4//SEC Filing
BAUN THEODORE W. 4
Accession 0000899243-18-002378
CIK 0001320854other
Filed
Jan 30, 7:00 PM ET
Accepted
Jan 31, 3:06 PM ET
Size
20.4 KB
Accession
0000899243-18-002378
Insider Transaction Report
Form 4
BAUN THEODORE W.
SVP Marketing and Sales
Transactions
- Tax Payment
Common Stock
2018-01-30$16.66/sh−1,327$22,101→ 20,528 total
Holdings
- 57,794
Employee Stock Option (right to buy)
Exercise: $16.66Exp: 2028-01-12→ Common stock (57,794 underlying) - 16,400
Employee Stock Option (right to buy)
Exercise: $23.40Exp: 2022-01-12→ Common stock (16,400 underlying) - 5,108
Performance shares
→ Common stock (5,108 underlying) - 5,800
Performance shares
→ Common stock (5,800 underlying) - 16,182
Employee Stock Option (right to buy)
Exercise: $16.66Exp: 2028-01-12→ Common stock (16,182 underlying) - 14,575
Employee Stock Option (right to buy)
Exercise: $25.55Exp: 2024-01-15→ Common stock (14,575 underlying) - 7,250
Employee Stock Option (right to buy)
Exercise: $20.69Exp: 2020-02-23→ Common stock (7,250 underlying) - 1,000
Employee Stock Option (right to buy)
Exercise: $17.84Exp: 2019-05-12→ Common stock (1,000 underlying) - 8,300
Employee Stock Option (right to buy)
Exercise: $24.56Exp: 2023-01-18→ Common stock (8,300 underlying) - 10,600
Employee Stock Option (right to buy)
Exercise: $29.88Exp: 2021-01-13→ Common stock (10,600 underlying)
Footnotes (13)
- [F1]Represents the exercise of a tax withholding right in connection with the vesting of 3,527 restricted shares that were issued in an exempt issuance pursuant to Rule 16b-3 under the Issuer's 2005 Long Term Incentive Plan.
- [F10]Each performance share represents the right to receive, at settlement, one share of common stock subject to the Issuer's achievement of performance goals.
- [F11]Vesting of these performance shares depends on the Issuer's annual return on invested capital and basic earnings per share from January 1, 2016 through December 31, 2018. The target number of performance shares is reported. Between 0% and 200% of the target number of shares may vest on December 31, 2018, with the vesting percentage determined based on actual performance.
- [F12]Each performance share represents the right to receive, at settlement, one share of common stock subject to the Issuer's achievement of performance goals.
- [F13]Vesting of these performance shares depends on the Issuer's annual return on invested capital and basic earnings per share from January 1, 2017 through December 31, 2019. The target number of performance shares is reported. Between 0% and 200% of the target number of shares may vest on December 31, 2019, with the vesting percentage determined based on actual performance.
- [F2]The options vest and become exercisable based on a trailing 90-consecutive calendar day average closing price of one share of the Issuer's common stock (the "Stock Price") in the following proportions, provided the option holder remains continuously employed by the Issuer until the applicable vesting date: 34% of the shares subject to the option vest on the date the Stock Price is equal to or greater than $5.00 per share above the exercise price, an additional 33% of the shares subject to the option vest on the date the Stock Price is equal to or greater than $10.00 per share above the exercise price and the final 33% of the shares subject to the option vest on the date the Stock Price is equal to or greater than $15.00 per share above the exercise price.
- [F3]On January 12, 2018 the recipient was granted 16,182 options which will vest in three equal annual installments beginning on January 12, 2019.
- [F4]On January 15, 2014 the recipient was granted 14,575 options which are fully vested and currently exercisable.
- [F5]On January 18, 2013, the recipient was granted 8,300 options which are fully vested and currently exercisable.
- [F6]On January 12, 2012, the recipient was granted 16,400 options which are fully vested and currently exercisable.
- [F7]On January 13, 2011, the recipient was granted 10,600 options which are fully vested and currently exercisable.
- [F8]On February 23, 2010, the recipient was granted 7,250 options which are fully vested and currently exercisable.
- [F9]On May 12, 2009, the recipient was granted 1,000 options which are fully vested and currently exercisable.
Documents
Issuer
FreightCar America, Inc.
CIK 0001320854
Entity typeother
Related Parties
1- filerCIK 0001443910
Filing Metadata
- Form type
- 4
- Filed
- Jan 30, 7:00 PM ET
- Accepted
- Jan 31, 3:06 PM ET
- Size
- 20.4 KB