01-30−355,429→ 0 total(indirect: By KPCB Holdings, Inc., as nominee)
→ Common Stock (355,429 underlying)
Conversion
Series A Convertible Preferred Stock
2018-01-30−1,212,494→ 0 total(indirect: By KPCB Holdings, Inc., as nominee)
→ Common Stock (1,212,494 underlying)
Conversion
Series C Convertible Preferred Stock
2018-01-30−403,097→ 0 total(indirect: By KPCB Holdings, Inc., as nominee)
→ Common Stock (403,097 underlying)

KPCB XIV Associates, LLC

10% Owner

Transactions

Conversion
Common Stock
2018-01-30+4,266,683→ 4,266,683 total(indirect: By KPCB Holdings, Inc., as nominee)
Conversion
Series A-1 Convertible Preferred Stock
2018-01-30−673,173→ 0 total(indirect: By KPCB Holdings, Inc., as nominee)
→ Common Stock (673,173 underlying)
Conversion
Series C Convertible Preferred Stock
2018-01-30−403,097→ 0 total(indirect: By KPCB Holdings, Inc., as nominee)
→ Common Stock (403,097 underlying)
Conversion
Series C-1 Convertible Preferred Stock
2018-01-30−326,242→ 0 total(indirect: By KPCB Holdings, Inc., as nominee)
→ Common Stock (326,242 underlying)
Conversion
Series A Convertible Preferred Stock
2018-01-30−1,212,494→ 0 total(indirect: By KPCB Holdings, Inc., as nominee)
→ Common Stock (1,212,494 underlying)
Conversion
Series B Convertible Preferred Stock
2018-01-30−1,296,248→ 0 total(indirect: By KPCB Holdings, Inc., as nominee)
→ Common Stock (1,296,248 underlying)
Conversion
Series B-1 Convertible Preferred Stock
2018-01-30−355,429→ 0 total(indirect: By KPCB Holdings, Inc., as nominee)
→ Common Stock (355,429 underlying)

Kleiner Perkins Caufield & Byers XIV, LLC

10% Owner

Transactions

Conversion
Series A-1 Convertible Preferred Stock
2018-01-30−673,173→ 0 total(indirect: By KPCB Holdings, Inc., as nominee)
→ Common Stock (673,173 underlying)
Conversion
Series A Convertible Preferred Stock
2018-01-30−1,212,494→ 0 total(indirect: By KPCB Holdings, Inc., as nominee)
→ Common Stock (1,212,494 underlying)
Conversion
Series B Convertible Preferred Stock
2018-01-30−1,296,248→ 0 total(indirect: By KPCB Holdings, Inc., as nominee)
→ Common Stock (1,296,248 underlying)
Conversion
Series B-1 Convertible Preferred Stock
2018-01-30−355,429→ 0 total(indirect: By KPCB Holdings, Inc., as nominee)
→ Common Stock (355,429 underlying)
Conversion
Common Stock
2018-01-30+4,266,683→ 4,266,683 total(indirect: By KPCB Holdings, Inc., as nominee)
Conversion
Series C Convertible Preferred Stock
2018-01-30−403,097→ 0 total(indirect: By KPCB Holdings, Inc., as nominee)
→ Common Stock (403,097 underlying)
Conversion
Series C-1 Convertible Preferred Stock
2018-01-30−326,242→ 0 total(indirect: By KPCB Holdings, Inc., as nominee)
→ Common Stock (326,242 underlying)

KPCB XIV Founders Fund, LLC

10% Owner

Transactions

Conversion
Series A Convertible Preferred Stock
2018-01-30−1,212,494→ 0 total(indirect: By KPCB Holdings, Inc., as nominee)
→ Common Stock (1,212,494 underlying)
Conversion
Common Stock
2018-01-30+4,266,683→ 4,266,683 total(indirect: By KPCB Holdings, Inc., as nominee)
Conversion
Series A-1 Convertible Preferred Stock
2018-01-30−673,173→ 0 total(indirect: By KPCB Holdings, Inc., as nominee)
→ Common Stock (673,173 underlying)
Conversion
Series B Convertible Preferred Stock
2018-01-30−1,296,248→ 0 total(indirect: By KPCB Holdings, Inc., as nominee)
→ Common Stock (1,296,248 underlying)
Conversion
Series B-1 Convertible Preferred Stock
2018-01-30−355,429→ 0 total(indirect: By KPCB Holdings, Inc., as nominee)
→ Common Stock (355,429 underlying)
Conversion
Series C Convertible Preferred Stock
2018-01-30−403,097→ 0 total(indirect: By KPCB Holdings, Inc., as nominee)
→ Common Stock (403,097 underlying)
Conversion
Series C-1 Convertible Preferred Stock
2018-01-30−326,242→ 0 total(indirect: By KPCB Holdings, Inc., as nominee)
→ Common Stock (326,242 underlying)

KPCB XVI Associates, LLC

10% Owner

Transactions

Conversion
Common Stock
2018-01-30+4,266,683→ 4,266,683 total(indirect: By KPCB Holdings, Inc., as nominee)
Conversion
Series C-1 Convertible Preferred Stock
2018-01-30−326,242→ 0 total(indirect: By KPCB Holdings, Inc., as nominee)
→ Common Stock (326,242 underlying)
Conversion
Series A-1 Convertible Preferred Stock
2018-01-30−673,173→ 0 total(indirect: By KPCB Holdings, Inc., as nominee)
→ Common Stock (673,173 underlying)
Conversion
Series A Convertible Preferred Stock
2018-01-30−1,212,494→ 0 total(indirect: By KPCB Holdings, Inc., as nominee)
→ Common Stock (1,212,494 underlying)
Conversion
Series B Convertible Preferred Stock
2018-01-30−1,296,248→ 0 total(indirect: By KPCB Holdings, Inc., as nominee)
→ Common Stock (1,296,248 underlying)
Conversion
Series B-1 Convertible Preferred Stock
2018-01-30−355,429→ 0 total(indirect: By KPCB Holdings, Inc., as nominee)
→ Common Stock (355,429 underlying)
Conversion
Series C Convertible Preferred Stock
2018-01-30−403,097→ 0 total(indirect: By KPCB Holdings, Inc., as nominee)
→ Common Stock (403,097 underlying)

KPCB XVI Founders Fund, LLC

10% Owner

Transactions

Conversion
Common Stock
2018-01-30+4,266,683→ 4,266,683 total(indirect: By KPCB Holdings, Inc., as nominee)
Conversion
Series A-1 Convertible Preferred Stock
2018-01-30−673,173→ 0 total(indirect: By KPCB Holdings, Inc., as nominee)
→ Common Stock (673,173 underlying)
Conversion
Series A Convertible Preferred Stock
2018-01-30−1,212,494→ 0 total(indirect: By KPCB Holdings, Inc., as nominee)
→ Common Stock (1,212,494 underlying)
Conversion
Series B Convertible Preferred Stock
2018-01-30−1,296,248→ 0 total(indirect: By KPCB Holdings, Inc., as nominee)
→ Common Stock (1,296,248 underlying)
Conversion
Series C Convertible Preferred Stock
2018-01-30−403,097→ 0 total(indirect: By KPCB Holdings, Inc., as nominee)
→ Common Stock (403,097 underlying)
Conversion
Series B-1 Convertible Preferred Stock
2018-01-30−355,429→ 0 total(indirect: By KPCB Holdings, Inc., as nominee)
→ Common Stock (355,429 underlying)
Conversion
Series C-1 Convertible Preferred Stock
2018-01-30−326,242→ 0 total(indirect: By KPCB Holdings, Inc., as nominee)
→ Common Stock (326,242 underlying)

Footnotes (4)

[F1]The total represents shares received upon conversion of shares of Series A-1, A, B, B-1, C and C-1 Convertible Preferred Stock.
[F2]Each share of Series A-1 Convertible Preferred Stock, Series A Convertible Preferred Stock, Series B Convertible Preferred Stock, Series B-1 Convertible Preferred Stock, Series C Convertible Preferred Stock and Series C-1 Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration immediately prior to the completion of the Issuer's initial public offering. The Convertible Preferred Stock had no expiration date.
[F3]Consists of 3,475,576 shares of common stock issuable upon the deemed conversion of shares of the Issuer's preferred stock held by Kleiner Perkins Caufield & Byers XIV, LLC ("KPCB XIV"), 294,029 shares of common stock issuable upon the deemed conversion of shares of the Issuer's preferred stock held by KPCB XIV Founders Fund, LLC ("KPCB XIV FF"), 480,625 shares of common stock issuable upon the deemed conversion of shares of the Issuer's preferred stock held by Kleiner Perkins Caufield & Byers XVI, LLC ("KPCB XVI") and 16,453 shares of common stock issuable upon the deemed conversion of shares of the Issuer's preferred stock held by KPCB XVI Founders Fund, LLC ("KPCB XVI FF"). All shares are held for convenience in the name of "KPCB Holdings, Inc., as nominee" for the accounts of such entities. The managing member of KPCB XIV and KPCB XIV FF is KPCB XIV Associates, LLC ("KPCB XIV Associates").
[F4](Continued from Footnote 3) Brook Byers, L. John Doerr, William Gordon and Theodore Schlein, the managing members of KPCB XIV Associates, and Dr. Beth Seidenberg, a member of KPCB XIV Associates, exercise shared voting and dispositive control over the shares held by KPCB XIV and KPCB XIV FF. The managing member of KPCB XVI and KPCB XVI FF is KPCB XVI Associates, LLC ("KPCB XVI Associates"). L. John Doerr, Eric Feng, Wen Hsieh, Randy Komisar, Dr. Beth Seidenberg and Theodore Schlein, the managing members of KPCB XVI Associates, exercise shared voting and dispositive control over the shares held by KPCB XVI and KPCB XVI FF.

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION

Issuer

ARMO BioSciences, Inc.

CIK 0001693664

→

Entity typeother

IncorporatedDE

Related Parties

filerCIK 0001505781

Filing Metadata

Form type: 4
Filed: Jan 29, 7:00 PM ET
Accepted: Jan 30, 5:05 PM ET
Size: 29.1 KB

View on SEC.gov